Skip to main content

Principal Financial Group Inc

PFG
Exchange
Nasdaq
Industry
Accident & Health Insurance
SEC CIK
0001126328

No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.

13F holders, Q3 2022

Institutional positions in Principal Financial Group Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
707
+24 vs. Q2 2022
Shares held
184.8M
−3.73M (−2.0%) vs. Q2 2022
Total value
$13.3B
+$758.4M (+6.0%) vs. Q2 2022
New holders
81
227 more added
Sold out
57
246 more reduced

8 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 707 institutions
Q1 2021: 646 institutionsQ2 2021: 615 institutionsQ3 2021: 624 institutionsQ4 2021: 664 institutionsQ1 2022: 687 institutionsQ2 2022: 691 institutionsQ3 2022: 707 institutionsQ4 2022: 784 institutionsQ1 2023: 745 institutionsQ2 2023: 731 institutionsQ3 2023: 723 institutionsQ4 2023: 757 institutionsQ1 2024: 765 institutionsQ2 2024: 796 institutionsQ3 2024: 786 institutionsQ4 2024: 785 institutionsQ1 2025: 841 institutionsQ2 2025: 814 institutionsQ3 2025: 829 institutionsQ4 2025: 892 institutionsQ1 2026: 914 institutionsQ2 2026: 961 institutions
Value heldQ3 2022: $13.3B
Q1 2021: $11.4BQ2 2021: $12.2BQ3 2021: $12.5BQ4 2021: $14.2BQ1 2022: $13.8BQ2 2022: $12.6BQ3 2022: $13.3BQ4 2022: $15.5BQ1 2023: $13.4BQ2 2023: $13.2BQ3 2023: $12.4BQ4 2023: $13.2BQ1 2024: $14.4BQ2 2024: $13.0BQ3 2024: $14.1BQ4 2024: $12.7BQ1 2025: $14.2BQ2 2025: $13.2BQ3 2025: $13.3BQ4 2025: $14.2BQ1 2026: $15.2BQ2 2026: $18.4B
Institutions holding PFG and their total value by quarter
QuarterHoldersValue
Q2 2026961$18.4B
Q1 2026914$15.2B
Q4 2025892$14.2B
Q3 2025829$13.3B
Q2 2025814$13.2B
Q1 2025841$14.2B
Q4 2024785$12.7B
Q3 2024786$14.1B
Q2 2024796$13.0B
Q1 2024765$14.4B
Q4 2023757$13.2B
Q3 2023723$12.4B
Q2 2023731$13.2B
Q1 2023745$13.4B
Q4 2022784$15.5B
Q3 2022707$13.3B
Q2 2022691$12.6B
Q1 2022687$13.8B
Q4 2021664$14.2B
Q3 2021624$12.5B
Q2 2021615$12.2B
Q1 2021646$11.4B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2022.

Institutions holding PFG in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Symmetry Partners, LLC5,082$367.0K0.02%00.0%Unchanged
Chicago Trust Co NA5,100$368.0K0.10%−3,900−43.3%Reduced
CWA Asset Management Group, LLC5,119$369.0K0.04%−180−3.4%Reduced
Redpoint Investment Management Pty Ltd5,112$369.0K0.05%00.0%Unchanged
MAI Capital Management5,128$370.0K0.01%+5,128New
Geneos Wealth Management Inc.5,148$371.0K0.03%−412−7.4%Reduced
Benin Management CORP5,200$375.0K0.16%00.0%Unchanged
Wedbush Securities Inc5,233$378.0K0.02%−49−0.9%Reduced
Summit X, LLC5,293$378.0K0.11%+103+2.0%Added
Contravisory Investment Management, Inc.5,334$385.0K0.13%00.0%Unchanged
Capital Investment Advisors, LLC5,380$388.0K0.01%−325−5.7%Reduced
First Hawaiian Bank5,410$390.0K0.02%00.0%Unchanged
Waldron Private Wealth LLC5,530$398.0K0.02%−6−0.1%Reduced
Assenagon Asset Management S.A.5,534$399.0K0.00%−30,083−84.5%Reduced
Romano Brothers and Company5,628$406.0K0.07%+5,628New
Lake Street Financial LLC5,722$413.0K0.10%−366−6.0%Reduced
TCWP LLC5,728$413.0K0.09%+525+10.1%Added
Buckingham Strategic Wealth, LLC5,889$425.0K0.01%+60+1.0%Added
Arete Wealth Advisors, LLC5,963$430.0K0.04%+4+0.1%Added
Two Sigma Securities, LLC5,999$433.0K0.06%+5,999New
Hilltop Holdings Inc.6,027$435.0K0.06%+163+2.8%Added
Beacon Pointe Advisors, LLC6,042$435.0K0.01%+286+5.0%Added
Empirical Finance, LLC6,044$436.0K0.05%+922+18.0%Added
Colony Group LLC6,076$438.0K0.01%−3,711−37.9%Reduced
Archford Capital Strategies, LLC6,241$450.0K0.12%+178+2.9%Added
Rockefeller Capital Management L.P.6,244$450.0K0.00%+632+11.3%Added
Trustmark National Bank Trust Department6,286$454.0K0.04%+6,286New
Fifth Third Bancorp6,375$460.0K0.00%−955−13.0%Reduced
Nicolet Bankshares Inc6,418$463.0K0.13%00.0%Unchanged
Erste Asset Management GmbH6,700$478.5K0.01%+900+15.5%Added
Sompo Asset Management Co., Ltd.6,660$480.0K0.12%+2,550+62.0%Added
Mokosak Advisory Group, LLC6,679$482.0K0.24%−318−4.5%Reduced
Regions Financial Corp6,764$488.0K0.00%+299+4.6%Added
Cetera Advisors LLC6,778$489.0K0.01%+726+12.0%Added
UBP Investment Advisors SA6,829$490.0K0.25%00.0%Unchanged
Corient Capital Partners, LLC7,343$490.0K0.04%+787+12.0%Added
Jmac Enterprises LLC6,800$491.0K0.14%00.0%Unchanged
Forum Financial Management, LP6,879$496.0K0.02%00.0%Unchanged
Johnson Investment Counsel Inc6,975$503.0K0.01%+375+5.7%Added
Twin Capital Management Inc7,006$505.0K0.07%−12,929−64.9%Reduced
Cookson Peirce & Co Inc7,006$505.0K0.04%+718+11.4%Added
Virtu Financial LLC7,032$507.0K0.05%+7,032New
Palisade Asset Management, LLC7,050$509.0K0.07%−200−2.8%Reduced
Greenleaf Trust7,110$513.0K0.01%+277+4.1%Added
Meiji Yasuda Asset Management Co Ltd.7,219$521.0K0.03%−460−6.0%Reduced
Csenge Advisory Group7,286$526.0K0.04%+242+3.4%Added
Allworth Financial LP7,324$528.0K0.01%+1,470+25.1%Added
My Legacy Advisors, LLC6,902$529.0K0.27%+1,800+35.3%Added
GWM Advisors LLC7,358$531.0K0.01%+976+15.3%Added
KC Investment Advisors, LLC7,464$539.0K0.47%+856+13.0%Added
Western Wealth Management, LLC7,618$549.0K0.03%+1,481+24.1%Added
Wetherby Asset Management Inc7,660$553.0K0.04%−80−1.0%Reduced
Prudential PLC7,678$554.0K0.01%+860+12.6%Added
Y-Intercept (Hong Kong) Ltd7,749$559.1K0.06%+7,749New
Proequities, Inc.7,759$560.0K0.05%−157−2.0%Reduced
Wolff Financial Management LLC7,815$563.0K0.26%00.0%Unchanged
Atria Wealth Solutions, Inc.7,820$564.2K0.01%+7,820New
United Capital Financial Advisers, LLC8,065$582.0K0.00%−2,114−20.8%Reduced
SEI Investments Co8,165$589.0K0.00%−381−4.5%Reduced
City State Bank8,263$596.0K0.42%−200−2.4%Reduced
Kentucky Retirement Systems Insurance Trust Fund8,307$599.0K0.06%+278+3.5%Added
Federated Hermes, Inc.8,320$600.0K0.00%−671−7.5%Reduced
Carret Asset Management, LLC8,316$600.0K0.09%00.0%Unchanged
Allstate Corp8,335$601.0K0.02%00.0%Unchanged
Sunbelt Securities, Inc.8,343$602.0K0.13%−400−4.6%Reduced
Bayesian Capital Management, LP8,406$606.0K0.12%+8,406New
Basepoint Wealth LLC8,401$606.2K0.65%+118+1.4%Added
Burney Co8,484$612.0K0.03%−1,358−13.8%Reduced
Argent Trust Co8,482$612.0K0.04%+3,679+76.6%Added
Savant Capital, LLC8,570$618.0K0.02%−244−2.8%Reduced
Kinneret Advisory, LLC8,559$618.0K0.09%00.0%Unchanged
Northwestern Mutual Investment Management Company, LLC8,609$621.0K0.02%−783−8.3%Reduced
Miramar Capital, LLC6,975$624.0K0.17%−4,600−39.7%Reduced
Impax Asset Management Group plc8,704$628.0K0.00%−191−2.1%Reduced
Umb Bank N A8,821$636.0K0.01%−43−0.5%Reduced
V Wealth Advisors LLC8,995$649.0K0.13%+304+3.5%Added
Verition Fund Management LLC9,000$649.0K0.01%+9,000New
Obermeyer Wood Investment Counsel, LLLP9,168$661.0K0.05%00.0%Unchanged
Horizon Investments, LLC9,215$665.0K0.02%+9,215New
Banque Cantonale Vaudoise9,355$675.0K0.04%00.0%Unchanged
Bridgefront Capital, LLC9,430$680.0K0.70%+9,430New
Gilbert & Cook, Inc.7,911$687.0K0.15%−725−8.4%Reduced
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management9,665$697.0K0.04%−1,175−10.8%Reduced
Balentine LLC9,734$702.0K0.03%−12,176−55.6%Reduced
Ausdal Financial Partners, Inc.9,831$709.0K0.11%−192−1.9%Reduced
Alpha Paradigm Partners, LLC9,835$710.0K0.31%+2,854+40.9%Added
IFP Advisors, Inc12,573$721.0K0.02%+346+2.8%Added
DCM Advisors, LLC10,078$727.1K0.37%−128−1.3%Reduced
Holderness Investments Co10,159$733.0K0.33%−36−0.4%Reduced
CWM, LLC10,167$734.0K0.01%+92+0.9%Added
E. Ohman J:or Asset Management AB10,700$772.0K0.04%00.0%Unchanged
Steward Partners Investment Advisory, LLC10,846$783.0K0.01%+273+2.6%Added
Sound View Wealth Advisors Group, LLC10,929$789.0K0.18%+5,814+113.7%Added
Plimoth Trust Co LLC10,953$790.0K0.27%−122−1.1%Reduced
Everence Capital Management Inc11,170$806.0K0.07%00.0%Unchanged
Adams Wealth Management11,332$818.0K0.31%−684−5.7%Reduced
Quadrature Capital Ltd11,512$830.0K0.03%+11,512New
Martin Capital Partners, LLC11,559$834.0K0.39%+1,290+12.6%Added
New Mexico Educational Retirement Board12,054$870.0K0.05%−1,400−10.4%Reduced
WBI Investments12,107$873.0K0.25%+2,607+27.4%Added