Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2023
Institutional positions in Capital One Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,011
- +5 vs. Q2 2023
- Shares held
- 342.9M
- −4.23M (−1.2%) vs. Q2 2023
- Total value
- $33.3B
- −$4.64B (−12.2%) vs. Q2 2023
- New holders
- 97
- 320 more added
- Sold out
- 92
- 407 more reduced
13 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vontobel Holding Ltd. | 8,424 | $817.5K | 0.01% | −1,735−17.1% | Reduced |
| JBF Capital, Inc. | 8,500 | $824.9K | 0.18% | 00.0% | Unchanged |
| Jump Financial, LLC | 8,530 | $827.8K | 0.03% | +8,530 | New |
| Y-Intercept (Hong Kong) Ltd | 8,624 | $837.0K | 0.08% | −220−2.5% | Reduced |
| Signaturefd, LLC | 8,664 | $840.8K | 0.02% | −1,113−11.4% | Reduced |
| NJ State Employees Deferred Compensation Plan | 8,733 | $847.5K | 0.13% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 8,836 | $857.5K | 0.11% | +3,801+75.5% | Added |
| Caisse de Depot Et Placement du Quebec | 8,917 | $865.4K | 0.00% | −14,629−62.1% | Reduced |
| Cetera Investment Advisers | 8,949 | $868.5K | 0.01% | −238−2.6% | Reduced |
| Argent Trust Co | 9,044 | $877.7K | 0.05% | −10−0.1% | Reduced |
| CAPROCK Group, Inc. | 9,045 | $877.9K | 0.07% | −338−3.6% | Reduced |
| Dynamic Advisor Solutions LLC | 9,051 | $878.4K | 0.04% | −587−6.1% | Reduced |
| Greenleaf Trust | 9,268 | $899.5K | 0.01% | +2,326+33.5% | Added |
| Great Lakes Retirement, Inc. | 9,424 | $914.6K | 0.16% | +183+2.0% | Added |
| Private Advisor Group, LLC | 9,484 | $920.4K | 0.01% | −113−1.2% | Reduced |
| Wetherby Asset Management Inc | 9,491 | $921.1K | 0.05% | −407−4.1% | Reduced |
| Leisure Capital Management | 9,695 | $940.9K | 0.54% | +459+5.0% | Added |
| Lakeview Capital Partners, LLC | 9,701 | $941.5K | 0.18% | +177+1.9% | Added |
| Moody National Bank Trust Division | 9,816 | $952.6K | 0.06% | −315−3.1% | Reduced |
| Caxton Associates LP | 9,877 | $958.6K | 0.13% | +9,877 | New |
| Oak Thistle LLC | 9,880 | $958.9K | 0.28% | +6,310+176.8% | Added |
| Eubel Brady & Suttman Asset Management Inc | 9,904 | $961.0K | 0.14% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 9,905 | $961.3K | 0.03% | +69+0.7% | Added |
| Ally Financial Inc. | 10,000 | $970.5K | 0.14% | 00.0% | Unchanged |
| American Assets Inc | 10,000 | $970.5K | 0.44% | 00.0% | Unchanged |
| Crestline Management, LP | 10,000 | $970.5K | 0.12% | +10,000 | New |
| Hunter Perkins Capital Management, LLC | 10,000 | $971.0K | 0.21% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 10,067 | $977.0K | 0.09% | −697−6.5% | Reduced |
| Culbertson A N & Co Inc | 10,125 | $982.6K | 0.20% | −300−2.9% | Reduced |
| Crestwood Advisors Group LLC | 10,260 | $995.7K | 0.03% | +739+7.8% | Added |
| Atria Wealth Solutions, Inc. | 10,266 | $996.3K | 0.01% | −2,475−19.4% | Reduced |
| Avestar Capital, LLC | 10,314 | $1.00M | 0.15% | +76+0.7% | Added |
| Ascent Group, LLC | 9,596 | $1.00M | 0.11% | +9,596 | New |
| Tower Research Capital LLC (TRC) | 10,409 | $1.01M | 0.03% | −960−8.4% | Reduced |
| Stephens Inc | 10,490 | $1.02M | 0.02% | −702−6.3% | Reduced |
| Two Sigma Securities, LLC | 10,567 | $1.03M | 0.05% | +10,567 | New |
| Kingswood Wealth Advisors, LLC | 10,573 | $1.03M | 0.18% | +10,573 | New |
| Bridges Investment Management Inc | 10,575 | $1.03M | 0.04% | −795−7.0% | Reduced |
| Canal Capital Management, LLC | 10,599 | $1.03M | 0.21% | −752−6.6% | Reduced |
| Stratos Wealth Advisors, LLC | 10,602 | $1.03M | 0.07% | +498+4.9% | Added |
| Sowell Financial Services LLC | 10,621 | $1.03M | 0.06% | +10,621 | New |
| United Services Automobile Association | 10,705 | $1.04M | 0.03% | +10,705 | New |
| Tudor Investment Corp Et Al | 10,740 | $1.04M | 0.02% | −64,392−85.7% | Reduced |
| Banque Cantonale Vaudoise | 10,758 | $1.04M | 0.05% | −646−5.7% | Reduced |
| Coastal Investment Advisors, Inc. | 9,666 | $1.06M | 0.24% | 00.0% | Unchanged |
| Meiji Yasuda Asset Management Co Ltd. | 10,953 | $1.06M | 0.05% | +580+5.6% | Added |
| Stratos Wealth Partners, LTD. | 11,126 | $1.08M | 0.02% | +969+9.5% | Added |
| Veriti Management LLC | 11,127 | $1.08M | 0.12% | +10.0% | Added |
| Midwest Professional Planners, LTD. | 11,148 | $1.08M | 0.49% | +534+5.0% | Added |
| EJF Capital LLC | 11,183 | $1.09M | 0.48% | −2,150−16.1% | Reduced |
| Choate Investment Advisors | 11,186 | $1.09M | 0.04% | +443+4.1% | Added |
| Paradigm Asset Management Co LLC | 11,200 | $1.09M | 0.31% | −500−4.3% | Reduced |
| Vinva Investment Management Ltd | 11,253 | $1.09M | 0.10% | −380−3.3% | Reduced |
| Daymark Wealth Partners, LLC | 11,367 | $1.10M | 0.08% | −1,247−9.9% | Reduced |
| Somerset Trust Co | 11,472 | $1.11M | 0.51% | −135−1.2% | Reduced |
| Gotham Asset Management, LLC | 11,479 | $1.11M | 0.02% | −73−0.6% | Reduced |
| Evercore Wealth Management, LLC | 11,663 | $1.13M | 0.02% | +1,800+18.3% | Added |
| Dumont & Blake Investment Advisors LLC | 11,706 | $1.14M | 0.38% | −40.0% | Reduced |
| Shell Asset Management Co | 11,769 | $1.14M | 0.05% | −11−0.1% | Reduced |
| Wolf Group Capital Advisors | 11,777 | $1.14M | 0.54% | −344−2.8% | Reduced |
| Proquility Private Wealth Partners, LLC | 11,935 | $1.16M | 0.48% | −512−4.1% | Reduced |
| Ironwood Investment Counsel, LLC | 11,958 | $1.16M | 0.27% | −6,479−35.1% | Reduced |
| Peapack Gladstone Financial Corp | 11,973 | $1.16M | 0.02% | −114−0.9% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 12,040 | $1.17M | 0.03% | −40.0% | Reduced |
| Snowden Capital Advisors LLC | 33,524 | $1.17M | 0.05% | +25,460+315.7% | Added |
| Neuberger Berman Group LLC | 12,078 | $1.17M | 0.00% | +1,593+15.2% | Added |
| Advisory Services Network, LLC | 12,171 | $1.18M | 0.03% | −1,005−7.6% | Reduced |
| Dunhill Financial, LLC | 12,227 | $1.19M | 0.75% | +1,139+10.3% | Added |
| Ossiam | 12,278 | $1.19M | 0.02% | +12,176+11,937.3% | Added |
| Achmea Investment Management B.V. | 12,298 | $1.19M | 0.03% | −19,752−61.6% | Reduced |
| Pinebridge Investments, L.P. | 12,315 | $1.20M | 0.01% | +12,012+3,964.4% | Added |
| Wealthspire Advisors, LLC | 12,399 | $1.20M | 0.02% | −336−2.6% | Reduced |
| Eisler Capital (US) LLC | 12,406 | $1.20M | 0.44% | +12,406 | New |
| MSD Partners, L.P. | 12,438 | $1.21M | 0.10% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 12,755 | $1.24M | 0.03% | −1,801−12.4% | Reduced |
| Salem Investment Counselors Inc | 12,761 | $1.24M | 0.05% | +562+4.6% | Added |
| Baldwin Investment Management, LLC | 12,777 | $1.24M | 0.21% | −2,848−18.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 12,818 | $1.24M | 0.02% | −397−3.0% | Reduced |
| APG Asset Management N.V. | 12,822 | $1.24M | 0.00% | −765,118−98.4% | Reduced |
| Wolverine Trading, LLC | 12,855 | $1.25M | 0.01% | +3,801+42.0% | Added |
| Everence Capital Management Inc | 12,880 | $1.25M | 0.10% | 00.0% | Unchanged |
| Trustmark National Bank Trust Department | 12,924 | $1.25M | 0.12% | +12,924 | New |
| Northwestern Mutual Wealth Management Co | 12,942 | $1.26M | 0.00% | −94−0.7% | Reduced |
| Transform Wealth, LLC | 12,948 | $1.26M | 0.13% | −183−1.4% | Reduced |
| Boston Private Wealth LLC | 12,993 | $1.26M | 0.03% | −867−6.3% | Reduced |
| Bulltick Wealth Management, LLC | 13,102 | $1.27M | 0.32% | −8−0.1% | Reduced |
| Acadian Asset Management LLC | 13,223 | $1.28M | 0.01% | −1,484−10.1% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 13,306 | $1.29M | 0.01% | +13,306 | New |
| AXA S.A. | 13,308 | $1.29M | 0.00% | +30+0.2% | Added |
| HB Wealth Management, LLC | 13,379 | $1.30M | 0.02% | +932+7.5% | Added |
| Aviance Capital Partners, LLC | 13,385 | $1.30M | 0.29% | −243−1.8% | Reduced |
| Peddock Capital Advisors, LLC | 13,491 | $1.31M | 0.44% | +53+0.4% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 13,663 | $1.33M | 0.10% | −43−0.3% | Reduced |
| Bridgewater Associates, LP | 13,711 | $1.33M | 0.01% | +11,202+446.5% | Added |
| Procyon Private Wealth Partners, LLC | 13,755 | $1.33M | 0.14% | +7,113+107.1% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 13,836 | $1.34M | 0.05% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 13,968 | $1.35M | 0.00% | −11,071−44.2% | Reduced |
| Empirical Finance, LLC | 13,964 | $1.36M | 0.10% | +1,158+9.0% | Added |
| Empowered Funds, LLC | 13,965 | $1.36M | 0.04% | +1,341+10.6% | Added |
| Commerce Bank | 14,068 | $1.37M | 0.01% | +994+7.6% | Added |