| Central Trust Co | 449 | $45.0K | 0.00% | +25+5.9% | Added |
| Capital Analysts, LLC | 433 | $43.0K | 0.00% | +2+0.5% | Added |
| NuWave Investment Management, LLC | 408 | $41.0K | 0.05% | −2,824−87.4% | Reduced |
| Winch Advisory Services, LLC | 350 | $35.0K | 0.01% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 340 | $34.0K | 0.00% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 331 | $32.9K | 0.04% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 317 | $32.0K | 0.00% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 310 | $31.0K | 0.00% | −1,937−86.2% | Reduced |
| CenterStar Asset Management, LLC | – | $31.0K | 0.02% | – | New |
| IAG Wealth Partners, LLC | 289 | $29.0K | 0.01% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 260 | $26.0K | 0.01% | 00.0% | Unchanged |
| Stonehage Fleming Financial Services Holdings Ltd | 255 | $25.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 252 | $25.0K | 0.00% | +252 | New |
| Proequities, Inc. | 240 | $24.0K | 0.00% | −250−51.0% | Reduced |
| Sargent Bickham Lagudis LLC | 211 | $21.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 179 | $18.0K | 0.00% | +35+24.3% | Added |
| Glassman Wealth Services | 183 | $18.0K | 0.00% | +35+23.6% | Added |
| Stonebridge Capital Advisors LLC | 175 | $17.0K | 0.00% | −75−30.0% | Reduced |
| Trustcore Financial Services, LLC | 172 | $17.0K | 0.00% | +172 | New |
| Farmers & Merchants Investments Inc | 164 | $16.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 160 | $16.0K | 0.00% | 00.0% | Unchanged |
| Corbenic Partners LLC | 152 | $15.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 150 | $15.0K | 0.00% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 150 | $15.0K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 150 | $15.0K | 0.00% | +150 | New |
| Financial Management Professionals, Inc. | 122 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 125 | $12.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 123 | $12.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 119 | $12.0K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 122 | $12.0K | 0.00% | +122 | New |
| Assetmark, Inc | 115 | $11.0K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 110 | $11.0K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 100 | $10.0K | 0.01% | 00.0% | Unchanged |
| Financial Avengers, Inc. | 100 | $10.0K | 0.01% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 87 | $9.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Grittinger Financial Group, LLC | 86 | $8.58K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 81 | $8.00K | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 139 | $8.00K | 0.00% | +139 | New |
| Gradient Investments LLC | 66 | $7.00K | 0.00% | 00.0% | Unchanged |
| Exane Derivatives | 65 | $6.45K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 70 | $6.00K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 65 | $6.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 59 | $6.00K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 63 | $6.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 55 | $5.00K | 0.00% | −77−58.3% | Reduced |
| Massmutual Trust Co FSB | 55 | $5.00K | 0.00% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 46 | $5.00K | 0.00% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 50 | $5.00K | 0.00% | +50 | New |
| Meridian Wealth Partners, LLC | 54 | $5.00K | 0.00% | +54 | New |
| Rockbridge Investment Management, LCC | 52 | $5.00K | 0.00% | +52 | New |
| Bell Investment Advisors, Inc | 51 | $5.00K | 0.00% | +51 | New |
| Motco | 40 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 33 | $3.00K | 0.00% | 00.0% | Unchanged |
| PFG Private Wealth Management, LLC | 34 | $3.00K | 0.00% | +34 | New |
| Tarbox Family Office, Inc. | 25 | $2.00K | 0.00% | 00.0% | Unchanged |
| HC Financial Advisors Inc | 20 | $2.00K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 20 | $2.00K | 0.00% | −1−4.8% | Reduced |
| Raffa Wealth Management, LLC | 13 | $1.30K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 11 | $1.00K | 0.00% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 0 | $0 | 0.00% | −20,620−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −13,785−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −9,368−100.0% | Sold out |
| Lombard Odier Asset Management (Switzerland) SA | 0 | $0 | 0.00% | −5,467−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −6,703−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| PRW Wealth Management LLC | 0 | $0 | 0.00% | −5,844−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −5,753−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −5,606−100.0% | Sold out |
| Brookstone Capital Management | 0 | $0 | 0.00% | −5,386−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −4,705−100.0% | Sold out |
| Spotlight Asset Group, Inc. | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −3,536−100.0% | Sold out |
| Griffin Asset Management, Inc. | 0 | $0 | 0.00% | −3,131−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −3,094−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −2,757−100.0% | Sold out |
| qPULA Trading Management LP | 0 | $0 | 0.00% | −2,697−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −2,585−100.0% | Sold out |
| Ethic Inc. | 0 | $0 | 0.00% | −2,083−100.0% | Sold out |
| Bridges Investment Management Inc | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −1,446−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −1,345−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −1,280−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −990−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −854−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Financial Perspectives, Inc | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| Personal Wealth Partners | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| Pinnacle Wealth Advisors | – | – | – | – | Not filed |
| Cowen Prime Services LLC | – | – | – | – | Not filed |
| Castleview Partners, LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |
