Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2023
Institutional positions in Capital One Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,011
- +5 vs. Q2 2023
- Shares held
- 342.9M
- −4.23M (−1.2%) vs. Q2 2023
- Total value
- $33.3B
- −$4.64B (−12.2%) vs. Q2 2023
- New holders
- 97
- 320 more added
- Sold out
- 92
- 407 more reduced
13 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Forum Financial Management, LP | 5,196 | $504.3K | 0.01% | +10.0% | Added |
| Neville Rodie & Shaw Inc | 5,205 | $505.0K | 0.05% | −100−1.9% | Reduced |
| Ostrum Asset Management | 5,250 | $509.5K | 0.05% | −125−2.3% | Reduced |
| Ashton Thomas Private Wealth, LLC | 5,275 | $511.9K | 0.04% | −73−1.4% | Reduced |
| CWM, LLC | 5,298 | $514.0K | 0.00% | +1,253+31.0% | Added |
| Boothbay Fund Management, LLC | 5,370 | $521.2K | 0.02% | +3,450+179.7% | Added |
| Northern Financial Advisors Inc | 5,447 | $528.6K | 0.48% | 00.0% | Unchanged |
| Winton Group Ltd | 5,453 | $529.2K | 0.04% | +2,086+62.0% | Added |
| Fund Management at Engine No. 1 LLC | 5,456 | $529.5K | 0.08% | +486+9.8% | Added |
| Hennessy Advisors Inc | 5,500 | $533.8K | 0.04% | −1,500−21.4% | Reduced |
| Graypoint LLC | 5,502 | $533.9K | 0.05% | −774−12.3% | Reduced |
| Agf Management Ltd | 5,508 | $534.6K | 0.00% | +5,508 | New |
| Patriot Financial Group Insurance Agency, LLC | 5,536 | $537.3K | 0.11% | +1,230+28.6% | Added |
| First PREMIER Bank | 5,535 | $538.0K | 0.16% | −22−0.4% | Reduced |
| Equitable Holdings, Inc. | 5,558 | $539.4K | 0.01% | +1,190+27.2% | Added |
| Renaissance Group LLC | 5,596 | $543.1K | 0.02% | −50−0.9% | Reduced |
| Coldstream Capital Management Inc | 5,638 | $547.2K | 0.02% | −351−5.9% | Reduced |
| Bleakley Financial Group, LLC | 5,673 | $550.5K | 0.02% | −803−12.4% | Reduced |
| Sawtooth Solutions, LLC | 5,673 | $550.5K | 0.02% | −802−12.4% | Reduced |
| Prio Wealth Limited Partnership | 5,720 | $555.1K | 0.02% | −320−5.3% | Reduced |
| Highlander Capital Management, LLC | 5,800 | $563.0K | 0.22% | −500−7.9% | Reduced |
| Desjardins Global Asset Management Inc. | 5,859 | $568.6K | 0.06% | −1,041−15.1% | Reduced |
| Glenview Trust Co | 5,869 | $569.6K | 0.02% | 00.0% | Unchanged |
| DoubleLine ETF Adviser LP | 5,876 | $570.3K | 0.20% | +330+6.0% | Added |
| Harbour Investments, Inc. | 5,890 | $571.7K | 0.03% | +276+4.9% | Added |
| Ieq Capital, LLC | 5,939 | $576.4K | 0.01% | +1,978+49.9% | Added |
| City Holding Co | 5,958 | $578.2K | 0.10% | −781−11.6% | Reduced |
| Greylin Investment Mangement Inc | 5,970 | $579.4K | 0.10% | +5,970 | New |
| Salzhauer Michael | 5,972 | $579.6K | 0.63% | −640−9.7% | Reduced |
| Modera Wealth Management, LLC | 6,031 | $585.3K | 0.01% | −24−0.4% | Reduced |
| Fulton Bank, N.A. | 6,049 | $587.1K | 0.03% | −2,576−29.9% | Reduced |
| Arden Trust Co | 6,057 | $587.8K | 0.10% | −844−12.2% | Reduced |
| Eagle Harbor Asset Management Inc | 6,146 | $596.5K | 0.78% | −145−2.3% | Reduced |
| National Asset Management, Inc. | 6,153 | $597.1K | 0.02% | +58+1.0% | Added |
| Jacobs Levy Equity Management, Inc | 6,177 | $599.5K | 0.00% | −6−0.1% | Reduced |
| Gsa Capital Partners LLP | 6,181 | $600.0K | 0.05% | +6,181 | New |
| Spire Wealth Management | 6,188 | $600.6K | 0.02% | −479−7.2% | Reduced |
| Jeppson Wealth Management, LLC | 6,190 | $600.7K | 0.28% | −219−3.4% | Reduced |
| Savant Capital, LLC | 6,197 | $601.4K | 0.01% | +614+11.0% | Added |
| Oversea-Chinese Banking CORP Ltd | 6,249 | $606.5K | 0.03% | +6,249 | New |
| Cohen Klingenstein LLC | 6,280 | $609.5K | 0.03% | −173−2.7% | Reduced |
| ARGA Investment Management, LP | 6,298 | $611.2K | 0.02% | −296,370−97.9% | Reduced |
| Kestra Private Wealth Services, LLC | 6,303 | $611.7K | 0.02% | +551+9.6% | Added |
| Umb Bank N A | 6,312 | $612.6K | 0.01% | −7,443−54.1% | Reduced |
| Denali Advisors LLC | 6,400 | $621.1K | 0.22% | +2,100+48.8% | Added |
| RFG Advisory, LLC | 6,401 | $621.2K | 0.03% | −279−4.2% | Reduced |
| Founders Financial Securities LLC | 6,484 | $629.3K | 0.08% | +284+4.6% | Added |
| EPG Wealth Management LLC | 6,496 | $630.5K | 0.19% | −343−5.0% | Reduced |
| Colony Group LLC | 6,501 | $631.0K | 0.01% | −29,615−82.0% | Reduced |
| Sargent Investment Group, LLC | 6,543 | $635.0K | 0.15% | +3,234+97.7% | Added |
| Malaga Cove Capital, LLC | 6,549 | $635.6K | 0.29% | +1,389+26.9% | Added |
| Allworth Financial LP | 6,567 | $637.3K | 0.01% | +152+2.4% | Added |
| HRT Financial LP | 6,632 | $643.0K | 0.01% | +4,762+254.7% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 6,635 | $643.9K | 0.34% | −262−3.8% | Reduced |
| Gibraltar Capital Management, Inc. | 6,671 | $647.4K | 0.29% | −53−0.8% | Reduced |
| Parallel Advisors, LLC | 6,685 | $648.8K | 0.02% | +434+6.9% | Added |
| Asset Dedication, LLC | 6,703 | $650.0K | 0.06% | −65−1.0% | Reduced |
| E. Ohman J:or Asset Management AB | 6,700 | $650.2K | 0.02% | +800+13.6% | Added |
| Whitener Capital Management, Inc. | 6,702 | $650.4K | 0.26% | +1,178+21.3% | Added |
| Institutional & Family Asset Management, LLC | 6,708 | $651.0K | 0.11% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 6,709 | $651.1K | 0.01% | −11,168−62.5% | Reduced |
| Lido Advisors, LLC | 6,764 | $656.4K | 0.01% | −1,351−16.6% | Reduced |
| Arrow Financial Corp | 6,820 | $661.9K | 0.08% | −335−4.7% | Reduced |
| Wedbush Securities Inc | 6,857 | $665.0K | 0.03% | −4,938−41.9% | Reduced |
| MAI Capital Management | 6,855 | $665.3K | 0.01% | +503+7.9% | Added |
| Lowe Brockenbrough & Co Inc | 6,859 | $665.7K | 0.05% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 6,880 | $667.7K | 0.09% | −528−7.1% | Reduced |
| Panagora Asset Management Inc | 6,895 | $669.2K | 0.00% | +5+0.1% | Added |
| La Banque Postale Asset Management SA | 6,908 | $670.4K | 0.01% | +1,922+38.5% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 6,912 | $670.8K | 0.36% | +6,912 | New |
| Versor Investments LP | 6,919 | $671.5K | 0.14% | +6,919 | New |
| Regatta Capital Group, LLC | 7,158 | $694.7K | 0.22% | +24+0.3% | Added |
| Pitcairn Co | 7,176 | $696.4K | 0.06% | +3,151+78.3% | Added |
| Capital Management Associates | 7,185 | $697.0K | 1.03% | +30.0% | Added |
| iA Global Asset Management Inc. | 7,185 | $697.0K | 0.02% | +4,141+136.0% | Added |
| Selway Asset Management | 7,233 | $702.0K | 0.32% | 00.0% | Unchanged |
| One River Asset Management, LLC | 7,293 | $706.9K | 0.33% | +7,293 | New |
| Donoghue Forlines LLC | 7,301 | $708.6K | 0.25% | +7,301 | New |
| Quantinno Capital Management LP | 7,329 | $711.0K | 0.03% | +1,604+28.0% | Added |
| Bank Ozk | 7,346 | $712.9K | 0.39% | −2,573−25.9% | Reduced |
| Intrust Bank NA | 7,412 | $719.3K | 0.09% | −102−1.4% | Reduced |
| Westbourne Investment Advisors, Inc. | 7,420 | $720.0K | 0.33% | −1,405−15.9% | Reduced |
| Ritholtz Wealth Management | 7,482 | $726.2K | 0.03% | +3,096+70.6% | Added |
| Brown Brothers Harriman & Co | 7,722 | $749.4K | 0.01% | +292+3.9% | Added |
| Sebold Capital Management, Inc. | 7,822 | $759.1K | 0.62% | +32+0.4% | Added |
| Navalign, LLC | 7,836 | $760.4K | 0.29% | +51+0.7% | Added |
| Barden Capital Management, Inc. | 7,941 | $767.0K | 0.75% | −4,700−37.2% | Reduced |
| Family Legacy, Inc. | 7,964 | $772.9K | 0.32% | +23+0.3% | Added |
| Cary Street Partner Investment Advisory LLC | 8,011 | $777.5K | 0.04% | +1,907+31.2% | Added |
| HM Payson & Co | 8,036 | $779.9K | 0.02% | +40.0% | Added |
| Beacon Pointe Advisors, LLC | 8,049 | $781.2K | 0.01% | +3,564+79.5% | Added |
| Johnson Financial Group, Inc. | 8,111 | $787.2K | 0.05% | +104+1.3% | Added |
| Granite Bay Wealth Management, LLC | 7,356 | $791.0K | 0.01% | +7,356 | New |
| Dai-Ichi Life Insurance Company, Ltd | 8,162 | $792.1K | 0.02% | +674+9.0% | Added |
| Vestcor Inc | 8,167 | $793.0K | 0.03% | −864−9.6% | Reduced |
| Alberta Investment Management Corp | 8,200 | $795.8K | 0.01% | 00.0% | Unchanged |
| Cassaday & Co Wealth Management LLC | 8,212 | $797.0K | 0.03% | −82−1.0% | Reduced |
| Tokio Marine Asset Management Co Ltd | 8,251 | $800.8K | 0.05% | +360+4.6% | Added |
| Meeder Advisory Services, Inc. | 8,258 | $801.4K | 0.10% | +48+0.6% | Added |
| Convergence Investment Partners, LLC | 8,396 | $815.0K | 0.48% | +6,567+359.0% | Added |