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Livermore
Livermore
ZHEN

Ethos Financial Group, LLC

SEC CIK
0001954242
Latest filing
Aug 7, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 20, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
532
+21 vs. Q3 2025
Portfolio value
$1.35B
+$79.3M (+6.2%) vs. Q3 2025
Filed
Jan 20, 2026
SEC
Holdings of Ethos Financial Group, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Hemp Inc Com New423703206COM10,000$00.0%00.0%Unchanged–
JPX Global Inc.46639B107COM14,500$00.0%00.0%Unchanged–
North Amern Cannabis Hldgs Inc65676T102COM999,900$1<0.1%00.0%Unchanged–
Bioelectronics Corp09062H108Com20,000$8<0.1%00.0%Unchanged–
Tauriga Sciences Inc87669X205COMMON STOCK13,251$48<0.1%00.0%Unchanged–
Labor Smart Inc50541A108COM483,861$242<0.1%00.0%Unchanged–
NEXCFNextech3D.AI Corp.COM20,000$2.23K<0.1%00.0%UnchangedHistory
Kaya Hldgs Inc Com New486567209Common Stock100,000$3.95K<0.1%00.0%Unchanged–
Highlands REIT, Inc.43110A104COM15,529$4.81K<0.1%00.0%Unchanged–
FBLGFibroBiologics, Inc.COM SHS24,424$5.49K<0.1%00.0%UnchangedHistory
NWBONorthwest Biotherapeutics IncCOM28,350$6.49K<0.1%+3,000+11.8%AddedHistory
SURGSurgePays, Inc.COM NEW12,867$21.5K<0.1%−35,887−73.6%ReducedHistory
NRXPNRX Pharmaceuticals, Inc.COM NEW11,900$32.2K<0.1%00.0%UnchangedHistory
ZNOGZion Oil & Gas IncCOM158,613$34.3K<0.1%00.0%UnchangedHistory
SUIGSUI Group Holdings Ltd.COM NEW23,282$38.9K<0.1%+23,282NewHistory
FCOAbrdn Global Income Fund, Inc.COM13,722$40.1K<0.1%−1,661−10.8%ReducedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW20,000$51.6K<0.1%00.0%UnchangedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A13,020$53.3K<0.1%+13,020NewHistory
ARECAmerican Resources CorpCL A26,464$65.6K<0.1%00.0%UnchangedHistory
ORGOOrganogenesis Holdings Inc.COM12,987$67.3K<0.1%+12,987NewHistory
WDHWaterdrop Inc.ADS38,401$73.0K<0.1%+38,401NewHistory
OXSQOxford Square Capital Corp.COM41,967$73.9K<0.1%−5,124−10.9%ReducedHistory
PLUGPlug Power IncStock42,607$83.9K<0.1%00.0%UnchangedHistory
CMPSCOMPASS Pathways plcSPONSORED ADS13,532$93.4K<0.1%+1,224+9.9%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT26,526$93.9K<0.1%00.0%UnchangedHistory
Fidelity Floating Rate315916783MF10,353$94.2K<0.1%00.0%Unchanged–
NMADNomad Power Solutions, Inc.COM24,808$97.5K<0.1%00.0%UnchangedHistory
CTMXCytomX Therapeutics, Inc.COM23,697$100.9K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM40,459$104.8K<0.1%−2,376−5.5%ReducedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT23,772$110.5K<0.1%00.0%UnchangedHistory
SELFGlobal Self Storage, Inc.COM21,810$111.2K<0.1%−3,830−14.9%ReducedHistory
Doubleline Total Return258620103BOND12,564$112.1K<0.1%+12,564New–
PS Business PKS Inc Calif 5.25 PFD X69360J594Preferred11,533$114.4K<0.1%−117−1.0%Reduced–
MINAberdeen Intermediate Income FundSH BEN INT45,083$117.7K<0.1%−534−1.2%ReducedHistory
Graniteshares ETF Tr38747R611YIELDBOOST TSLA22,547$125.1K<0.1%00.0%Unchanged–
Hussman Strategic448108100MF23,450$133.4K<0.1%+533+2.3%Added–
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,900$134.9K<0.1%−4,000−23.7%ReducedHistory
MCRMFS Charter Income TrustSH BEN INT21,729$136.2K<0.1%−221−1.0%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,000$139.7K<0.1%00.0%UnchangedHistory
T Rowe Price Ultra Shor T-Term Bond I77957P501MF28,562$145.4K<0.1%−3,576−11.1%Reduced–
BCICBCP Investment CorpCOM NEW12,320$145.7K<0.1%−430−3.4%ReducedHistory
AB High Income FD Inc01859M408ADVISOR CL21,631$152.9K<0.1%+21,631New–
PIMFranklin Master Intermediate Income TrustSH BEN INT46,659$155.8K<0.1%−6,029−11.4%ReducedHistory
Silvia, Inc.74277P105COM SHS44,304$156.4K<0.1%+44,304New–
Schwab Target 2020 Fund808509558MF12,167$157.2K<0.1%+1,321+12.2%Added–
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT13,499$157.4K<0.1%+286+2.2%AddedHistory
BlackRock Global Equity Market091936526COM10,870$158.5K<0.1%+68+0.6%Added–
EVNEaton Vance Municipal Income TrustSH BEN INT14,861$159.9K<0.1%00.0%UnchangedHistory
PNNTPennantpark Investment CorpCOM27,190$162.1K<0.1%−1,022−3.6%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM19,939$180.6K<0.1%00.0%UnchangedHistory
Schwab Target 2030808509541SCHWAB MUTL FUNDS10,631$181.4K<0.1%+10,631New–
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN15,718$185.2K<0.1%+284+1.8%AddedHistory
GECCGreat Elm Capital Corp.COM NEW26,309$185.3K<0.1%00.0%UnchangedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM21,308$197.5K<0.1%+1,555+7.9%AddedHistory
DEFTDefi Technologies, Inc.COM264,420$199.5K<0.1%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF2,034$200.3K<0.1%+2,034New–
FCXFreeport-McMoran IncStock3,981$202.2K<0.1%+3,981NewHistory
Price T Rowe Health Sciences741480107COM2,438$203.6K<0.1%−79−3.1%Reduced–
GILDGilead Sciences, Inc.Stock1,662$204.0K<0.1%−497−23.0%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock700$205.5K<0.1%+2+0.3%AddedHistory
MDTMedtronic plcStock2,132$206.3K<0.1%+2,132NewHistory
LNTAlliant Energy CorpStock3,175$206.4K<0.1%+3,175NewHistory
PSXPhillips 66Stock1,600$206.5K<0.1%−1,484−48.1%ReducedHistory
BABAAlibaba Group Holding LtdADR1,424$208.7K<0.1%+1,424NewHistory
PAYXPaychex IncStock1,867$209.4K<0.1%+118+6.7%AddedHistory
PEGPublic Service Enterprise Group IncCOM2,614$209.9K<0.1%+42+1.6%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF7,726$210.2K<0.1%+7,726New–
Vanguard Div Apprec Index Fd921908828COM3,531$210.6K<0.1%+6+0.2%Added–
EMREmerson Electric CoStock1,593$211.4K<0.1%−173−9.8%ReducedHistory
Alpha Architect ETF Tr02072L847FREEDOM DAY6,086$212.9K<0.1%−2,746−31.1%Reduced–
Glenmede Quant US Large Cap Co378690788MFUS10,846$214.0K<0.1%+1,596+17.3%Added–
TXNTexas Instruments IncStock1,234$214.0K<0.1%+1,234NewHistory
NEMNEWMONT CorpStock2,159$215.6K<0.1%+2,159NewHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM21,449$216.0K<0.1%+341+1.6%AddedHistory
T.PAAT&T Inc.PFD10,750$216.5K<0.1%00.0%UnchangedHistory
SUNSunoco LPCOM UT REP LP4,142$217.1K<0.1%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock1,042$217.4K<0.1%+43+4.3%AddedHistory
MRCCMonroe Capital CorpCOM34,581$220.3K<0.1%−2,221−6.0%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP4,705$221.2K<0.1%−6,000−56.0%Reduced–
Ssga Active ETF Tr78467V608ST STR BL LN ETF5,370$221.6K<0.1%00.0%Unchanged–
Schwab Target 2025808509251SCHWAB MUTL FUNDS15,162$222.0K<0.1%+1,531+11.2%Added–
Dimensional ETF Trust25434V104US CORE EQT MKT4,746$222.1K<0.1%−66−1.4%Reduced–
iShares Russell 1000 Lar GE-Cap Idx K066923301MF5,213$222.6K<0.1%−174−3.2%Reduced–
Hartford Capital416645406MF5,079$223.4K<0.1%+330+6.9%Added–
Vanguard Index FDS922908660GRW INDEX ADML892$224.1K<0.1%00.0%Unchanged–
Zacks Trust98888G881QUALITY INTERNAT8,534$226.7K<0.1%+8,534New–
STTState Street CorpCOM1,765$227.7K<0.1%−906−33.9%ReducedHistory
BIDUBaidu, Inc.ADR1,747$228.3K<0.1%+1,747NewHistory
Pear Tree Polaris Foreign Value FD Instl70472Q807Com8,087$228.8K<0.1%00.0%Unchanged–
iShares Tr46435G326CORE MSCI INTL2,780$229.3K<0.1%00.0%Unchanged–
ROKRockwell Automation, IncStock591$229.9K<0.1%−166−21.9%ReducedHistory
CADECadence BancorporationEQUITY US CM5,388$230.8K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock29,788$231.5K<0.1%+29,788NewHistory
VRTXVertex Pharmaceuticals IncStock511$231.7K<0.1%+511NewHistory
MSIMotorola Solutions, Inc.Stock610$234.5K<0.1%+146+31.5%AddedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF5,323$236.2K<0.1%00.0%Unchanged–
Columbia Fds Ser Tr II SLG Tec19766H429EQ FDS1,517$237.7K<0.1%+15+1.0%Added–
Lazard Global Infra Inst52106N459Com13,153$239.0K<0.1%00.0%Unchanged–
Vanguard PRIMECAP Adm921936209Com1,293$239.2K<0.1%+176+15.8%Added–
American Fd Washington939330106COM3,721$242.7K<0.1%−4,715−55.9%Reduced–

Sold out since Q3 2025 (56)

Positions held at the end of Q3 2025 that are gone from this filing.

Positions of Ethos Financial Group, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
iShares Russell Top 200 Growth ETF464289438ETF30,000$8.21M0.6%–
Vanguard S&P 500 Growth ETF921932505ETF17,904$7.80M0.6%–
PHDPioneer Floating Rate Fund, Inc.COM203,147$2.02M0.2%History
Fpa Crescent Fund30254T759Equity Mutual Fu31,651$1.43M0.1%–
iShares Tr464288752US HOME CONS ETF12,351$1.32M0.1%–
Alpha Architect ETF Tr02072L300INTL QUAN MOMNTM28,454$1.04M0.1%–
American Centy ETF Tr025072810FOCUSED DYNAMIC7,916$953.4K0.1%–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR8,506$951.3K0.1%–
Goldman Sachs Tr II38147N293GQG PRTNR INST38,350$872.1K0.1%–
MSTRStrategy IncStock2,280$734.6K0.1%History
URIUnited Rentals, Inc.COM729$695.9K0.1%History
Fidelity Comwlth Tr315912808NASDAQ COMPSIT7,238$645.1K0.1%–
EBAYeBay IncCOM5,028$457.3K<0.1%History
Silvia, Inc.G2296A109SHS CL A40,500$409.9K<0.1%–
Simplify Exchange Traded Fun82889N640TREASURY OPT INC16,192$386.2K<0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY3,805$381.4K<0.1%–
BITBBitwise Bitcoin ETFSHS BEN INT5,965$371.1K<0.1%History
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF2,041$339.1K<0.1%–
MFS Total Return A552981300NTF EQUITY FUNDS16,561$334.7K<0.1%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,585$332.3K<0.1%–
LHLabcorp Holdings Inc.Stock993$285.1K<0.1%History
Fidelity Equity DVD Income316145101Com8,794$265.4K<0.1%–
T Rowe Price Exchange-Traded87283Q206PRICE EQT INCOME5,748$252.1K<0.1%–
SBETSharplink, Inc.COM NEW14,560$247.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF4,937$242.9K<0.1%–
T Rowe PR Summ Muni Int77957N209MF21,104$240.4K<0.1%–
ALCAlcon IncStock3,192$237.8K<0.1%History
COPConocoPhillipsStock2,454$232.1K<0.1%History
ENBEnbridge IncStock4,596$231.9K<0.1%History
Goldman Sachs ETF Tr381430602ACTIVEBETA US3,047$228.2K<0.1%–
DDDuPont de Nemours, Inc.COM2,890$225.1K<0.1%History
Vanguard Developed Markets Index Admiral921943809DEV MKTS ADMR11,612$224.1K<0.1%–
BXBlackstone Inc.COM1,259$215.2K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF4,942$211.4K<0.1%–
First Tr Exchange Traded FD33741X102SMID RISNG ETF5,535$210.4K<0.1%–
Vanguard BD Index FDS921937728MDCP GWT IDX ADM1,658$209.5K<0.1%–
MPCMarathon Petroleum CorpStock1,075$207.2K<0.1%History
EXCExelon CorpStock4,601$207.1K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM633$205.5K<0.1%History
CICigna GroupStock708$204.1K<0.1%History
ATH.PAAthene Holding Ltd.COMMON8,000$203.6K<0.1%History
RSGRepublic Services, Inc.COM884$202.9K<0.1%History
SRESempraStock2,252$202.6K<0.1%History
Collaborative Investmnt Ser19423L573GOOSE HOLLOW TAC6,524$202.4K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF9,640$201.8K<0.1%–
HOODRobinhood Markets, Inc.Stock1,407$201.5K<0.1%History
CLSCelestica IncStock815$200.8K<0.1%History
BAC.PKBank of America CorpPFD8,000$200.8K<0.1%History
American Funds Bond Fund of America Fund CL A M/F097873103Mutual Funds14,059$161.0K<0.1%–
Franklin La Tax Free Inc M FD CL A1354723827MF12,414$123.9K<0.1%–
PHKPIMCO High Income FundCOM SHS19,598$97.8K<0.1%History
HNSTHonest Company, Inc.COM17,733$65.3K<0.1%History
ICMBInvestcorp Credit Management BDC, Inc.COM11,840$32.9K<0.1%History
PACBPacific Biosciences of California, Inc.COM12,100$15.5K<0.1%History
MBRXMoleculin Biotech, Inc.COM10,034$5.32K<0.1%History
BlackRock Income Tr Inc09247F118RIGHT 10/20/202540,677$00.0%–