Capital One Financial Corp
COF.PL- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 5 institutions reported holding it in 13F filings for Q2 2026, worth $7.08M in total; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Capital One Financial Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 14 filings
- 7 insiders, $8.67M in total
- Insiders trading
- 7
- Net value
- −$8.67M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Capital One Financial Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Karam Celia | Pres, Retail Bank | 57,696 | Sep 16, 2026 | 11 |
| Dean Lia | Pres, Banking & Prem. Products | 61,195 | Sep 16, 2026 | 9 |
| Cooper Matthew W | General Counsel & Corp Secy | 83,194 | Sep 2, 2026 | 12 |
| Mouadeb Mark Daniel | President, Card | 49,132 | Aug 17, 2026 | 8 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | 27,992 | Aug 11, 2026 | 4 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 26,278 | Aug 10, 2026 | 6 |
| Hanson Jason P. | Pres.- Global Payment Network | 41,351 | Aug 4, 2026 | 5 |
| Golden Timothy P | SVP, Chief Accounting Officer | 7,429 | Jul 30, 2026 | 3 |
| Haggerty Kaitlin | Chief Human Resources Officer | 49,181 | May 14, 2026 | 4 |
| Shattuck Mayo A III | Director | 67,911 | May 12, 2026 | 1 |
| Raskind Peter E | Director | 34,396 | May 12, 2026 | 1 |
| Locoh-Donou Francois | Director | 14,802 | May 12, 2026 | 1 |
| Leenaars Cornelis PAJ | Director | 15,192 | May 12, 2026 | 1 |
| Detrick Christine Rose | Director | 8,923 | May 12, 2026 | 1 |
| Killalea Peter Thomas | Director | 21,378 | May 12, 2026 | 1 |
| Wong Jennifer L. | Director | 15,226 | May 12, 2026 | 1 |
| Shepherd Michael | Director | 27,987 | May 12, 2026 | 1 |
| Serra Eileen | Director | 12,844 | May 12, 2026 | 1 |
| Archibong Ime | Director | 9,977 | May 12, 2026 | 1 |
| williams craig a. | Director | 10,218 | May 12, 2026 | 1 |
| Harford Suni P | Director | 4,314 | May 12, 2026 | 1 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 69,283 | Apr 9, 2026 | 5 |
| Fairbank Richard D | Chairman and CEO | 4,068,510 | Mar 11, 2026 | 5 |
| Alexander Robert M. | Chief Information Officer | 77,292 | Mar 11, 2026 | 3 |
| Sanjiv Yajnik | President, Financial Services | 149,383 | Mar 11, 2026 | 3 |
| Young Andrew M | Chief Financial Officer | 59,186 | Mar 11, 2026 | 3 |
| Blinde Neal | President, Commercial Banking | 38,269 | Mar 11, 2026 | 6 |
| West Kara | Chief Enterprise Risk Officer | 46,665 | Mar 11, 2026 | 3 |
| Maheras Thomas G | Director | 66,431 | May 20, 2025 | 0 |
| Hackett Ann F | Director | 56,244 | May 14, 2025 | 0 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 40,934 | Aug 8, 2024 | 0 |
| Hall Sheldon | Senior Advisor to CEO | 98,614 | Mar 13, 2024 | 0 |
| Warner Bradford H | Director | 47,554 | May 8, 2023 | 0 |
| West Catherine | Director | 22,124 | May 9, 2022 | 0 |
| Wassmer Michael J | President, Card | 89,785 | Apr 7, 2022 | 0 |
| Slocum Michael | President, Commercial Banking | 60,314 | Feb 17, 2022 | 0 |
| Finneran John G Jr | Other: Former Corp Secy | 53,016 | Feb 7, 2022 | 0 |
| Berson Jory A | Other: Former Chief HR Officer | 60,120 | Feb 7, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Feb 26, 2026 (view filing) | Feb 24 | 2 days | Blinde NealPresident, Commercial Banking | SSale | −38.1K | $190.51 | −$7.27M | −53.2%33.6K after | 8 lots10b5-1 |
| Feb 26, 2026 (view filing) | Feb 25 | 1 day | Mouadeb Mark DanielPresident, Card | SSale | −1.51K | $202.62 | −$305.8K | −2.9%51.0K after | 2 lots10b5-1 |
| Feb 26, 2026 (view filing) | Feb 25 | 1 day | Hanson Jason P.Pres.- Global Payment Network | SSale | −3.73K | $205.00 | −$764.4K | −8.5%40.2K after | 10b5-1 |
| Mar 2, 2026 (view filing) | Feb 26 | 4 days | Mouadeb Mark DanielPresident, Card | SSale | −1.59K | $210.00 | −$334.5K | −3.1%49.4K after | 10b5-1 |
| Mar 3, 2026 (view filing) | Mar 2 | 1 day | Dean LiaPres, Banking & Prem. Products | SSale | −3.28K | $191.00 | −$627.2K | −4.9%63.1K after | 10b5-1 |
| Mar 3, 2026 (view filing) | Mar 2 | 1 day | Karam CeliaPres, Retail Bank | SSale | −1.64K | $191.00 | −$312.5K | −2.6%60.3K after | 10b5-1 |
| Apr 3, 2026 (view filing) | Apr 1 | 2 days | Dean LiaPres, Banking & Prem. Products | SSale | −1.69K | $185.61 | −$314.1K | −2.5%65.5K after | 10b5-1 |
| Apr 3, 2026 (view filing) | Apr 1 | 2 days | Karam CeliaPres, Retail Bank | SSale | −1.10K | $185.61 | −$204.0K | −1.7%63.3K after | 10b5-1 |
| May 4, 2026 (view filing) | May 1 | 3 days | Karam CeliaPres, Retail Bank | SSale | −1.75K | $192.58 | −$336.8K | −2.8%61.6K after | 10b5-1 |
| May 14, 2026 (view filing) | May 12 | 2 days | Cooper Matthew WGeneral Counsel & Corp Secy | SSale | −3.50K | $183.93 | −$643.8K | −3.5%97.2K after | 10b5-1 |
| May 14, 2026 (view filing) | May 12-13 | 2 days | Haggerty KaitlinChief Human Resources Officer | SSale | −1.43K | $183.82 | −$262.1K | −2.8%49.2K after | 2 lots10b5-1 |
| Jun 3, 2026 (view filing) | Jun 2 | 1 day | Cooper Matthew WGeneral Counsel & Corp Secy | SSale | −3.50K | $183.36 | −$641.8K | −3.6%93.7K after | 10b5-1 |
| Jul 8, 2026 (view filing)4:08 PM ET | Jul 7 | 1 day | Cooper Matthew WGeneral Counsel & Corp Secy | SSale | −3.50K | $208.00 | −$728.0K | −3.7%90.2K after | 10b5-1 |
| Jul 30, 2026 (view filing)4:51 PM ET | Jul 29 | 1 day | Golden Timothy PSVP, Chief Accounting Officer | SSale | −3.49K | $211.00 | −$735.8K | −31.9%7.43K after | |
| Aug 3, 2026 (view filing)4:10 PM ET | Jul 31 | 3 days | Raghu RaviPres, Software, Intl & Sm Bus | SSale | −9.73K | $209.78 | −$2.04M | −27.0%26.3K after | 3 lots10b5-1 |
| Aug 4, 2026 (view filing)4:24 PM ET | Aug 3 | 1 day | Mouadeb Mark DanielPresident, Card | SSale | −690 | $215.00 | −$148.3K | −1.3%51.5K after | 10b5-1 |
| Aug 5, 2026 (view filing)4:04 PM ET | Aug 4 | 1 day | Cooper Matthew WGeneral Counsel & Corp Secy | SSale | −3.50K | $219.33 | −$767.7K | −3.9%86.7K after | 10b5-1 |
| Aug 5, 2026 (view filing)4:06 PM ET | Aug 4 | 1 day | Mouadeb Mark DanielPresident, Card | SSale | −1.18K | $220.00 | −$260.3K | −2.3%50.3K after | 10b5-1 |
| Aug 10, 2026 (view filing)4:05 PM ET | Aug 7 | 3 days | Raghu RaviPres, Software, Intl & Sm Bus | SSale | −50 | $218.49 | −$10.9K | −0.2%26.3K after | 10b5-1 |
| Aug 11, 2026 (view filing)4:15 PM ET | Aug 10 | 1 day | Zamsky MichaelChief Credit & Fin'l Risk Off. | SSale | −5.47K | $218.02 | −$1.19M | −16.4%28.0K after | |
| Aug 17, 2026 (view filing)4:17 PM ET | Aug 13 | 4 days | Mouadeb Mark DanielPresident, Card | SSale | −1.20K | $225.00 | −$269.8K | −2.4%49.1K after | 10b5-1 |
| Aug 18, 2026 (view filing)7:42 PM ET | Aug 17 | 1 day | Karam CeliaPres, Retail Bank | SSale | −1.89K | $225.52 | −$425.8K | −3.1%59.7K after | 2 lots10b5-1 |
| Aug 18, 2026 (view filing)7:43 PM ET | Aug 17 | 1 day | Dean LiaPres, Banking & Prem. Products | SSale | −2.19K | $225.52 | −$494.6K | −3.4%63.3K after | 2 lots10b5-1 |
| Sep 2, 2026 (view filing)4:23 PM ET | Sep 1 | 1 day | Cooper Matthew WGeneral Counsel & Corp Secy | SSale | −3.50K | $214.10 | −$749.4K | −4.0%83.2K after | 10b5-1 |
| Sep 16, 2026 (view filing)4:05 PM ET | Sep 15 | 1 day | Dean LiaPres, Banking & Prem. Products | SSale | −2.07K | $206.07 | −$425.7K | −3.3%61.2K after | 10b5-1 |
| Sep 16, 2026 (view filing)4:06 PM ET | Sep 15 | 1 day | Karam CeliaPres, Retail Bank | SSale | −2.02K | $206.07 | −$415.6K | −3.4%57.7K after | 10b5-1 |