Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q1 2023
Institutional positions in Capital One Financial Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,009
- +3 vs. Q4 2022
- Shares held
- 343.6M
- +2.43M (+0.7%) vs. Q4 2022
- Total value
- $33.0B
- +$1.32B (+4.2%) vs. Q4 2022
- New holders
- 106
- 373 more added
- Sold out
- 103
- 367 more reduced
20 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Axxcess Wealth Management, LLC | 3,087 | $296.8K | 0.02% | +3,087 | New |
| Benjamin F. Edwards & Company, Inc. | 3,090 | $297.0K | 0.01% | −900−22.6% | Reduced |
| HighTower Trust Services, LTA | 3,041 | $298.6K | 0.03% | −8−0.3% | Reduced |
| Adell Harriman & Carpenter Inc | 3,107 | $298.8K | 0.03% | −2,430−43.9% | Reduced |
| Sargent Investment Group, LLC | 3,121 | $300.6K | 0.08% | +50+1.6% | Added |
| Epoch Investment Partners, Inc. | 3,130 | $301.0K | 0.00% | −71−2.2% | Reduced |
| Fukoku Mutual Life Insurance Co | 3,138 | $301.8K | 0.03% | 00.0% | Unchanged |
| Viawealth, LLC | 3,156 | $303.4K | 0.24% | +698+28.4% | Added |
| Cetera Advisors LLC | 3,156 | $303.5K | 0.01% | +74+2.4% | Added |
| GWM Advisors LLC | 3,196 | $307.4K | 0.00% | −1,696−34.7% | Reduced |
| Ignite Planners, LLC | 3,233 | $307.8K | 0.13% | 00.0% | Unchanged |
| Alps Advisors Inc | 3,213 | $309.0K | 0.00% | +97+3.1% | Added |
| Abbrea Capital, LLC | 3,215 | $309.0K | 0.05% | +267+9.1% | Added |
| Gateway Investment Advisers LLC | 3,219 | $309.5K | 0.00% | +11+0.3% | Added |
| Laffer Tengler Investments | 3,222 | $309.8K | 0.08% | +29+0.9% | Added |
| Resources Investment Advisors, LLC. | 3,224 | $310.0K | 0.01% | +3,224 | New |
| One River Asset Management, LLC | 3,351 | $315.6K | 0.23% | −708−17.4% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 3,336 | $320.8K | 0.12% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 3,352 | $322.3K | 0.15% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 3,360 | $323.1K | 0.01% | −4,729−58.5% | Reduced |
| Conning Inc. | 3,385 | $325.5K | 0.01% | −220−6.1% | Reduced |
| Americana Partners, LLC | 3,406 | $327.5K | 0.05% | 00.0% | Unchanged |
| Personal Cfo Solutions, LLC | 3,440 | $330.8K | 0.07% | +186+5.7% | Added |
| Malaga Cove Capital, LLC | 3,440 | $330.8K | 0.16% | +1,200+53.6% | Added |
| Hancock Whitney Corp | 3,442 | $331.0K | 0.01% | −78−2.2% | Reduced |
| Vantage Consulting Group Inc | 3,459 | $332.6K | 0.19% | −165−4.6% | Reduced |
| Syntax Advisors, LLC | 3,459 | $332.6K | 0.25% | −165−4.6% | Reduced |
| Rockland Trust Co | 3,463 | $333.0K | 0.02% | −185−5.1% | Reduced |
| Circle Wealth Management, LLC | 3,508 | $337.3K | 0.05% | −178−4.8% | Reduced |
| Empower Advisory Group, LLC | 3,546 | $341.6K | 0.00% | +3,546 | New |
| Y.D. More Investments Ltd | 3,557 | $342.0K | 0.08% | −1,805−33.7% | Reduced |
| Montecito Bank & Trust | 3,562 | $342.5K | 0.08% | −3,058−46.2% | Reduced |
| Connectus Wealth, LLC | 3,577 | $344.3K | 0.01% | +3,577 | New |
| Lindbrook Capital, LLC | 3,586 | $344.8K | 0.04% | +388+12.1% | Added |
| Evergreen Capital Management LLC | 3,634 | $349.4K | 0.02% | +3,634 | New |
| Riverview Capital Advisers, LLC | 2,154 | $351.4K | 0.15% | +15+0.7% | Added |
| Diversified Investment Strategies, LLC | 3,677 | $353.6K | 0.25% | −525−12.5% | Reduced |
| Concentric Wealth Management, LLC | 3,689 | $354.7K | 0.12% | −75−2.0% | Reduced |
| Aigen Investment Management, LP | 3,692 | $355.0K | 0.05% | −38,240−91.2% | Reduced |
| Private Trust Co NA | 3,710 | $356.8K | 0.05% | +616+19.9% | Added |
| Harbor Investment Advisory, LLC | 3,728 | $358.5K | 0.05% | −200−5.1% | Reduced |
| Pointe Capital Management LLC | 3,728 | $358.5K | 0.26% | −17−0.5% | Reduced |
| Platform Technology Partners | 3,768 | $362.3K | 0.18% | +13+0.3% | Added |
| Sequoia Financial Advisors, LLC | 3,769 | $362.4K | 0.01% | −163−4.1% | Reduced |
| Lyell Wealth Management, LP | 3,778 | $363.3K | 0.05% | +10.0% | Added |
| Vise Technologies, Inc. | 3,801 | $365.5K | 0.10% | +1,609+73.4% | Added |
| Plimoth Trust Co LLC | 3,803 | $365.7K | 0.11% | −3,593−48.6% | Reduced |
| Wealth Management Solutions, LLC | 3,888 | $373.9K | 0.22% | +21+0.5% | Added |
| Whitener Capital Management, Inc. | 3,959 | $380.7K | 0.16% | −83−2.1% | Reduced |
| Equitable Holdings, Inc. | 3,985 | $383.2K | 0.01% | +1,148+40.5% | Added |
| Intact Investment Management Inc. | 4,000 | $384.6K | 0.02% | −1,200−23.1% | Reduced |
| CSS LLC | 4,000 | $384.6K | 0.03% | 00.0% | Unchanged |
| RMR Wealth Builders | 4,000 | $384.6K | 0.07% | 00.0% | Unchanged |
| Petrus Trust Company, LTA | 4,002 | $384.8K | 0.05% | −2,796−41.1% | Reduced |
| Sweet Financial Partners, LLC | 4,030 | $387.5K | 0.11% | 00.0% | Unchanged |
| Investment Management of Virginia LLC | 4,033 | $387.8K | 0.07% | 00.0% | Unchanged |
| Brookstone Capital Management | 3,968 | $388.2K | 0.01% | −1,574−28.4% | Reduced |
| Acropolis Investment Management, LLC | 4,057 | $390.1K | 0.03% | −284−6.5% | Reduced |
| MAI Capital Management | 4,077 | $392.1K | 0.01% | −32−0.8% | Reduced |
| Paloma Partners Management Co | 4,104 | $394.6K | 0.09% | +4,104 | New |
| Western Wealth Management, LLC | 4,131 | $397.2K | 0.04% | −5,090−55.2% | Reduced |
| Founders Financial Securities LLC | 4,157 | $399.7K | 0.06% | +4,157 | New |
| First National Trust Co | 4,239 | $407.6K | 0.02% | −297−6.5% | Reduced |
| Gallacher Capital Management LLC | 4,252 | $408.9K | 0.25% | +701+19.7% | Added |
| LGT Financial Advisors LLC | 4,253 | $409.0K | 0.76% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 4,260 | $409.6K | 0.04% | +869+25.6% | Added |
| Duff & Phelps Investment Management Co | 4,261 | $409.7K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 4,264 | $410.0K | 0.08% | −142−3.2% | Reduced |
| Pitcairn Co | 4,281 | $411.7K | 0.04% | +159+3.9% | Added |
| DoubleLine ETF Adviser LP | 4,314 | $414.8K | 0.18% | −1,057−19.7% | Reduced |
| Franklin Street Advisors Inc | 4,324 | $416.0K | 0.04% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 4,327 | $416.1K | 0.03% | +188+4.5% | Added |
| Fox Run Management, L.L.C. | 4,338 | $417.1K | 0.14% | +4,338 | New |
| MidWestOne Financial Group, Inc. | 4,344 | $417.7K | 0.09% | −7,800−64.2% | Reduced |
| Tower Research Capital LLC (TRC) | 4,368 | $420.0K | 0.01% | −4,292−49.6% | Reduced |
| Richwood Investment Advisors, LLC | 4,409 | $424.0K | 0.42% | −178−3.9% | Reduced |
| Summit Financial Group Inc | 4,412 | $424.3K | 0.17% | 00.0% | Unchanged |
| Agf Management Ltd | 4,422 | $425.2K | 0.00% | +4,422 | New |
| Allen Investment Management LLC | 4,423 | $425.3K | 0.01% | 00.0% | Unchanged |
| Meridian Financial Partners LLC | 4,380 | $427.0K | 0.48% | +59+1.4% | Added |
| Mountain Pacific Investment Advisers Inc | 4,448 | $427.7K | 0.03% | 00.0% | Unchanged |
| Trust Asset Management LLC | 4,466 | $429.5K | 0.05% | −51−1.1% | Reduced |
| Sky Investment Group LLC | 4,496 | $432.3K | 0.10% | +45+1.0% | Added |
| Difesa Capital Management, LP | 4,500 | $432.7K | 0.41% | 00.0% | Unchanged |
| Parsons Capital Management Inc | 4,521 | $434.7K | 0.03% | −84−1.8% | Reduced |
| Moors & Cabot, Inc. | 4,524 | $435.0K | 0.03% | +108+2.4% | Added |
| Profund Advisors LLC | 4,527 | $435.3K | 0.03% | −159−3.4% | Reduced |
| Gryphon Financial Partners LLC | 4,539 | $436.4K | 0.10% | +360+8.6% | Added |
| Van Eck Associates Corp | 4,551 | $438.0K | 0.00% | −16,783−78.7% | Reduced |
| CWM, LLC | 4,555 | $438.0K | 0.00% | +991+27.8% | Added |
| Fund Management at Engine No. 1 LLC | 4,623 | $444.5K | 0.09% | +421+10.0% | Added |
| Stephens Inc | 4,669 | $449.0K | 0.01% | +721+18.3% | Added |
| Cigna Investments Inc | 4,663 | $449.0K | 0.09% | −103−2.2% | Reduced |
| Stony Point Wealth Management Inc. | 4,710 | $452.9K | 0.24% | +20.0% | Added |
| Ieq Capital, LLC | 4,712 | $453.0K | 0.01% | +1,563+49.6% | Added |
| Ameritas Investment Partners, Inc. | 4,724 | $454.3K | 0.02% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 4,779 | $459.6K | 0.02% | +489+11.4% | Added |
| Perpetual Ltd | 4,784 | $460.0K | 0.00% | +4,784 | New |
| PBMares Wealth Management LLC | 4,820 | $463.5K | 0.17% | 00.0% | Unchanged |
| Forum Financial Management, LP | 4,827 | $464.1K | 0.01% | +10.0% | Added |