Aurinia Pharmaceuticals Inc.
AUPH- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001600620
In the last 90 days, Aurinia Pharmaceuticals Inc. insiders filed 0 open-market purchases and 2 sales; 282 institutions reported holding it in 13F filings for Q2 2026, worth $1.34B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Aurinia Pharmaceuticals Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 198
- +1 vs. Q2 2023
- Shares held
- 50.9M
- +537.0K (+1.1%) vs. Q2 2023
- Total value
- $395.2M
- −$92.2M (−18.9%) vs. Q2 2023
- New holders
- 24
- 69 more added
- Sold out
- 23
- 49 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 282 | $1.34B |
| Q1 2026 | 260 | $1.10B |
| Q4 2025 | 256 | $1.15B |
| Q3 2025 | 242 | $729.8M |
| Q2 2025 | 219 | $497.1M |
| Q1 2025 | 214 | $504.1M |
| Q4 2024 | 200 | $525.4M |
| Q3 2024 | 183 | $428.9M |
| Q2 2024 | 171 | $319.9M |
| Q1 2024 | 178 | $280.8M |
| Q4 2023 | 191 | $485.4M |
| Q3 2023 | 198 | $395.2M |
| Q2 2023 | 200 | $487.5M |
| Q1 2023 | 186 | $553.5M |
| Q4 2022 | 192 | $223.1M |
| Q3 2022 | 189 | $420.5M |
| Q2 2022 | 199 | $509.9M |
| Q1 2022 | 184 | $532.9M |
| Q4 2021 | 191 | $895.1M |
| Q3 2021 | 167 | $966.8M |
| Q2 2021 | 167 | $640.9M |
| Q1 2021 | 170 | $682.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Aurinia Pharmaceuticals Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Flputnam Investment Management Co | 40,391 | $313.8K | 0.01% | +40,391 | New |
| Capital Investment Advisors, LLC | 40,590 | $315.4K | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 41,609 | $323.3K | 0.01% | +24,840+148.1% | Added |
| Legacy Advisors, LLC | 42,500 | $330.2K | 0.05% | 00.0% | Unchanged |
| PFG Investments, LLC | 45,300 | $352.0K | 0.07% | −1,000−2.2% | Reduced |
| Cetera Advisors LLC | 48,192 | $374.5K | 0.01% | +2,828+6.2% | Added |
| Ensign Peak Advisors, Inc | 49,100 | $381.5K | 0.00% | +13,650+38.5% | Added |
| Janus Henderson Group PLC | 49,331 | $383.1K | 0.00% | 00.0% | Unchanged |
| AlphaCentric Advisors LLC | 50,000 | $388.5K | 0.22% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 50,507 | $392.4K | 0.00% | +31+0.1% | Added |
| Algert Global LLC | 52,939 | $411.3K | 0.02% | +11,240+27.0% | Added |
| New York State Common Retirement Fund | 54,269 | $421.7K | 0.00% | +8,806+19.4% | Added |
| Trexquant Investment LP | 54,403 | $422.7K | 0.01% | −265,615−83.0% | Reduced |
| Voya Investment Management LLC | 54,634 | $424.5K | 0.00% | +601+1.1% | Added |
| Lazard Asset Management LLC | 55,428 | $430.0K | 0.00% | +32,137+138.0% | Added |
| Royal Bank of Canada | 58,800 | $457.0K | 0.00% | +33,198+129.7% | Added |
| HighMark Wealth Management LLC | 59,999 | $466.2K | 0.39% | −2,500−4.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 62,086 | $482.4K | 0.03% | +2,465+4.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 63,788 | $495.6K | 0.00% | +5,012+8.5% | Added |
| PEAK6 Investments LLC | 65,032 | $505.3K | 0.02% | +2,255+3.6% | Added |
| American International Group, Inc. | 67,583 | $525.1K | 0.00% | +2,403+3.7% | Added |
| Graham Capital Management, L.P. | 68,448 | $531.8K | 0.02% | +68,448 | New |
| MetLife Investment Management | 71,201 | $553.2K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 71,378 | $554.6K | 0.00% | +71,378 | New |
| STRS Ohio | 73,400 | $570.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 75,448 | $586.2K | 0.00% | +781+1.0% | Added |
| Virginia Retirement Systems Et Al | 76,200 | $592.1K | 0.01% | +8,900+13.2% | Added |
| HSBC Holdings PLC | 77,332 | $603.2K | 0.00% | −2,668−3.3% | Reduced |
| Rockefeller Capital Management L.P. | 81,165 | $630.7K | 0.00% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 82,000 | $637.1K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 84,183 | $654.1K | 0.00% | +20,833+32.9% | Added |
| Leonteq Securities AG | 86,474 | $671.9K | 0.07% | −15,100−14.9% | Reduced |
| Franklin Resources Inc | 87,148 | $677.1K | 0.00% | −1,116−1.3% | Reduced |
| BNP Paribas Arbitrage, SA | 89,560 | $695.9K | 0.00% | +54,477+155.3% | Added |
| Ironwood Investment Management LLC | 95,990 | $745.8K | 0.46% | −2,467−2.5% | Reduced |
| Jackson Creek Investment Advisors LLC | 97,513 | $758.0K | 0.32% | −69−0.1% | Reduced |
| Nomura Holdings Inc | 99,843 | $775.8K | 0.01% | +79,453+389.7% | Added |
| Cantor Fitzgerald, L. P. | 100,455 | $780.5K | 0.02% | +26,799+36.4% | Added |
| Allspring Global Investments Holdings, LLC | 100,706 | $782.5K | 0.00% | +85,458+560.5% | Added |
| State of Wisconsin Investment Board | 105,277 | $818.0K | 0.00% | −7,695−6.8% | Reduced |
| Alps Advisors Inc | 105,811 | $822.2K | 0.01% | +673+0.6% | Added |
| Norges Bank | 114,045 | $886.1K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 115,220 | $895.3K | 0.08% | +68,952+149.0% | Added |
| Barclays PLC | 127,728 | $992.4K | 0.00% | +77,594+154.8% | Added |
| Legal & General Group Plc | 131,037 | $1.03M | 0.00% | +7,411+6.0% | Added |
| Invesco Ltd. | 134,938 | $1.05M | 0.00% | +8,511+6.7% | Added |
| Alliancebernstein L.P. | 135,500 | $1.05M | 0.00% | 00.0% | Unchanged |
| Twinbeech Capital LP | 145,345 | $1.13M | 0.02% | +145,345 | New |
| UBS Asset Management Americas Inc | 147,701 | $1.15M | 0.00% | −955−0.6% | Reduced |
| California State Teachers Retirement System | 150,032 | $1.17M | 0.00% | −7,927−5.0% | Reduced |
| Hudson Bay Capital Management LP | 156,484 | $1.22M | 0.01% | +25,000+19.0% | Added |
| Capital Fund Management S.A. | 160,518 | $1.25M | 0.02% | +99,678+163.8% | Added |
| Credit Suisse AG | 163,871 | $1.27M | 0.00% | +4,081+2.6% | Added |
| Parallax Volatility Advisers, L.P. | 164,247 | $1.28M | 0.04% | +13,295+8.8% | Added |
| Rhumbline Advisers | 180,680 | $1.40M | 0.00% | +1,554+0.9% | Added |
| Advisory Services Network, LLC | 189,793 | $1.47M | 0.04% | +12,693+7.2% | Added |
| Wells Fargo & Company | 191,450 | $1.49M | 0.00% | −21,766−10.2% | Reduced |
| UBS Group AG | 192,182 | $1.49M | 0.00% | −50,188−20.7% | Reduced |
| Sunbelt Securities, Inc. | 196,090 | $1.52M | 0.21% | +118,990+154.3% | Added |
| Jefferies Financial Group Inc. | 200,000 | $1.55M | 0.04% | 00.0% | Unchanged |
| Nordea Investment Management AB | 214,500 | $1.69M | 0.00% | +2,100+1.0% | Added |
| Simplex Trading, LLC | 221,626 | $1.72M | 0.06% | +46,219+26.3% | Added |
| JPMorgan Chase & Co | 228,519 | $1.78M | 0.00% | −163,899−41.8% | Reduced |
| Level Four Advisory Services, LLC | 252,100 | $1.96M | 0.13% | +2,700+1.1% | Added |
| Balyasny Asset Management LLC | 262,828 | $2.04M | 0.01% | −542,706−67.4% | Reduced |
| TIG Advisors, LLC | 268,750 | $2.09M | 0.10% | −292,346−52.1% | Reduced |
| Natixis | 296,155 | $2.30M | 0.02% | +33,899+12.9% | Added |
| Swiss National Bank | 298,700 | $2.32M | 0.00% | +19,400+6.9% | Added |
| Jane Street Group, LLC | 299,457 | $2.33M | 0.00% | −70,302−19.0% | Reduced |
| ExodusPoint Capital Management, LP | 345,814 | $2.69M | 0.03% | +297,782+620.0% | Added |
| Stifel Financial Corp | 355,114 | $2.76M | 0.00% | −10,907−3.0% | Reduced |
| D. E. Shaw & Co., Inc. | 357,146 | $2.78M | 0.00% | −256,367−41.8% | Reduced |
| Charles Schwab Investment Management Inc | 385,300 | $2.99M | 0.00% | +73,746+23.7% | Added |
| J. Goldman & Co LP | 386,553 | $3.00M | 0.15% | −165,854−30.0% | Reduced |
| Bank of New York Mellon Corp | 397,922 | $3.09M | 0.00% | −4,512−1.1% | Reduced |
| Norris Financial Group, LLC | 410,199 | $3.19M | 2.21% | +3,169+0.8% | Added |
| Rock Springs Capital Management LP | 479,540 | $3.73M | 0.10% | 00.0% | Unchanged |
| Woodline Partners LP | 500,000 | $3.88M | 0.05% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 582,900 | $4.53M | 0.01% | −177,200−23.3% | Reduced |
| Group One Trading, L.P. | 584,382 | $4.54M | 0.18% | +217,289+59.2% | Added |
| Susquehanna International Group, LLP | 607,896 | $4.72M | 0.01% | −196,590−24.4% | Reduced |
| Two Sigma Investments, LP | 628,320 | $4.88M | 0.01% | −739,851−54.1% | Reduced |
| Citadel Advisors LLC | 637,904 | $4.96M | 0.01% | +275,906+76.2% | Added |
| Renaissance Technologies LLC | 663,000 | $5.15M | 0.01% | −867,400−56.7% | Reduced |
| Tang Capital Management LLC | 750,000 | $5.83M | 0.82% | +600,000+400.0% | Added |
| Citigroup Inc | 883,950 | $6.87M | 0.01% | −20,956−2.3% | Reduced |
| Artal Group S.A. | 1,000,000 | $7.77M | 0.34% | 00.0% | Unchanged |
| International Biotechnology Trust PLC | 1,040,530 | $8.07M | 2.72% | +467,000+81.4% | Added |
| Northern Trust Corp | 1,045,381 | $8.12M | 0.00% | +35,392+3.5% | Added |
| Morgan Stanley | 1,423,408 | $11.1M | 0.00% | −262,378−15.6% | Reduced |
| Goldman Sachs Group Inc | 1,472,336 | $11.4M | 0.00% | −271,869−15.6% | Reduced |
| Vanguard Group Inc | 1,484,268 | $11.5M | 0.00% | +101,751+7.4% | Added |
| Geode Capital Management, LLC | 1,487,794 | $11.6M | 0.00% | +77,028+5.5% | Added |
| Nuveen Asset Management, LLC | 2,352,463 | $18.3M | 0.01% | +2,352,463 | New |
| State Street Corp | 2,599,535 | $20.2M | 0.00% | −32,951−1.3% | Reduced |
| NEA Management Company, LLC | 3,969,834 | $30.8M | 2.38% | 00.0% | Unchanged |
| Armistice Capital, LLC | 6,048,000 | $47.0M | 1.40% | +1,356,000+28.9% | Added |
| BlackRock Inc. | 8,412,397 | $65.4M | 0.00% | +79,363+1.0% | Added |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −544,720−100.0% | Sold out |
| Antara Capital LP | 0 | $0 | 0.00% | −500,000−100.0% | Sold out |