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Livermore
Livermore
ZHEN

Ethos Financial Group, LLC

SEC CIK
0001954242
Latest filing
Aug 7, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 23, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
511
+36 vs. Q2 2025
Portfolio value
$1.27B
+$111.3M (+9.6%) vs. Q2 2025
Filed
Oct 23, 2025
SEC
Holdings of Ethos Financial Group, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Hemp Inc Com New423703206COM10,000$00.0%+10,000New–
BlackRock Income Tr Inc09247F118RIGHT 10/20/202540,677$00.0%+40,677New–
North Amern Cannabis Hldgs Inc65676T102COM999,900$1<0.1%−999,900−50.0%Reduced–
JPX Global Inc.46639B107COM14,500$1<0.1%−14,500−50.0%Reduced–
Bioelectronics Corp09062H108Com20,000$3<0.1%−20,000−50.0%Reduced–
Tauriga Sciences Inc87669X205COMMON STOCK13,251$48<0.1%00.0%Unchanged–
Labor Smart Inc50541A108COM483,861$339<0.1%−483,861−50.0%Reduced–
NEXCFNextech3D.AI Corp.COM20,000$2.96K<0.1%+20,000NewHistory
Highlands REIT, Inc.43110A104COM15,529$4.81K<0.1%−12,429−44.5%Reduced–
Kaya Hldgs Inc Com New486567209Common Stock100,000$4.84K<0.1%00.0%Unchanged–
MBRXMoleculin Biotech, Inc.COM10,034$5.32K<0.1%+10,034NewHistory
NWBONorthwest Biotherapeutics IncCOM25,350$6.09K<0.1%−23,700−48.3%ReducedHistory
FBLGFibroBiologics, Inc.COM SHS24,424$13.3K<0.1%−24,424−50.0%ReducedHistory
PACBPacific Biosciences of California, Inc.COM12,100$15.5K<0.1%00.0%UnchangedHistory
ZNOGZion Oil & Gas IncCOM158,613$28.6K<0.1%−155,438−49.5%ReducedHistory
ICMBInvestcorp Credit Management BDC, Inc.COM11,840$32.9K<0.1%00.0%UnchangedHistory
NRXPNRX Pharmaceuticals, Inc.COM NEW11,900$39.3K<0.1%+11,900NewHistory
FCOAbrdn Global Income Fund, Inc.COM15,383$45.8K<0.1%00.0%UnchangedHistory
HNSTHonest Company, Inc.COM17,733$65.3K<0.1%+5,514+45.1%AddedHistory
CMPSCOMPASS Pathways plcSPONSORED ADS12,308$70.5K<0.1%00.0%UnchangedHistory
ARECAmerican Resources CorpCL A26,464$71.5K<0.1%00.0%UnchangedHistory
OXSQOxford Square Capital Corp.COM47,091$74.9K<0.1%00.0%UnchangedHistory
CTMXCytomX Therapeutics, Inc.COM23,697$75.6K<0.1%+23,697NewHistory
HIVEHIVE Digital Technologies Ltd.COM NEW20,000$80.6K<0.1%−54−0.3%ReducedHistory
Fidelity Floating Rate315916783MF10,353$94.8K<0.1%00.0%Unchanged–
PHKPIMCO High Income FundCOM SHS19,598$97.8K<0.1%+12+0.1%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT26,526$97.9K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock42,607$99.3K<0.1%−6,961−14.0%ReducedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT23,772$113.6K<0.1%−3,440−12.6%ReducedHistory
PSECProspect Capital CorpCOM42,835$117.8K<0.1%−712−1.6%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT45,617$122.3K<0.1%−5,554−10.9%ReducedHistory
Franklin La Tax Free Inc M FD CL A1354723827MF12,414$123.9K<0.1%00.0%Unchanged–
NMADNomad Power Solutions, Inc.COM24,808$124.8K<0.1%00.0%UnchangedHistory
PS Business PKS Inc Calif 5.25 PFD X69360J594Preferred11,650$125.0K<0.1%−94−0.8%Reduced–
SELFGlobal Self Storage, Inc.COM25,640$129.0K<0.1%00.0%UnchangedHistory
SURGSurgePays, Inc.COM NEW48,754$137.0K<0.1%00.0%UnchangedHistory
Hussman Strategic448108100MF22,917$137.5K<0.1%00.0%Unchanged–
MCRMFS Charter Income TrustSH BEN INT21,950$140.9K<0.1%−2,648−10.8%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,000$142.5K<0.1%00.0%UnchangedHistory
BCICBCP Investment CorpCOM NEW12,750$147.0K<0.1%00.0%UnchangedHistory
Schwab Target 2020 Fund808509558MF10,846$151.9K<0.1%+164+1.5%Added–
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT13,213$158.6K<0.1%+13,213NewHistory
BlackRock Global Equity Market091936526COM10,802$159.4K<0.1%+12+0.1%Added–
American Funds Bond Fund of America Fund CL A M/F097873103Mutual Funds14,059$161.0K<0.1%+14,059New–
T Rowe Price Ultra Shor T-Term Bond I77957P501MF32,138$163.6K<0.1%+383+1.2%Added–
EVNEaton Vance Municipal Income TrustSH BEN INT14,861$164.5K<0.1%00.0%UnchangedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM16,900$174.6K<0.1%00.0%UnchangedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM19,753$175.6K<0.1%+19,753NewHistory
NUVNuveen Municipal Value Fund IncCOM19,939$179.7K<0.1%00.0%UnchangedHistory
PIMFranklin Master Intermediate Income TrustSH BEN INT52,688$181.2K<0.1%+2,872+5.8%AddedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN15,434$187.8K<0.1%+15,434NewHistory
PNNTPennantpark Investment CorpCOM28,212$189.3K<0.1%00.0%UnchangedHistory
Graniteshares ETF Tr38747R611YIELDBOOST TSLA22,547$191.2K<0.1%+22,547New–
PNCPNC Financial Services Group, Inc.Stock999$200.8K<0.1%+999NewHistory
CLSCelestica IncStock815$200.8K<0.1%+815NewHistory
BAC.PKBank of America CorpPFD8,000$200.8K<0.1%+8,000NewHistory
HOODRobinhood Markets, Inc.Stock1,407$201.5K<0.1%+1,407NewHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF9,640$201.8K<0.1%+9,640New–
CADECadence BancorporationEQUITY US CM5,388$202.3K<0.1%+5,388NewHistory
Collaborative Investmnt Ser19423L573GOOSE HOLLOW TAC6,524$202.4K<0.1%+6,524New–
SRESempraStock2,252$202.6K<0.1%+2,252NewHistory
RSGRepublic Services, Inc.COM884$202.9K<0.1%+1+0.1%AddedHistory
Glenmede Quant US Large Cap Co378690788MFUS9,250$203.4K<0.1%+9,250New–
ATH.PAAthene Holding Ltd.COMMON8,000$203.6K<0.1%+8,000NewHistory
CICigna GroupStock708$204.1K<0.1%−198−21.9%ReducedHistory
Price T Rowe Health Sciences741480107COM2,517$204.1K<0.1%+2,517New–
RCLRoyal Caribbean Cruises LtdCOM633$205.5K<0.1%+633NewHistory
Vanguard Div Apprec Index Fd921908828COM3,525$206.5K<0.1%+3,525New–
TMOThermo Fisher Scientific Inc.Stock426$206.8K<0.1%+426NewHistory
EXCExelon CorpStock4,601$207.1K<0.1%+4,601NewHistory
SUNSunoco LPCOM UT REP LP4,142$207.1K<0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock1,075$207.2K<0.1%+1,075NewHistory
ALBAlbemarle CorpStock2,550$207.8K<0.1%+2,550NewHistory
Vanguard BD Index FDS921937728MDCP GWT IDX ADM1,658$209.5K<0.1%+3+0.2%Added–
First Tr Exchange Traded FD33741X102SMID RISNG ETF5,535$210.4K<0.1%+5,535New–
FCTFirst Trust Senior Floating Rate Income Fund IICOM21,108$211.1K<0.1%+21,108NewHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF4,942$211.4K<0.1%+4,942New–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,046$212.2K<0.1%−18−0.6%Reduced–
MSIMotorola Solutions, Inc.Stock464$212.8K<0.1%−87−15.8%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock698$213.1K<0.1%+698NewHistory
PEGPublic Service Enterprise Group IncCOM2,572$214.7K<0.1%−21−0.8%ReducedHistory
BXBlackstone Inc.COM1,259$215.2K<0.1%+1,259NewHistory
Schwab Target 2025808509251SCHWAB MUTL FUNDS13,631$215.9K<0.1%+147+1.1%Added–
WFCWells Fargo & CompanyStock2,605$218.4K<0.1%−493−15.9%ReducedHistory
Hartford Capital416645406MF4,749$218.8K<0.1%00.0%Unchanged–
Vanguard PRIMECAP Adm921936209Com1,117$219.3K<0.1%+1,117New–
Dimensional ETF Trust25434V104US CORE EQT MKT4,812$220.2K<0.1%−359−6.9%Reduced–
Vanguard Index FDS922908660GRW INDEX ADML892$220.4K<0.1%00.0%Unchanged–
PAYXPaychex IncStock1,749$221.7K<0.1%−197−10.1%ReducedHistory
iShares Tr46435G326CORE MSCI INTL2,780$222.9K<0.1%00.0%Unchanged–
Ssga Active ETF Tr78467V608ST STR BL LN ETF5,370$223.3K<0.1%00.0%Unchanged–
Vanguard Developed Markets Index Admiral921943809DEV MKTS ADMR11,612$224.1K<0.1%00.0%Unchanged–
Pear Tree Polaris Foreign Value FD Instl70472Q807Com8,087$224.8K<0.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM2,890$225.1K<0.1%+2,890NewHistory
T.PAAT&T Inc.PFD10,750$225.2K<0.1%00.0%UnchangedHistory
GEVGE Vernova Inc.Stock370$227.5K<0.1%−21−5.4%ReducedHistory
iShares Russell 1000 Lar GE-Cap Idx K066923301MF5,387$227.7K<0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430602ACTIVEBETA US3,047$228.2K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF3,701$229.9K<0.1%00.0%Unchanged–
Lazard Global Infra Inst52106N459Com13,153$229.9K<0.1%00.0%Unchanged–

Sold out since Q2 2025 (33)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Ethos Financial Group, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Pacer US Large Cap Cash Cows Growth Leaders ETF69374H360ETF225,303$7.91M0.7%–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF64,815$7.61M0.7%–
First Tr Exchange Traded FD33738R118NASD TECH DIV81,312$7.33M0.6%–
iShares Core S&P U.S. Growth ETF464287671ETF46,879$7.05M0.6%–
Invesco QQQ Tr46090E107UNIT SER 111,648$6.43M0.6%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF161,442$3.33M0.3%–
Invesco S P International Mmom ETF46138E226ExchTradedFund55,283$2.83M0.2%–
iShares Tr464289867CORE 60 BALA ETF42,759$2.63M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF46,924$2.46M0.2%–
Harleysville Finl Co005041284E104COM43,014$950.6K0.1%–
American Centy ETF Tr025072307US QUALITY GROW7,421$809.8K0.1%–
iShares Tr464287119MORNINGSTAR GRWT8,203$794.9K0.1%–
STXSeagate Technology Holdings plcORD SHS5,470$793.4K0.1%History
Invesco S&P 500 Quality ETF46137V241ETF10,056$716.6K0.1%–
Raytheon Technologies Corp75513E105COM4,219$616.1K0.1%–
NDAQNasdaq, Inc.COM6,882$615.4K0.1%History
TCPCBlackRock TCP Capital Corp.COM75,061$577.8K<0.1%History
ICEIntercontinental Exchange, Inc.Stock1,675$307.3K<0.1%History
Simplify Exchange Traded Fun82889N657SHORT TERM TREA11,671$257.1K<0.1%–
TXNTexas Instruments IncStock1,087$225.7K<0.1%History
Destinations Large10964R103MF13,685$221.6K<0.1%–
Dodge & Cox Stock Fund256219106MF816$221.1K<0.1%–
INTUIntuit Inc.Stock280$220.5K<0.1%History
AXONAxon Enterprise, Inc.COM259$214.4K<0.1%History
DEDeere & CoStock414$211.2K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE6,121$200.3K<0.1%–
ICADIcad IncCOM NEW40,000$152.4K<0.1%History
Northern Lights FD Tr Nav TCL66538B578Mutual Fund13,766$132.2K<0.1%–
STKESOL Strategies Inc.COM43,237$81.3K<0.1%History
GSITGsi Technology IncCOM10,086$30.6K<0.1%History
HYSRSunhydrogen, Inc.Common Stock20,000$589<0.1%History
Haydale Graphene OrdfG43541104COM20,000$104<0.1%–
CPWROcean Thermal Energy CorpCOM37,000$4<0.1%History