Heritage Commerce Corp
HTBKDelisted Apr 20, 2026- Industry
- State Commercial Banks
- SEC CIK
- 0001053352
Heritage Commerce Corp was delisted on Apr 20, 2026; its insiders filed their last Form 4 on Apr 17, 2026; 195 institutions reported holding it in 13F filings for Q1 2026, worth $643.2M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Heritage Commerce Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −2 vs. Q2 2023
- Shares held
- 44.4M
- +75.5K (+0.2%) vs. Q2 2023
- Total value
- $375.6M
- +$8.68M (+2.4%) vs. Q2 2023
- New holders
- 9
- 61 more added
- Sold out
- 11
- 48 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $152.6K |
| Q1 2026 | 195 | $643.2M |
| Q4 2025 | 201 | $593.8M |
| Q3 2025 | 188 | $477.7M |
| Q2 2025 | 175 | $475.5M |
| Q1 2025 | 185 | $449.2M |
| Q4 2024 | 177 | $439.6M |
| Q3 2024 | 161 | $464.1M |
| Q2 2024 | 154 | $416.6M |
| Q1 2024 | 169 | $390.5M |
| Q4 2023 | 166 | $443.2M |
| Q3 2023 | 147 | $375.6M |
| Q2 2023 | 151 | $368.6M |
| Q1 2023 | 167 | $366.9M |
| Q4 2022 | 154 | $580.6M |
| Q3 2022 | 145 | $503.2M |
| Q2 2022 | 145 | $471.7M |
| Q1 2022 | 144 | $492.2M |
| Q4 2021 | 137 | $515.3M |
| Q3 2021 | 122 | $496.9M |
| Q2 2021 | 133 | $476.2M |
| Q1 2021 | 120 | $521.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Heritage Commerce Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Empowered Funds, LLC | 111,831 | $947.2K | 0.03% | +9,164+8.9% | Added |
| Lido Advisors, LLC | 119,593 | $1.01M | 0.01% | +55,855+87.6% | Added |
| Swiss National Bank | 134,000 | $1.13M | 0.00% | +3,000+2.3% | Added |
| Renaissance Technologies LLC | 149,627 | $1.27M | 0.00% | +26,827+21.8% | Added |
| ClariVest Asset Management LLC | 156,420 | $1.32M | 0.07% | +21,131+15.6% | Added |
| Millennium Management LLC | 159,446 | $1.35M | 0.00% | +113,913+250.2% | Added |
| TD Asset Management Inc | 163,434 | $1.38M | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 176,800 | $1.50M | 0.00% | −9,005−4.8% | Reduced |
| Assenagon Asset Management S.A. | 184,386 | $1.56M | 0.01% | +137,604+294.1% | Added |
| First Trust Advisors LP | 184,791 | $1.57M | 0.00% | −3,227−1.7% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 189,612 | $1.61M | 0.83% | +189,612 | New |
| Algert Global LLC | 216,153 | $1.83M | 0.09% | −19,960−8.5% | Reduced |
| John W. Rosenthal Capital Management, Inc. | 220,000 | $1.86M | 2.51% | +220,000 | New |
| Panagora Asset Management Inc | 224,353 | $1.90M | 0.01% | +96,854+76.0% | Added |
| Barclays PLC | 225,067 | $1.91M | 0.00% | −9,996−4.3% | Reduced |
| AQR Capital Management LLC | 227,776 | $1.93M | 0.00% | +42,776+23.1% | Added |
| Bridgeway Capital Management, LLC | 244,295 | $2.07M | 0.05% | +9,164+3.9% | Added |
| Fourthstone LLC | 266,985 | $2.26M | 0.51% | +147,401+123.3% | Added |
| Two Sigma Advisers, LP | 290,002 | $2.46M | 0.01% | −169,400−36.9% | Reduced |
| State of New Jersey Common Pension Fund D | 291,187 | $2.47M | 0.01% | +25,158+9.5% | Added |
| Morgan Stanley | 327,259 | $2.77M | 0.00% | −54,592−14.3% | Reduced |
| Goldman Sachs Group Inc | 329,704 | $2.79M | 0.00% | −2,623−0.8% | Reduced |
| American Century Companies Inc | 339,674 | $2.88M | 0.00% | +100,927+42.3% | Added |
| Two Sigma Investments, LP | 344,706 | $2.92M | 0.01% | −65,226−15.9% | Reduced |
| Siena Capital Partners GP, LLC | 400,009 | $3.31M | 1.19% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 449,260 | $3.81M | 0.00% | +84,664+23.2% | Added |
| Charles Schwab Investment Management Inc | 463,745 | $3.93M | 0.00% | +12,343+2.7% | Added |
| Wellington Management Group LLP | 479,505 | $4.06M | 0.00% | −81,300−14.5% | Reduced |
| Nuveen Asset Management, LLC | 492,393 | $4.17M | 0.00% | −9,255−1.8% | Reduced |
| Endeavour Capital Advisors Inc | 562,516 | $4.76M | 1.91% | +16,416+3.0% | Added |
| Cramer Rosenthal McGlynn LLC | 601,205 | $5.09M | 0.28% | −54,953−8.4% | Reduced |
| Northern Trust Corp | 622,570 | $5.27M | 0.00% | +16,834+2.8% | Added |
| Banc Funds Co LLC | 632,083 | $5.35M | 0.63% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 637,039 | $5.40M | 0.23% | −1020.0% | Reduced |
| Bank of New York Mellon Corp | 809,146 | $6.85M | 0.00% | −381,948−32.1% | Reduced |
| Boston Partners | 940,475 | $7.90M | 0.01% | +33,635+3.7% | Added |
| Stieven Capital Advisors, L.P. | 1,054,278 | $8.93M | 2.32% | −43,600−4.0% | Reduced |
| Kennedy Capital Management, Inc. | 1,069,700 | $9.06M | 0.22% | −66,531−5.9% | Reduced |
| JPMorgan Chase & Co | 1,163,437 | $9.85M | 0.00% | −84,428−6.8% | Reduced |
| Geode Capital Management, LLC | 1,285,075 | $10.9M | 0.00% | +39,339+3.2% | Added |
| FJ Capital Management LLC | 1,560,145 | $13.2M | 1.50% | +151,436+10.7% | Added |
| Manufacturers Life Insurance Company, The | 1,570,970 | $13.3M | 0.01% | −55,141−3.4% | Reduced |
| State Street Corp | 1,681,539 | $14.2M | 0.00% | −116,770−6.5% | Reduced |
| Dimensional Fund Advisors LP | 2,757,409 | $23.4M | 0.01% | −99,507−3.5% | Reduced |
| Vanguard Group Inc | 3,118,504 | $26.4M | 0.00% | +36,615+1.2% | Added |
| T. Rowe Price Investment Management, Inc. | 5,555,109 | $47.1M | 0.03% | −99,100−1.8% | Reduced |
| BlackRock Inc. | 7,941,591 | $67.3M | 0.00% | +412,165+5.5% | Added |
| Mount Capital Ltd | 0 | $0 | 0.00% | −194,633−100.0% | Sold out |
| Wedge Capital Management L L P | 0 | $0 | 0.00% | −126,282−100.0% | Sold out |
| Brandywine Global Investment Management, LLC | 0 | $0 | 0.00% | −84,448−100.0% | Sold out |
| JCSD Capital, LLC | 0 | $0 | 0.00% | −66,083−100.0% | Sold out |
| Numerai GP LLC | 0 | $0 | 0.00% | −49,366−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −34,067−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −13,013−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −10,809−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −1,841−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −1,229−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,114−100.0% | Sold out |
| EA Series Trust | – | – | – | – | Not filed |
| Aj Wealth Strategies, LLC | – | – | – | – | Not filed |