Hanmi Financial Corp
HAFC- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0001109242
No open-market purchases or sales by Hanmi Financial Corp insiders were filed in the last 90 days; 228 institutions reported holding it in 13F filings for Q2 2026, worth $895.7M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Hanmi Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 159
- +3 vs. Q2 2023
- Shares held
- 26.8M
- +5.24K (0.0%) vs. Q2 2023
- Total value
- $435.3M
- +$35.1M (+8.8%) vs. Q2 2023
- New holders
- 16
- 64 more added
- Sold out
- 13
- 59 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 228 | $895.7M |
| Q1 2026 | 216 | $739.3M |
| Q4 2025 | 221 | $738.2M |
| Q3 2025 | 188 | $675.9M |
| Q2 2025 | 190 | $684.6M |
| Q1 2025 | 184 | $624.4M |
| Q4 2024 | 182 | $645.7M |
| Q3 2024 | 167 | $503.6M |
| Q2 2024 | 169 | $448.7M |
| Q1 2024 | 180 | $432.5M |
| Q4 2023 | 172 | $520.0M |
| Q3 2023 | 159 | $435.3M |
| Q2 2023 | 157 | $400.7M |
| Q1 2023 | 152 | $504.4M |
| Q4 2022 | 168 | $680.1M |
| Q3 2022 | 154 | $640.9M |
| Q2 2022 | 159 | $613.9M |
| Q1 2022 | 159 | $664.3M |
| Q4 2021 | 155 | $627.6M |
| Q3 2021 | 133 | $526.9M |
| Q2 2021 | 127 | $506.4M |
| Q1 2021 | 133 | $520.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hanmi Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 45,017 | $730.0K | 0.01% | +4,074+10.0% | Added |
| Guggenheim Capital LLC | 47,612 | $772.7K | 0.01% | +1,189+2.6% | Added |
| Engineers Gate Manager LP | 48,726 | $790.8K | 0.03% | −13,218−21.3% | Reduced |
| Martingale Asset Management L P | 50,658 | $822.2K | 0.02% | +21,100+71.4% | Added |
| Voya Investment Management LLC | 51,898 | $842.3K | 0.00% | −1,592−3.0% | Reduced |
| Gsa Capital Partners LLP | 53,050 | $861.0K | 0.07% | +31,682+148.3% | Added |
| State of Tennessee, Treasury Department | 53,057 | $861.1K | 0.00% | +18,775+54.8% | Added |
| Cornercap Investment Counsel Inc | 53,059 | $861.1K | 0.16% | +21,374+67.5% | Added |
| O'Shaughnessy Asset Management, LLC | 54,013 | $876.6K | 0.01% | +18,250+51.0% | Added |
| Trexquant Investment LP | 54,096 | $878.0K | 0.02% | −27,112−33.4% | Reduced |
| Empowered Funds, LLC | 54,119 | $878.4K | 0.03% | +18,947+53.9% | Added |
| Macquarie Group Ltd | 56,800 | $922.0K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 57,680 | $936.2K | 0.01% | +8,592+17.5% | Added |
| Price T Rowe Associates Inc | 58,985 | $958.0K | 0.00% | +7,117+13.7% | Added |
| Swiss National Bank | 67,200 | $1.09M | 0.00% | +1,400+2.1% | Added |
| Cubist Systematic Strategies, LLC | 69,790 | $1.13M | 0.01% | +3,591+5.4% | Added |
| Barclays PLC | 70,248 | $1.14M | 0.00% | +10,720+18.0% | Added |
| Petiole USA ltd | 71,651 | $1.16M | 1.06% | 00.0% | Unchanged |
| RBF Capital, LLC | 75,000 | $1.22M | 0.08% | 00.0% | Unchanged |
| Prudential Financial Inc | 76,801 | $1.25M | 0.00% | −55,744−42.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 81,600 | $1.32M | 0.01% | −41,300−33.6% | Reduced |
| Legal & General Group Plc | 83,023 | $1.35M | 0.00% | +6,403+8.4% | Added |
| Bank of America Corp | 93,051 | $1.51M | 0.00% | +23,514+33.8% | Added |
| Rhumbline Advisers | 94,568 | $1.53M | 0.00% | −674−0.7% | Reduced |
| Acadian Asset Management LLC | 113,479 | $1.84M | 0.01% | 00.0% | Unchanged |
| Algert Global LLC | 126,959 | $2.06M | 0.10% | −1,870−1.5% | Reduced |
| Two Sigma Advisers, LP | 130,742 | $2.12M | 0.01% | +2,100+1.6% | Added |
| Invesco Ltd. | 137,200 | $2.23M | 0.00% | −222,451−61.9% | Reduced |
| Two Sigma Investments, LP | 141,612 | $2.30M | 0.01% | +12,677+9.8% | Added |
| Nuveen Asset Management, LLC | 157,269 | $2.55M | 0.00% | +25,102+19.0% | Added |
| Arrowstreet Capital, Limited Partnership | 164,199 | $2.67M | 0.00% | +164,199 | New |
| Principal Financial Group Inc | 164,830 | $2.68M | 0.00% | −9,179−5.3% | Reduced |
| JPMorgan Chase & Co | 180,100 | $2.92M | 0.00% | +30,474+20.4% | Added |
| D. E. Shaw & Co., Inc. | 203,025 | $3.30M | 0.01% | +23,441+13.1% | Added |
| Jacobs Levy Equity Management, Inc | 208,574 | $3.39M | 0.02% | +3,494+1.7% | Added |
| Renaissance Technologies LLC | 216,680 | $3.52M | 0.01% | −901−0.4% | Reduced |
| Thrivent Financial for Lutherans | 235,994 | $3.83M | 0.01% | −28,000−10.6% | Reduced |
| Ameriprise Financial Inc | 237,038 | $3.85M | 0.00% | −7,464−3.1% | Reduced |
| Assenagon Asset Management S.A. | 291,658 | $4.73M | 0.02% | +150,861+107.1% | Added |
| Northern Trust Corp | 336,515 | $5.46M | 0.00% | +435+0.1% | Added |
| American Century Companies Inc | 358,918 | $5.83M | 0.00% | +35,104+10.8% | Added |
| Millennium Management LLC | 365,725 | $5.94M | 0.01% | +75,737+26.1% | Added |
| AQR Capital Management LLC | 388,875 | $6.31M | 0.01% | +145,703+59.9% | Added |
| Morgan Stanley | 391,589 | $6.36M | 0.00% | +65,686+20.2% | Added |
| Stieven Capital Advisors, L.P. | 406,755 | $6.60M | 1.71% | +35,200+9.5% | Added |
| Bridgeway Capital Management, LLC | 411,919 | $6.69M | 0.16% | +18,947+4.8% | Added |
| Royce & Associates LP | 431,800 | $7.01M | 0.07% | +27,988+6.9% | Added |
| Bank of New York Mellon Corp | 522,667 | $8.48M | 0.00% | −613−0.1% | Reduced |
| Goldman Sachs Group Inc | 603,864 | $9.80M | 0.00% | +69,861+13.1% | Added |
| Hotchkis & Wiley Capital Management LLC | 642,859 | $10.4M | 0.04% | +52,160+8.8% | Added |
| Geode Capital Management, LLC | 674,835 | $11.0M | 0.00% | +41,165+6.5% | Added |
| Charles Schwab Investment Management Inc | 901,639 | $14.6M | 0.00% | −4,704−0.5% | Reduced |
| Massachusetts Financial Services Co | 1,092,188 | $17.7M | 0.01% | −193,464−15.0% | Reduced |
| LSV Asset Management | 1,209,247 | $19.6M | 0.05% | −15,700−1.3% | Reduced |
| State Street Corp | 1,467,703 | $23.8M | 0.00% | −42,698−2.8% | Reduced |
| FMR LLC | 2,054,884 | $33.4M | 0.00% | −236,681−10.3% | Reduced |
| Vanguard Group Inc | 2,097,393 | $34.0M | 0.00% | −33,973−1.6% | Reduced |
| Dimensional Fund Advisors LP | 2,104,451 | $34.2M | 0.01% | −106,079−4.8% | Reduced |
| BlackRock Inc. | 4,546,541 | $73.8M | 0.00% | +53,776+1.2% | Added |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −35,480−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −31,144−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −15,053−100.0% | Sold out |
| Watershed Asset Management, L.L.C. | 0 | $0 | 0.00% | −13,889−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −12,620−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −11,936−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −10,581−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −10,374−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −9,396−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −2,294−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −1,937−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −578−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −38−100.0% | Sold out |
| EA Series Trust | – | – | – | – | Not filed |