Alibaba Group Holding Ltd
BABA- Exchange
- NYSE
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0001577552
In the last 90 days, Alibaba Group Holding Ltd insiders filed 3 open-market purchases and 3 sales; 1,230 institutions reported holding it in 13F filings for Q2 2026, worth $22.3B in total; 7 superinvestors hold it, including Appaloosa and H&H International Investment.
13F holders, Q3 2021
Institutional positions in Alibaba Group Holding Ltd as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,539
- −337 vs. Q2 2021
- Shares held
- 579.5M
- −76.1M (−11.6%) vs. Q2 2021
- Total value
- $86.0B
- −$62.6B (−42.1%) vs. Q2 2021
- New holders
- 121
- 506 more added
- Sold out
- 458
- 744 more reduced
24 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BABA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,230 | $22.3B |
| Q1 2026 | 1,351 | $31.2B |
| Q4 2025 | 1,439 | $39.0B |
| Q3 2025 | 1,420 | $47.4B |
| Q2 2025 | 1,276 | $30.7B |
| Q1 2025 | 1,405 | $46.7B |
| Q4 2024 | 1,210 | $27.7B |
| Q3 2024 | 1,238 | $38.9B |
| Q2 2024 | 1,110 | $24.9B |
| Q1 2024 | 1,126 | $24.8B |
| Q4 2023 | 1,159 | $26.3B |
| Q3 2023 | 1,159 | $30.7B |
| Q2 2023 | 1,157 | $30.8B |
| Q1 2023 | 1,253 | $36.6B |
| Q4 2022 | 1,173 | $33.2B |
| Q3 2022 | 1,141 | $29.6B |
| Q2 2022 | 1,306 | $45.4B |
| Q1 2022 | 1,323 | $45.5B |
| Q4 2021 | 1,413 | $56.7B |
| Q3 2021 | 1,539 | $86.0B |
| Q2 2021 | 1,900 | $148.6B |
| Q1 2021 | 1,880 | $201.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Alibaba Group Holding Ltd; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| KMG Fiduciary Partners, LLC | 10,438 | $1.54M | 0.26% | −6,720−39.2% | Reduced |
| Princeton Global Asset Management LLC | 10,429 | $1.54M | 0.47% | −996−8.7% | Reduced |
| MUFG Securities EMEA plc | 10,429 | $1.54M | 0.02% | +9,480+998.9% | Added |
| Regal Investment Advisors LLC | 10,392 | $1.54M | 0.15% | +1,324+14.6% | Added |
| Johanson Financial Advisors, Inc. | 10,174 | $1.51M | 0.52% | −2,493−19.7% | Reduced |
| Evergreen Capital Management LLC | 10,138 | $1.50M | 0.07% | +1,672+19.7% | Added |
| LFA - Lugano Financial Advisors SA | 10,140 | $1.50M | 0.99% | +10,140 | New |
| McKinley Capital Management LLC /Delaware | 10,112 | $1.50M | 0.14% | −2,695−21.0% | Reduced |
| Parallel Advisors, LLC | 10,090 | $1.49M | 0.06% | −7,753−43.5% | Reduced |
| Harbour Investments, Inc. | 10,063 | $1.49M | 0.05% | −4,267−29.8% | Reduced |
| Luxor Capital Group, LP | 10,000 | $1.48M | 0.04% | +10,000 | New |
| Snowden Capital Advisors LLC | 9,995 | $1.48M | 0.07% | +60+0.6% | Added |
| Investment Research & Advisory Group, Inc. | 9,812 | $1.46M | 0.97% | −40.0% | Reduced |
| Acorn Financial Advisory Services Inc | 9,740 | $1.44M | 0.45% | +176+1.8% | Added |
| SkyOak Wealth, LLC | 9,722 | $1.44M | 0.39% | −1,292−11.7% | Reduced |
| Oak Asset Management, LLC | 8,552 | $1.43M | 0.59% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 9,637 | $1.43M | 0.03% | +4,117+74.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 9,584 | $1.42M | 0.07% | −3,594−27.3% | Reduced |
| Sterneck Capital Management, LLC | 9,573 | $1.42M | 0.90% | +484+5.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 9,530 | $1.41M | 0.06% | +9,530 | New |
| Bluefin Capital Management, LLC | 9,517 | $1.41M | 0.16% | +9,517 | New |
| Rothschild Investment Corp | 9,486 | $1.40M | 0.12% | −1,625−14.6% | Reduced |
| Cypress Asset Management Inc | 9,420 | $1.40M | 0.36% | −564−5.6% | Reduced |
| Sage Capital Advisors,llc | 9,376 | $1.39M | 0.59% | +161+1.7% | Added |
| Castellan Group, LLC | 9,200 | $1.36M | 0.70% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 9,154 | $1.35M | 0.24% | +396+4.5% | Added |
| SAM Advisors, LLC | 9,165 | $1.35M | 0.66% | +9,165 | New |
| Advisor Partners LLC | 9,147 | $1.35M | 0.09% | +1,984+27.7% | Added |
| Sit Investment Associates Inc | 9,125 | $1.35M | 0.03% | 00.0% | Unchanged |
| Performa Ltd (US), LLC | 9,020 | $1.33M | 0.78% | +9,020 | New |
| Harbour Capital Advisors, LLC | 8,920 | $1.32M | 0.35% | +746+9.1% | Added |
| Harbor Investment Advisory, LLC | 8,872 | $1.31M | 0.18% | −1,327−13.0% | Reduced |
| Meyer Handelman Co | 8,805 | $1.30M | 0.05% | 00.0% | Unchanged |
| Polar Capital Holdings Plc | 8,798 | $1.30M | 0.01% | −759,841−98.9% | Reduced |
| Avalon Investment & Advisory | 8,711 | $1.29M | 0.03% | −3,421−28.2% | Reduced |
| Colony Group LLC | 8,701 | $1.29M | 0.02% | +2,069+31.2% | Added |
| Legato Capital Management LLC | 8,680 | $1.28M | 0.24% | −2,214−20.3% | Reduced |
| McDonald Partners LLC | 8,651 | $1.28M | 0.30% | +1,770+25.7% | Added |
| CAPROCK Group, Inc. | 8,626 | $1.28M | 0.11% | −4,051−32.0% | Reduced |
| Vantage Financial Partners Ltd., Inc. | 8,625 | $1.28M | 0.68% | −200−2.3% | Reduced |
| Simmons Bank | 8,625 | $1.28M | 0.09% | +100+1.2% | Added |
| ARGA Investment Management, LP | 8,606 | $1.27M | 0.09% | −777−8.3% | Reduced |
| Vestcor Inc | 8,559 | $1.27M | 0.05% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 8,550 | $1.27M | 0.07% | −1,101−11.4% | Reduced |
| Guinness Atkinson Asset Management Inc | 8,500 | $1.26M | 0.58% | 00.0% | Unchanged |
| Bank Pictet & Cie (Asia) Ltd | 8,470 | $1.25M | 0.35% | +8,470 | New |
| Prime Capital Investment Advisors, LLC | 8,412 | $1.25M | 0.08% | −8,375−49.9% | Reduced |
| Bradley Mark J. | 8,355 | $1.24M | 0.85% | −1,430−14.6% | Reduced |
| Arkadios Wealth Advisors | 8,325 | $1.23M | 0.18% | −3,725−30.9% | Reduced |
| Jeppson Wealth Management, LLC | 8,296 | $1.23M | 0.64% | +1,355+19.5% | Added |
| Canal Capital Management, LLC | 8,162 | $1.21M | 0.34% | −825−9.2% | Reduced |
| Investment House LLC | 8,100 | $1.20M | 0.09% | −96,132−92.2% | Reduced |
| Checchi Capital Advisers, LLC | 8,043 | $1.19M | 0.15% | −1,186−12.9% | Reduced |
| Ieq Capital, LLC | 8,028 | $1.19M | 0.03% | +1,181+17.2% | Added |
| EMC Capital Management | 7,200 | $1.19M | 0.66% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 8,023 | $1.19M | 0.08% | +1,065+15.3% | Added |
| Capital Management Associates | 7,950 | $1.18M | 1.16% | +60+0.8% | Added |
| Systematic Alpha Investments, LLC | 7,100 | $1.17M | 0.05% | 00.0% | Unchanged |
| SFE Investment Counsel | 7,893 | $1.17M | 0.33% | −5,066−39.1% | Reduced |
| SOL Capital Management CO | 7,850 | $1.16M | 0.23% | +4,248+117.9% | Added |
| Mirador Capital Partners LP | 7,823 | $1.16M | 0.26% | −40,119−83.7% | Reduced |
| Brewin Dolphin Wealth Management Ltd | 7,797 | $1.15M | 0.13% | +440+6.0% | Added |
| Bray Capital Advisors | 7,773 | $1.15M | 0.30% | −19−0.2% | Reduced |
| Dumac, Inc. | 7,717 | $1.14M | 1.96% | 00.0% | Unchanged |
| Blackcrane Capital, LLC | 7,710 | $1.14M | 1.52% | −7,710−50.0% | Reduced |
| Pinnacle Wealth Management Group, Inc. | 7,677 | $1.14M | 0.85% | −1,850−19.4% | Reduced |
| Fernwood Investment Management, LLC | 7,680 | $1.14M | 0.39% | −116−1.5% | Reduced |
| Asset Management Corp | 7,672 | $1.14M | 0.71% | +1,300+20.4% | Added |
| Capital Group Private Client Services, Inc. | 7,657 | $1.13M | 0.01% | +7,657 | New |
| Shepherd Financial Partners LLC | 7,577 | $1.12M | 0.22% | −1,117−12.8% | Reduced |
| NEXT Financial Group, Inc | 7,579 | $1.12M | 0.09% | −819−9.8% | Reduced |
| Sompo Asset Management Co., Ltd. | 7,550 | $1.12M | 0.26% | −15,420−67.1% | Reduced |
| King Wealth | 7,538 | $1.12M | 0.23% | +86+1.2% | Added |
| Vestmark Advisory Solutions, Inc. | 7,524 | $1.11M | 0.08% | −1,170−13.5% | Reduced |
| Live Oak Private Wealth LLC | 7,428 | $1.10M | 0.22% | −1,163−13.5% | Reduced |
| Central Trust Co | 7,412 | $1.10M | 0.04% | −27,160−78.6% | Reduced |
| KCS Wealth Advisory | 7,389 | $1.09M | 0.52% | +623+9.2% | Added |
| Calamos Wealth Management LLC | 7,358 | $1.09M | 0.09% | −2,168−22.8% | Reduced |
| Ayalon Holdings Ltd. | 7,508 | $1.08M | 0.39% | +305+4.2% | Added |
| ACG Wealth | 7,305 | $1.08M | 0.14% | −294−3.9% | Reduced |
| Focus Financial Network, Inc. | 7,293 | $1.08M | 0.14% | −1,349−15.6% | Reduced |
| Cannell Peter B & Co Inc | 7,280 | $1.08M | 0.03% | −765−9.5% | Reduced |
| Toroso Investments, LLC | 7,234 | $1.07M | 0.04% | −57,189−88.8% | Reduced |
| Kingsview Wealth Management, LLC | 7,218 | $1.07M | 0.05% | +928+14.8% | Added |
| Warther Private Wealth, LLC | 7,392 | $1.07M | 0.95% | −86−1.2% | Reduced |
| CPWM, LLC | 7,197 | $1.07M | 0.10% | +20.0% | Added |
| Darwin Advisors, LLC | 7,069 | $1.05M | 0.17% | +3,253+85.2% | Added |
| Cornerstone Advisory, LLC | 7,035 | $1.04M | 0.17% | −13,039−65.0% | Reduced |
| Cornerstone Wealth Management, LLC | 7,032 | $1.04M | 0.11% | −3,029−30.1% | Reduced |
| Kalos Management, Inc. | 6,426 | $1.04M | 0.29% | −525−7.6% | Reduced |
| Level Four Advisory Services, LLC | 6,978 | $1.03M | 0.11% | −4,754−40.5% | Reduced |
| Albert D Mason Inc | 6,927 | $1.03M | 0.66% | +1,961+39.5% | Added |
| Landscape Capital Management, L.L.C. | 6,900 | $1.02M | 0.14% | +6,900 | New |
| Fiera Capital Corp | 6,898 | $1.02M | 0.00% | −143,621−95.4% | Reduced |
| Outfitter Financial LLC | 6,869 | $1.02M | 0.80% | +42+0.6% | Added |
| Kistler-Tiffany Companies, LLC | 6,870 | $1.02M | 0.23% | +57+0.8% | Added |
| HCR Wealth Advisors | 6,856 | $1.01M | 0.17% | +104+1.5% | Added |
| CRA Financial Services, LLC | 6,849 | $1.01M | 0.34% | −2,391−25.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,830 | $1.01M | 0.05% | −1,511−18.1% | Reduced |
| Tower Research Capital LLC (TRC) | 6,826 | $1.01M | 0.03% | +1,826+36.5% | Added |