Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 12 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Happen, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 241
- +18 vs. Q2 2025
- Shares held
- 96.7M
- +4.94M (+5.4%) vs. Q2 2025
- Total value
- $1.47B
- +$365.3M (+33.1%) vs. Q2 2025
- New holders
- 51
- 78 more added
- Sold out
- 33
- 75 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 10 | $0 | 0.00% | −6−37.5% | Reduced |
| Key Financial Inc | 10 | $149 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 36 | $547 | 0.00% | +36 | Added |
| Kilter Group LLC | 41 | $623 | 0.00% | +9+28.1% | Added |
| Rise Advisors, LLC | 48 | $729 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 96 | $1.00K | 0.00% | 00.0% | Unchanged |
| Hughes Financial Services, LLC | 54 | $1.02K | 0.00% | 00.0% | Unchanged |
| True Wealth Design, LLC | 80 | $1.22K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 88 | $1.34K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 90 | $1.37K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 150 | $2.28K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 154 | $2.34K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 158 | $2.40K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 177 | $2.69K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 185 | $2.81K | 0.00% | +185 | New |
| Bessemer Group Inc | 207 | $3.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 198 | $3.01K | 0.00% | −25−11.2% | Reduced |
| Rothschild Investment LLC | 235 | $3.57K | 0.00% | −80−25.4% | Reduced |
| SRS Capital Advisors, Inc. | 260 | $3.95K | 0.00% | +260 | New |
| Blue Bell Private Wealth Management, LLC | 275 | $4.18K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 344 | $5.22K | 0.00% | −39−10.2% | Reduced |
| Fortitude Family Office, LLC | 424 | $6.44K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 434 | $6.59K | 0.00% | +369+567.7% | Added |
| Harbor Capital Advisors, Inc. | 430 | $7.00K | 0.00% | −103−19.3% | Reduced |
| Salem Investment Counselors Inc | 575 | $8.73K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 650 | $9.87K | 0.00% | −100−13.3% | Reduced |
| Caitong International Asset Management Co., Ltd | 680 | $10.3K | 0.01% | +680 | New |
| Quadrant Capital Group LLC | 833 | $12.7K | 0.00% | +833 | New |
| US Bancorp | 851 | $12.9K | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 963 | $14.6K | 0.00% | +21+2.2% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 1,009 | $15.0K | 0.00% | +75+8.0% | Added |
| Smartleaf Asset Management LLC | 971 | $15.6K | 0.00% | +442+83.6% | Added |
| Comerica Bank | 1,091 | $16.6K | 0.00% | +302+38.3% | Added |
| Parallel Advisors, LLC | 1,134 | $17.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,281 | $19.5K | 0.00% | +231+22.0% | Added |
| Farther Finance Advisors, LLC | 1,525 | $23.2K | 0.00% | +139+10.0% | Added |
| Point72 Europe (London) LLP | 1,532 | $23.3K | 0.00% | +1,532 | New |
| Public Employees Retirement System of Ohio | 1,545 | $23.5K | 0.00% | +44+2.9% | Added |
| Aster Capital Management (DIFC) Ltd | 1,728 | $26.2K | 0.01% | +1,728 | New |
| CWM, LLC | 1,745 | $27.0K | 0.00% | +138+8.6% | Added |
| Signaturefd, LLC | 1,778 | $27.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 3,030 | $46.0K | 0.01% | +2,346+343.0% | Added |
| Versant Capital Management, Inc | 3,236 | $49.2K | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 3,827 | $58.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,913 | $59.4K | 0.00% | +3,913 | New |
| Financial Avengers, Inc. | 4,000 | $60.8K | 0.03% | 00.0% | Unchanged |
| KBC Group NV | 4,040 | $61.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 4,051 | $67.0K | 0.00% | +1,290+46.7% | Added |
| Tower Research Capital LLC (TRC) | 4,439 | $67.4K | 0.00% | −11,266−71.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 4,530 | $68.8K | 0.00% | −4,740−51.1% | Reduced |
| State of Alaska, Department of Revenue | 4,576 | $69.0K | 0.00% | +4,576 | New |
| Walleye Trading LLC | 5,046 | $76.6K | 0.00% | +5,046 | New |
| Point72 (DIFC) Ltd | 5,799 | $88.1K | 0.01% | +5,799 | New |
| Asset Management One Co.,Ltd. | 7,170 | $108.9K | 0.00% | −3,062−29.9% | Reduced |
| Nisa Investment Advisors, LLC | 7,306 | $111.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 7,606 | $115.5K | 0.01% | +7,606 | New |
| Sterling Capital Management LLC | 7,843 | $119.1K | 0.00% | +4,785+156.5% | Added |
| National Bank of Canada | 7,862 | $119.3K | 0.00% | +6,286+398.9% | Added |
| Acadian Asset Management LLC | 8,744 | $132.0K | 0.00% | +8,744 | New |
| Aquatic Capital Management LLC | 8,719 | $132.4K | 0.00% | +8,719 | New |
| Ameritas Investment Partners, Inc. | 9,464 | $143.8K | 0.00% | −2,099−18.2% | Reduced |
| Maltin Wealth Management, Inc. | 10,000 | $151.9K | 0.06% | 00.0% | Unchanged |
| Marex Group plc | 10,000 | $151.9K | 0.00% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 10,023 | $152.2K | 0.02% | −5,956−37.3% | Reduced |
| Catalytic Wealth RIA, LLC | 10,306 | $156.5K | 0.01% | +10,306 | New |
| Public Employees Retirement Association of Colorado | 10,430 | $158.0K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 10,817 | $164.3K | 0.00% | −15,599−59.1% | Reduced |
| XTX Topco Ltd | 10,890 | $165.4K | 0.01% | +10,890 | New |
| Scotia Capital Inc. | 11,097 | $168.6K | 0.00% | +11,097 | New |
| SummitTX Capital, L.P. | 11,290 | $171.5K | 0.01% | +11,290 | New |
| SBI Securities Co., Ltd. | 11,888 | $180.6K | 0.00% | +9,963+517.6% | Added |
| Wolverine Trading, LLC | 11,254 | $181.3K | 0.00% | +11,254 | New |
| Inceptionr LLC | 12,001 | $182.3K | 0.04% | −1,513−11.2% | Reduced |
| CIBC Bancorp USA Inc. | 12,075 | $183.4K | 0.00% | +12,075 | New |
| Thrivent Financial for Lutherans | 12,706 | $193.0K | 0.00% | +12,706 | New |
| Corton Capital Inc. | 14,090 | $214.0K | 0.53% | +14,090 | New |
| Numerai GP LLC | 14,706 | $223.4K | 0.03% | −1,543−9.5% | Reduced |
| Picton Mahoney Asset Management | 15,200 | $231.0K | 0.00% | +15,200 | New |
| Advisor Group Holdings, Inc. | 13,572 | $231.9K | 0.00% | +218+1.6% | Added |
| Bridgefront Capital, LLC | 16,957 | $257.6K | 0.08% | −1,851−9.8% | Reduced |
| Requisite Capital Management, LLC | 17,571 | $266.9K | 0.04% | −2,098−10.7% | Reduced |
| PharVision Advisers, LLC | 17,605 | $267.4K | 0.15% | +17,605 | New |
| HSBC Holdings PLC | 18,195 | $272.7K | 0.00% | −24,939−57.8% | Reduced |
| Leonteq Securities AG | 18,000 | $273.4K | 0.01% | −2,000−10.0% | Reduced |
| Verition Fund Management LLC | 18,130 | $275.4K | 0.00% | −10,274−36.2% | Reduced |
| Sompo Asset Management Co., Ltd. | 18,180 | $276.2K | 0.05% | −9,940−35.3% | Reduced |
| Sheets Smith Wealth Management | 18,282 | $277.7K | 0.03% | +18,282 | New |
| CIBC World Markets Inc. | 18,962 | $288.0K | 0.00% | +18,962 | New |
| ProShare Advisors LLC | 19,369 | $294.2K | 0.00% | −3,860−16.6% | Reduced |
| Citizens Financial Group Inc | 19,517 | $296.5K | 0.00% | −5,793−22.9% | Reduced |
| Cache Advisors, LLC | 20,000 | $303.8K | 0.05% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 20,100 | $305.3K | 0.00% | +20,100 | New |
| Bank of Montreal | 20,822 | $316.3K | 0.00% | +502+2.5% | Added |
| Banco BTG Pactual S.A. | 21,323 | $323.9K | 0.05% | +21,323 | New |
| Commonwealth Equity Services, LLC | 21,522 | $327.0K | 0.00% | −4,061−15.9% | Reduced |
| AQR Capital Management LLC | 21,991 | $334.0K | 0.00% | +7,737+54.3% | Added |
| Miracle Mile Advisors, LLC | 22,158 | $336.6K | 0.01% | 00.0% | Unchanged |
| Independent Advisor Alliance | 22,234 | $337.7K | 0.01% | +11,865+114.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 23,482 | $356.7K | 0.00% | +793+3.5% | Added |
| Raymond James Financial Inc | 23,648 | $359.2K | 0.00% | −11,976−33.6% | Reduced |