Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 12 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Happen, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 248
- −5 vs. Q4 2025
- Shares held
- 103.1M
- +19.9M (+23.9%) vs. Q4 2025
- Total value
- $1.48B
- −$99.0M (−6.3%) vs. Q4 2025
- New holders
- 46
- 85 more added
- Sold out
- 51
- 88 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Freestone Grove Partners LP | 1 | $14 | 0.00% | +1 | New |
| Dunhill Financial, LLC | 1 | $24 | 0.00% | −1−50.0% | Reduced |
| Key Financial Inc | 10 | $143 | 0.00% | 00.0% | Unchanged |
| Twin Peaks Wealth Advisors, LLC | 22 | $315 | 0.00% | +22 | New |
| Bare Financial Services, Inc | 24 | $344 | 0.00% | −57−70.4% | Reduced |
| IFP Advisors, Inc | 36 | $516 | 0.00% | 00.0% | Unchanged |
| Kilter Group LLC | 40 | $573 | 0.00% | −6−13.0% | Reduced |
| First Command Advisory Services, Inc. | 50 | $716 | 0.00% | +50 | New |
| Hughes Financial Services, LLC | 54 | $773 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 96 | $1.00K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 73 | $1.05K | 0.00% | +73 | New |
| Root Financial Partners, LLC | 125 | $1.79K | 0.00% | +125 | New |
| Caitong International Asset Management Co., Ltd | 130 | $1.86K | 0.00% | −420−76.4% | Reduced |
| Bessemer Group Inc | 160 | $2.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 140 | $2.00K | 0.00% | +140 | New |
| True Wealth Design, LLC | 140 | $2.00K | 0.00% | +60+75.0% | Added |
| Parkside Financial Bank & Trust | 150 | $2.15K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 158 | $2.26K | 0.00% | 00.0% | Unchanged |
| Valued Wealth Advisors LLC | 163 | $2.33K | 0.00% | +163 | New |
| Zions Bancorporation, National Association | 166 | $2.38K | 0.00% | +166 | New |
| Massmutual Trust Co FSB | 177 | $2.54K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 187 | $2.68K | 0.00% | +108+136.7% | Added |
| McGuire Capital Advisors Inc | 196 | $2.81K | 0.00% | 00.0% | Unchanged |
| Torren Management, LLC | 209 | $2.99K | 0.00% | −1,003−82.8% | Reduced |
| SRS Capital Advisors, Inc. | 213 | $3.05K | 0.00% | +32+17.7% | Added |
| Rothschild Investment LLC | 242 | $3.46K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 298 | $4.27K | 0.00% | −116−28.0% | Reduced |
| Triumph Capital Management | 370 | $5.30K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 387 | $5.54K | 0.00% | −1,322−77.4% | Reduced |
| SBI Securities Co., Ltd. | 417 | $5.97K | 0.00% | −13,116−96.9% | Reduced |
| Optiver Holding B.V. | 525 | $7.52K | 0.00% | +252+92.3% | Added |
| Harbor Capital Advisors, Inc. | 525 | $8.00K | 0.00% | +102+24.1% | Added |
| Pinnacle Wealth Planning Services, Inc. | 563 | $8.06K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 575 | $8.23K | 0.00% | +575 | New |
| International Assets Investment Management, LLC | 600 | $8.58K | 0.00% | −1,500−71.4% | Reduced |
| Fortitude Family Office, LLC | 673 | $9.64K | 0.00% | +249+58.7% | Added |
| Allworth Financial LP | 685 | $9.81K | 0.00% | −454−39.9% | Reduced |
| Royal Bank of Canada | 684 | $10.0K | 0.00% | −3,336−83.0% | Reduced |
| Essential Partners LLC | 700 | $10.0K | 0.00% | +696+17,400.0% | Added |
| US Bancorp | 907 | $13.0K | 0.00% | +56+6.6% | Added |
| Larson Financial Group LLC | 914 | $13.1K | 0.00% | −2,126−69.9% | Reduced |
| Smartleaf Asset Management LLC | 1,091 | $15.1K | 0.00% | +23+2.2% | Added |
| Cullen/Frost Bankers, Inc. | 1,123 | $16.1K | 0.00% | +82+7.9% | Added |
| Parallel Advisors, LLC | 1,134 | $16.2K | 0.00% | −60−5.0% | Reduced |
| GAMMA Investing LLC | 1,193 | $17.1K | 0.00% | −93−7.2% | Reduced |
| Walleye Trading LLC | 1,380 | $19.8K | 0.00% | +1,380 | New |
| Public Employees Retirement System of Ohio | 1,487 | $21.3K | 0.00% | +65+4.6% | Added |
| Farther Finance Advisors, LLC | 1,529 | $21.9K | 0.00% | −43−2.7% | Reduced |
| Rockefeller Capital Management L.P. | 1,800 | $25.8K | 0.00% | +662+58.2% | Added |
| Signaturefd, LLC | 1,969 | $28.2K | 0.00% | +159+8.8% | Added |
| Nomura Asset Management Co Ltd | 2,000 | $28.6K | 0.00% | +2,000 | New |
| Los Angeles Capital Management LLC | 2,240 | $32.1K | 0.00% | −34,142−93.8% | Reduced |
| Quadrant Capital Group LLC | 2,356 | $33.7K | 0.00% | +1,523+182.8% | Added |
| Jones Financial Companies LLLP | 3,003 | $41.7K | 0.00% | −917−23.4% | Reduced |
| Asset Management One Co.,Ltd. | 3,351 | $48.0K | 0.00% | −900−21.2% | Reduced |
| Versant Capital Management, Inc | 3,495 | $50.0K | 0.00% | +259+8.0% | Added |
| Financial Avengers, Inc. | 3,500 | $50.1K | 0.02% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 3,791 | $54.3K | 0.00% | −2,738−41.9% | Reduced |
| KBC Group NV | 4,040 | $58.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 4,507 | $64.5K | 0.00% | +1,207+36.6% | Added |
| State of Alaska, Department of Revenue | 4,576 | $65.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,894 | $70.1K | 0.00% | +4,894 | New |
| CWM, LLC | 5,536 | $79.3K | 0.00% | +3,661+195.3% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 5,674 | $81.3K | 0.00% | +4,146+271.3% | Added |
| Nisa Investment Advisors, LLC | 6,516 | $93.3K | 0.00% | −255−3.8% | Reduced |
| Tower Research Capital LLC (TRC) | 7,080 | $101.4K | 0.00% | +2,623+58.9% | Added |
| State of Wyoming | 9,040 | $129.5K | 0.02% | +9,040 | New |
| Ameritas Investment Partners, Inc. | 9,464 | $135.5K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 9,841 | $140.0K | 0.00% | −91,927−90.3% | Reduced |
| Maltin Wealth Management, Inc. | 10,000 | $143.2K | 0.05% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 10,430 | $149.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 10,812 | $156.0K | 0.00% | 00.0% | Unchanged |
| Xponance, Inc. | 10,895 | $156.0K | 0.00% | +10,895 | New |
| Ensign Peak Advisors, Inc | 10,950 | $156.8K | 0.00% | 00.0% | Unchanged |
| Abel Hall, LLC | 11,105 | $159.0K | 0.03% | +11,105 | New |
| Dynamic Technology Lab Private Ltd | 11,294 | $161.7K | 0.03% | +11,294 | New |
| Advisor Group Holdings, Inc. | 11,990 | $171.7K | 0.00% | −638−5.1% | Reduced |
| Mariner, LLC | 12,002 | $171.8K | 0.00% | +12,002 | New |
| Scientech Research LLC | 12,346 | $176.8K | 0.15% | +12,346 | New |
| Envestnet Asset Management Inc | 12,464 | $178.5K | 0.00% | +1,595+14.7% | Added |
| Lazard Asset Management LLC | 12,472 | $178.6K | 0.00% | +12,472 | New |
| Capstone Investment Advisors, LLC | 12,493 | $178.9K | 0.00% | −15,768−55.8% | Reduced |
| Thrivent Financial for Lutherans | 12,706 | $182.0K | 0.00% | 00.0% | Unchanged |
| JustInvest LLC | 12,716 | $182.1K | 0.00% | +12,716 | New |
| Victory Capital Management Inc | 12,743 | $182.5K | 0.00% | −139−1.1% | Reduced |
| Mercer Global Advisors Inc | 13,403 | $191.9K | 0.00% | +13,403 | New |
| Mackenzie Financial Corp | 14,180 | $203.1K | 0.00% | −7,325−34.1% | Reduced |
| Axq Capital, LP | 14,749 | $211.2K | 0.03% | +14,749 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 15,649 | $224.1K | 0.00% | −285−1.8% | Reduced |
| Ameriprise Financial Inc | 16,192 | $231.9K | 0.00% | +131+0.8% | Added |
| ProShare Advisors LLC | 16,588 | $237.5K | 0.00% | −4,116−19.9% | Reduced |
| Pictet Asset Management Holding SA | 16,607 | $237.8K | 0.00% | −68,597−80.5% | Reduced |
| Man Group plc | 16,679 | $238.8K | 0.00% | +16,679 | New |
| Winton Group Ltd | 16,700 | $239.1K | 0.01% | +16,700 | New |
| Hillsdale Investment Management Inc. | 16,940 | $242.6K | 0.01% | +16,500+3,750.0% | Added |
| Swiss Life Asset Management Ltd | 17,019 | $243.7K | 0.00% | +17,019 | New |
| Sompo Asset Management Co., Ltd. | 17,780 | $254.6K | 0.05% | −1,100−5.8% | Reduced |
| Bank of Montreal | 17,985 | $257.5K | 0.00% | −2,837−13.6% | Reduced |
| Sheets Smith Wealth Management | 18,229 | $261.0K | 0.03% | −53−0.3% | Reduced |