Alibaba Group Holding Ltd
BABA- Exchange
- NYSE
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0001577552
In the last 90 days, Alibaba Group Holding Ltd insiders filed 3 open-market purchases and 3 sales; 1,230 institutions reported holding it in 13F filings for Q2 2026, worth $22.3B in total; 7 superinvestors hold it, including Appaloosa and H&H International Investment.
13F holders, Q3 2021
Institutional positions in Alibaba Group Holding Ltd as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,539
- −337 vs. Q2 2021
- Shares held
- 579.5M
- −76.1M (−11.6%) vs. Q2 2021
- Total value
- $86.0B
- −$62.6B (−42.1%) vs. Q2 2021
- New holders
- 121
- 506 more added
- Sold out
- 458
- 744 more reduced
24 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BABA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,230 | $22.3B |
| Q1 2026 | 1,351 | $31.2B |
| Q4 2025 | 1,439 | $39.0B |
| Q3 2025 | 1,420 | $47.4B |
| Q2 2025 | 1,276 | $30.7B |
| Q1 2025 | 1,405 | $46.7B |
| Q4 2024 | 1,210 | $27.7B |
| Q3 2024 | 1,238 | $38.9B |
| Q2 2024 | 1,110 | $24.9B |
| Q1 2024 | 1,126 | $24.8B |
| Q4 2023 | 1,159 | $26.3B |
| Q3 2023 | 1,159 | $30.7B |
| Q2 2023 | 1,157 | $30.8B |
| Q1 2023 | 1,253 | $36.6B |
| Q4 2022 | 1,173 | $33.2B |
| Q3 2022 | 1,141 | $29.6B |
| Q2 2022 | 1,306 | $45.4B |
| Q1 2022 | 1,323 | $45.5B |
| Q4 2021 | 1,413 | $56.7B |
| Q3 2021 | 1,539 | $86.0B |
| Q2 2021 | 1,900 | $148.6B |
| Q1 2021 | 1,880 | $201.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Alibaba Group Holding Ltd; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Colony Group LLC | 8,701 | $1.29M | 0.02% | +2,069+31.2% | Added |
| Avalon Investment & Advisory | 8,711 | $1.29M | 0.03% | −3,421−28.2% | Reduced |
| Polar Capital Holdings Plc | 8,798 | $1.30M | 0.01% | −759,841−98.9% | Reduced |
| Meyer Handelman Co | 8,805 | $1.30M | 0.05% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 8,872 | $1.31M | 0.18% | −1,327−13.0% | Reduced |
| Harbour Capital Advisors, LLC | 8,920 | $1.32M | 0.35% | +746+9.1% | Added |
| Performa Ltd (US), LLC | 9,020 | $1.33M | 0.78% | +9,020 | New |
| Sit Investment Associates Inc | 9,125 | $1.35M | 0.03% | 00.0% | Unchanged |
| Advisor Partners LLC | 9,147 | $1.35M | 0.09% | +1,984+27.7% | Added |
| Institute for Wealth Management, LLC. | 9,154 | $1.35M | 0.24% | +396+4.5% | Added |
| SAM Advisors, LLC | 9,165 | $1.35M | 0.66% | +9,165 | New |
| Castellan Group, LLC | 9,200 | $1.36M | 0.70% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 9,376 | $1.39M | 0.59% | +161+1.7% | Added |
| Cypress Asset Management Inc | 9,420 | $1.40M | 0.36% | −564−5.6% | Reduced |
| Rothschild Investment Corp | 9,486 | $1.40M | 0.12% | −1,625−14.6% | Reduced |
| Bluefin Capital Management, LLC | 9,517 | $1.41M | 0.16% | +9,517 | New |
| U.S. Capital Wealth Advisors, LLC | 9,530 | $1.41M | 0.06% | +9,530 | New |
| Sterneck Capital Management, LLC | 9,573 | $1.42M | 0.90% | +484+5.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 9,584 | $1.42M | 0.07% | −3,594−27.3% | Reduced |
| Oak Asset Management, LLC | 8,552 | $1.43M | 0.59% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 9,637 | $1.43M | 0.03% | +4,117+74.6% | Added |
| SkyOak Wealth, LLC | 9,722 | $1.44M | 0.39% | −1,292−11.7% | Reduced |
| Acorn Financial Advisory Services Inc | 9,740 | $1.44M | 0.45% | +176+1.8% | Added |
| Investment Research & Advisory Group, Inc. | 9,812 | $1.46M | 0.97% | −40.0% | Reduced |
| Snowden Capital Advisors LLC | 9,995 | $1.48M | 0.07% | +60+0.6% | Added |
| Luxor Capital Group, LP | 10,000 | $1.48M | 0.04% | +10,000 | New |
| Harbour Investments, Inc. | 10,063 | $1.49M | 0.05% | −4,267−29.8% | Reduced |
| Parallel Advisors, LLC | 10,090 | $1.49M | 0.06% | −7,753−43.5% | Reduced |
| McKinley Capital Management LLC /Delaware | 10,112 | $1.50M | 0.14% | −2,695−21.0% | Reduced |
| Evergreen Capital Management LLC | 10,138 | $1.50M | 0.07% | +1,672+19.7% | Added |
| LFA - Lugano Financial Advisors SA | 10,140 | $1.50M | 0.99% | +10,140 | New |
| Johanson Financial Advisors, Inc. | 10,174 | $1.51M | 0.52% | −2,493−19.7% | Reduced |
| Regal Investment Advisors LLC | 10,392 | $1.54M | 0.15% | +1,324+14.6% | Added |
| Princeton Global Asset Management LLC | 10,429 | $1.54M | 0.47% | −996−8.7% | Reduced |
| MUFG Securities EMEA plc | 10,429 | $1.54M | 0.02% | +9,480+998.9% | Added |
| KMG Fiduciary Partners, LLC | 10,438 | $1.54M | 0.26% | −6,720−39.2% | Reduced |
| Pegasus Asset Management, Inc. | 10,463 | $1.55M | 0.71% | +647+6.6% | Added |
| Fairholme Capital Management LLC | 10,580 | $1.57M | 0.13% | 00.0% | Unchanged |
| Independent Investors Inc | 10,700 | $1.58M | 0.39% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 10,762 | $1.59M | 0.64% | −4,735−30.6% | Reduced |
| Summit Place Financial Advisors, LLC | 10,820 | $1.60M | 1.17% | +1,300+13.7% | Added |
| Empowered Funds, LLC | 10,823 | $1.60M | 0.21% | +2,197+25.5% | Added |
| Ballast Advisors LLC | 10,883 | $1.61M | 0.67% | −185−1.7% | Reduced |
| Retirement Group, LLC | 10,890 | $1.61M | 0.74% | +10,699+5,601.6% | Added |
| Financial Perspectives, Inc | 10,893 | $1.61M | 0.81% | −1,743−13.8% | Reduced |
| Dimension Capital Management LLC | 10,994 | $1.63M | 0.34% | +248+2.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,058 | $1.64M | 0.14% | +762+7.4% | Added |
| Red Spruce Capital, LLC | 11,065 | $1.64M | 0.96% | −412−3.6% | Reduced |
| Fosun International Ltd | 11,190 | $1.65M | 0.08% | −7,720−40.8% | Reduced |
| Winch Advisory Services, LLC | 11,149 | $1.65M | 0.58% | −163−1.4% | Reduced |
| Carnegie Capital Asset Management, LLC | 11,162 | $1.65M | 0.06% | −2,308−17.1% | Reduced |
| Burns J W & Co Inc | 11,170 | $1.65M | 0.26% | −448−3.9% | Reduced |
| Greytown Advisors Inc. | 11,229 | $1.66M | 0.74% | +5,960+113.1% | Added |
| Lincoln National Corp | 11,304 | $1.67M | 0.04% | +613+5.7% | Added |
| Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. | 11,312 | $1.68M | 1.32% | +11,312 | New |
| Freestone Capital Holdings, LLC | 11,319 | $1.68M | 0.08% | −4,210−27.1% | Reduced |
| AdvisorNet Financial, Inc | 11,337 | $1.68M | 0.12% | −8,291−42.2% | Reduced |
| William Blair Investment Management, LLC | 11,342 | $1.68M | 0.00% | −886−7.2% | Reduced |
| Parametrica Management Ltd | 11,398 | $1.69M | 1.26% | +8,582+304.8% | Added |
| Northstar Group, Inc. | 11,422 | $1.69M | 0.44% | +2,586+29.3% | Added |
| Krilogy Financial LLC | 11,577 | $1.71M | 0.17% | −1,166−9.2% | Reduced |
| Stephens Inc | 11,596 | $1.72M | 0.03% | +1,647+16.6% | Added |
| Strong Tower Advisory Services | 10,393 | $1.74M | 1.01% | +10,393 | New |
| Hoertkorn Richard Charles | 11,796 | $1.75M | 0.78% | −2,203−15.7% | Reduced |
| Integrated Wealth Concepts LLC | 11,806 | $1.75M | 0.06% | +6,491+122.1% | Added |
| Barber Financial Group, Inc. | 11,808 | $1.75M | 0.23% | +11,808 | New |
| Proficio Capital Partners LLC | 11,828 | $1.75M | 0.23% | +3,492+41.9% | Added |
| Williams Jones Wealth Management, LLC. | 11,995 | $1.78M | 0.02% | −9,701−44.7% | Reduced |
| Cypress Growth Fund III LP | 12,000 | $1.78M | 1.49% | 00.0% | Unchanged |
| Inlet Private Wealth, LLC | 12,025 | $1.78M | 0.48% | +12,025 | New |
| Timber Creek Capital Management LLC | 12,045 | $1.78M | 0.57% | −15,226−55.8% | Reduced |
| Markston International LLC | 12,108 | $1.79M | 1.68% | +5,299+77.8% | Added |
| Vident Investment Advisory, LLC | 12,204 | $1.81M | 0.05% | +1,821+17.5% | Added |
| Roundview Capital LLC | 12,254 | $1.81M | 0.20% | −3,081−20.1% | Reduced |
| Capital Investment Counsel, Inc | 12,310 | $1.82M | 0.40% | +11,295+1,112.8% | Added |
| United Capital Financial Advisers, LLC | 12,361 | $1.83M | 0.01% | −3,795−23.5% | Reduced |
| International Assets Investment Management, LLC | 12,373 | $1.83M | 0.33% | +6,154+99.0% | Added |
| Bokf, NA | 12,406 | $1.84M | 0.03% | +12,406 | New |
| Sunbelt Securities, Inc. | 8,684 | $1.84M | 0.33% | 00.0% | Unchanged |
| Solitude Financial Services | 12,460 | $1.84M | 1.27% | +784+6.7% | Added |
| Graybill Bartz & Assoc Ltd | 12,501 | $1.85M | 0.91% | +360+3.0% | Added |
| Hudson Canyon Capital Management | 12,600 | $1.87M | 1.44% | +1,200+10.5% | Added |
| Comprehensive Financial Management LLC | 12,634 | $1.87M | 0.02% | 00.0% | Unchanged |
| Cabot Wealth Management Inc | 12,636 | $1.87M | 0.25% | −8,666−40.7% | Reduced |
| jvl associates llc | 12,677 | $1.88M | 1.29% | 00.0% | Unchanged |
| Unison Asset Management LLC | 12,718 | $1.88M | 1.68% | +3,146+32.9% | Added |
| Verition Fund Management LLC | 12,730 | $1.89M | 0.03% | −639,599−98.0% | Reduced |
| Avantax Advisory Services, Inc. | 12,730 | $1.89M | 0.03% | −4,192−24.8% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 12,764 | $1.89M | 0.69% | +1,103+9.5% | Added |
| Richard P Slaughter Associates Inc | 12,843 | $1.90M | 0.75% | +313+2.5% | Added |
| Guggenheim Capital LLC | 12,875 | $1.91M | 0.01% | −5,890−31.4% | Reduced |
| Valeo Financial Advisors, LLC | 12,888 | $1.91M | 0.11% | +8,033+165.5% | Added |
| X-Square Capital, LLC | 13,024 | $1.91M | 0.99% | −2,509−16.2% | Reduced |
| Marble Harbor Investment Counsel, LLC | 12,945 | $1.92M | 0.26% | −1,200−8.5% | Reduced |
| Evolution Wealth Advisors, LLC | 12,971 | $1.92M | 0.41% | −20−0.2% | Reduced |
| Richard Bernstein Advisors LLC | 13,001 | $1.92M | 0.04% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 10,300 | $1.93M | 0.50% | +1,400+15.7% | Added |
| Compton Capital Management Inc | 13,082 | $1.94M | 0.57% | −755−5.5% | Reduced |
| Mutual Advisors, LLC | 13,083 | $1.94M | 0.11% | +2,089+19.0% | Added |
| Exchange Traded Concepts, LLC | 13,240 | $1.96M | 0.05% | +10,107+322.6% | Added |