NS Wind Down Co., Inc.
NSTGDelisted Apr 9, 2024- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001401708
NS Wind Down Co., Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on May 8, 2024; 88 institutions reported holding it in 13F filings for Q4 2023, worth $28.3M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in NS Wind Down Co., Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- −1 vs. Q4 2021
- Shares held
- 49.7M
- +1.06M (+2.2%) vs. Q4 2021
- Total value
- $1.73B
- −$326.2M (−15.9%) vs. Q4 2021
- New holders
- 25
- 63 more added
- Sold out
- 26
- 63 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSTG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 8 | $135.7K |
| Q4 2023 | 88 | $28.3M |
| Q3 2023 | 118 | $84.5M |
| Q2 2023 | 145 | $198.0M |
| Q1 2023 | 156 | $465.5M |
| Q4 2022 | 161 | $364.7M |
| Q3 2022 | 161 | $641.6M |
| Q2 2022 | 164 | $621.3M |
| Q1 2022 | 178 | $1.73B |
| Q4 2021 | 181 | $2.05B |
| Q3 2021 | 195 | $2.33B |
| Q2 2021 | 203 | $3.19B |
| Q1 2021 | 197 | $3.24B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding NS Wind Down Co., Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Voya Investment Management LLC | 18,030 | $627.0K | 0.00% | +312+1.8% | Added |
| Barclays PLC | 17,092 | $594.0K | 0.00% | −54,165−76.0% | Reduced |
| ExodusPoint Capital Management, LP | 15,427 | $536.0K | 0.01% | +15,427 | New |
| Allspring Global Investments Holdings, LLC | 15,057 | $523.0K | 0.00% | +779+5.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 14,788 | $514.0K | 0.00% | −7,342−33.2% | Reduced |
| DekaBank Deutsche Girozentrale | 14,350 | $490.0K | 0.00% | +1,300+10.0% | Added |
| Prelude Capital Management, LLC | 13,912 | $483.0K | 0.02% | +412+3.1% | Added |
| Trexquant Investment LP | 13,549 | $471.0K | 0.02% | +13,549 | New |
| CPWM, LLC | 13,498 | $469.0K | 0.03% | 00.0% | Unchanged |
| ProShare Advisors LLC | 13,237 | $459.0K | 0.00% | −3,100−19.0% | Reduced |
| Brookfield Asset Management Inc. | 12,492 | $434.0K | 0.00% | −16−0.1% | Reduced |
| Arizona State Retirement System | 12,340 | $429.0K | 0.00% | +88+0.7% | Added |
| Jump Financial, LLC | 12,174 | $423.0K | 0.02% | −42,226−77.6% | Reduced |
| Qube Research & Technologies Ltd | 12,165 | $423.0K | 0.00% | +12,165 | New |
| Assenagon Asset Management S.A. | 12,012 | $417.0K | 0.00% | −267,882−95.7% | Reduced |
| Frontier Capital Management Co LLC | 11,970 | $416.0K | 0.00% | −23−0.2% | Reduced |
| Stifel Financial Corp | 11,474 | $399.0K | 0.00% | +3,917+51.8% | Added |
| Truist Financial Corp | 11,019 | $383.0K | 0.00% | +2,786+33.8% | Added |
| Wrapmanager Inc | 10,980 | $382.0K | 0.10% | +3,779+52.5% | Added |
| Citigroup Inc | 10,841 | $377.0K | 0.00% | −11,002−50.4% | Reduced |
| Green Alpha Advisors, LLC | 10,738 | $373.0K | 0.25% | +986+10.1% | Added |
| Baird Financial Group, Inc. | 10,411 | $361.0K | 0.00% | +29+0.3% | Added |
| Weiss Multi-Strategy Advisers LLC | 9,953 | $346.0K | 0.01% | −5,872−37.1% | Reduced |
| Erste Asset Management GmbH | 9,900 | $338.0K | 0.01% | +5,200+110.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,672 | $336.0K | 0.00% | −927−8.7% | Reduced |
| Teacher Retirement System of Texas | 9,439 | $328.0K | 0.00% | +566+6.4% | Added |
| Janus Henderson Group PLC | 8,957 | $311.0K | 0.00% | +8,957 | New |
| Handelsbanken Fonder AB | 8,700 | $302.0K | 0.00% | −2,000−18.7% | Reduced |
| Ensign Peak Advisors, Inc | 8,110 | $282.0K | 0.00% | 00.0% | Unchanged |
| Connacht Asset Management LP | 7,853 | $273.0K | 0.41% | −30,936−79.8% | Reduced |
| Principal Financial Group Inc | 7,869 | $273.0K | 0.00% | −4,991−38.8% | Reduced |
| AlphaCrest Capital Management LLC | 7,674 | $267.0K | 0.01% | +7,674 | New |
| Ballentine Partners, LLC | 7,410 | $257.0K | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 7,242 | $252.0K | 0.00% | −574−7.3% | Reduced |
| Amalgamated Financial Corp. | 7,242 | $252.0K | 0.00% | +7,242 | New |
| Pathstone Family Office, LLC | 6,908 | $240.0K | 0.01% | +96+1.4% | Added |
| Public Employees Retirement Association of Colorado | 6,245 | $217.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 6,118 | $213.0K | 0.00% | −60−1.0% | Reduced |
| US Bancorp | 6,074 | $212.0K | 0.00% | +615+11.3% | Added |
| Tower Research Capital LLC (TRC) | 6,067 | $211.0K | 0.00% | +5,018+478.4% | Added |
| Commonwealth Equity Services, LLC | 6,078 | $211.0K | 0.00% | +6,078 | New |
| Apriem Advisors | 6,000 | $209.0K | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,595 | $162.0K | 0.00% | +800+21.1% | Added |
| BNP Paribas Arbitrage, SA | 3,948 | $137.2K | 0.00% | −5,716−59.1% | Reduced |
| Ameritas Investment Partners, Inc. | 3,557 | $124.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 2,851 | $105.0K | 0.00% | +105+3.8% | Added |
| Metropolitan Life Insurance Co | 3,008 | $104.5K | 0.00% | −8,930−74.8% | Reduced |
| Shell Asset Management Co | 2,355 | $82.0K | 0.00% | −359−13.2% | Reduced |
| Macquarie Group Ltd | 1,228 | $43.0K | 0.00% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 915 | $32.0K | 0.00% | −172−15.8% | Reduced |
| Simplex Trading, LLC | 913 | $31.0K | 0.00% | −30,930−97.1% | Reduced |
| Washington Trust Co | 663 | $23.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 642 | $22.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 405 | $14.0K | 0.00% | −70−14.7% | Reduced |
| Prestige Wealth Management Group LLC | 300 | $10.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 271 | $9.00K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 280 | $9.00K | 0.00% | +199+245.7% | Added |
| Nisa Investment Advisors, LLC | 200 | $7.00K | 0.00% | −1,130−85.0% | Reduced |
| Cedar Mountain Advisors, LLC | 206 | $7.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 205 | $7.00K | 0.00% | +79+62.7% | Added |
| Gemmer Asset Management LLC | 200 | $6.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 156 | $5.00K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 157 | $5.00K | 0.00% | +157 | New |
| Howe & Rusling Inc | 125 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 91 | $3.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 74 | $3.00K | 0.00% | +50+208.3% | Added |
| Group One Trading, L.P. | 100 | $3.00K | 0.00% | +100 | New |
| EverSource Wealth Advisors, LLC | 61 | $2.00K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 56 | $2.00K | 0.00% | +56 | New |
| Quadrant Capital Group LLC | 69 | $2.00K | 0.00% | +69 | New |
| Rockefeller Capital Management L.P. | 81 | $2.00K | 0.00% | +81 | New |
| TCWP LLC | 81 | $2.00K | 0.00% | +81 | New |
| First Horizon Advisors, Inc. | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 27 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 29 | $1.00K | 0.00% | +29 | New |
| Covestor Ltd | 9 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 7 | $0 | 0.00% | +7 | New |
| Global Retirement Partners, LLC | 23 | $0 | 0.00% | +23 | New |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −536,000−100.0% | Sold out |
| Ally Bridge Group (NY) LLC | 0 | $0 | 0.00% | −185,000−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −175,446−100.0% | Sold out |
| Altium Capital Management LP | 0 | $0 | 0.00% | −146,500−100.0% | Sold out |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −113,861−100.0% | Sold out |
| Nikko Asset Management Americas, Inc. | 0 | $0 | 0.00% | −113,861−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −92,219−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,274−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −19,192−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −19,193−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −14,647−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −14,334−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −9,335−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −8,137−100.0% | Sold out |
| Allstate Corp | 0 | $0 | 0.00% | −7,718−100.0% | Sold out |
| SG3 Management, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −6,822−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −6,541−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |