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Livermore
Livermore
ZHEN

Ethos Financial Group, LLC

SEC CIK
0001954242
Latest filing
Aug 7, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
179
+29 vs. Q2 2023
Portfolio value
$386.7M
+$90.6M (+30.6%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Ethos Financial Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TELLTellurian Inc.COM10,000$11.6K<0.1%00.0%UnchangedHistory
CKPTCheckpoint Therapeutics, Inc.COM NEW12,060$20.5K<0.1%+12,060NewHistory
RBTCRubicon Technologies, Inc.CL A12,633$26.3K<0.1%+12,633NewHistory
NMADNomad Power Solutions, Inc.COM24,808$60.8K<0.1%+24,808NewHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS61,900$112.0K<0.1%−123,399−66.6%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,000$120.1K<0.1%−5,000−33.3%ReducedHistory
ZIMZIM Integrated Shipping Services Ltd.SHS12,200$127.5K<0.1%+12,200NewHistory
URGNUroGen Pharma Ltd.COM10,500$147.1K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM19,939$165.3K<0.1%00.0%UnchangedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR12,329$176.6K<0.1%00.0%UnchangedHistory
FFord Motor CoStock14,952$185.7K<0.1%−5,967−28.5%ReducedHistory
TAT&T Inc.Stock12,640$189.9K<0.1%+306+2.5%AddedHistory
DGDollar General CorpCOM1,891$200.1K0.1%+1,891NewHistory
NFLXNetflix IncStock530$200.1K0.1%+530NewHistory
ABTAbbott LaboratoriesStock2,112$204.6K0.1%+2,112NewHistory
FANGDiamondback Energy, Inc.Stock1,328$205.7K0.1%+1,328NewHistory
DDDuPont de Nemours, Inc.COM2,784$207.7K0.1%+2,784NewHistory
iShares Russell 2000 ETF464287655ETF1,186$210.0K0.1%+1,186New–
ETEnergy Transfer LPCOM UT LTD PTN15,113$212.0K0.1%+3,382+28.8%AddedHistory
ADBEAdobe Inc.Stock416$212.1K0.1%+416NewHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF6,398$212.2K0.1%+6,398New–
PAYXPaychex IncStock1,867$215.4K0.1%−36−1.9%ReducedHistory
DPZDominos Pizza IncCOM569$215.5K0.1%+569NewHistory
BACBank of America CorpStock7,960$217.9K0.1%+757+10.5%AddedHistory
iShares Russell Top 200 Growth ETF464289438ETF1,418$218.6K0.1%+1,418New–
NRGNRG Energy, Inc.Stock5,691$219.2K0.1%+5,691NewHistory
Schwab Strategic Tr808524862SHT TM US TRES4,639$222.2K0.1%00.0%Unchanged–
INTCIntel CorpStock6,318$224.6K0.1%−443−6.6%ReducedHistory
AMDAdvanced Micro Devices IncStock2,266$233.0K0.1%+2,266NewHistory
SHWSherwin Williams CoCOM922$235.2K0.1%+922NewHistory
Vanguard Morningstar Growth ETF922908736ETF900$245.0K0.1%+900New–
CCitigroup IncStock5,988$246.3K0.1%+1,094+22.4%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,304$248.2K0.1%+1,304NewHistory
BSYBentley Systems IncCOM CL B5,002$250.9K0.1%+5,002NewHistory
PSNParsons CorpCOM4,648$252.6K0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP6,000$253.2K0.1%00.0%Unchanged–
KOCoca Cola CoStock4,594$259.3K0.1%+4,594NewHistory
AWKAmerican Water Works Company, Inc.Stock2,135$264.4K0.1%−48−2.2%ReducedHistory
MFICMidCap Financial Investment CorpCOM NEW19,628$269.9K0.1%−3,221−14.1%ReducedHistory
ARCCAres Capital CorpCEF13,957$271.7K0.1%−2,059−12.9%ReducedHistory
QCOMQualcomm IncStock2,495$277.1K0.1%+765+44.2%AddedHistory
SBUXStarbucks CorpStock3,091$282.1K0.1%+716+30.1%AddedHistory
INTUIntuit Inc.Stock556$284.1K0.1%−14−2.5%ReducedHistory
PSXPhillips 66Stock2,385$286.6K0.1%00.0%UnchangedHistory
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN6,820$287.6K0.1%+6,820New–
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,355$303.2K0.1%−281−10.7%Reduced–
TXNTexas Instruments IncStock1,937$308.0K0.1%−89−4.4%ReducedHistory
PINSPinterest, Inc.CL A11,453$309.6K0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock2,228$312.5K0.1%+325+17.1%AddedHistory
DISWalt Disney CoStock3,935$318.9K0.1%+3,935NewHistory
Siren ETF Tr829658301DIVCN LDRS ETF5,930$324.9K0.1%+488+9.0%Added–
RTXRTX CorpStock4,532$326.2K0.1%+2,003+79.2%AddedHistory
AMTAmerican Tower CorpREIT1,987$326.8K0.1%+247+14.2%AddedHistory
iShares Tr464288802ESG OPTIMIZED3,643$329.2K0.1%+460+14.5%Added–
iShares Tr464288687PFD AND INCM SEC10,955$329.6K0.1%+1,233+12.7%Added–
iShares Core MSCI Eafe ETF46432F842ETF5,141$330.8K0.1%+5,141New–
FCXFreeport-McMoran IncStock9,120$340.1K0.1%+1,694+22.8%AddedHistory
iShares Tr464289446RUS TOP 200 ETF3,299$342.4K0.1%+392+13.5%Added–
WECWec Energy Group, Inc.Stock4,259$343.0K0.1%−88−2.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF734$345.7K0.1%−312−29.8%ReducedHistory
ENBEnbridge IncStock10,582$354.9K0.1%+114+1.1%AddedHistory
SLViShares Silver TrustETF17,459$355.1K0.1%+6,730+62.7%AddedHistory
KRKroger CoStock8,006$358.3K0.1%−121−1.5%ReducedHistory
ITWIllinois Tool Works IncStock1,582$366.5K0.1%−28−1.7%ReducedHistory
iShares Tr46428743220 YR TR BD ETF4,135$366.7K0.1%+4,135New–
Vanguard Health Care ETF92204A504ETF289$368.2K0.1%+289New–
GLDSPDR Gold TrustETF2,170$372.0K0.1%−1,264−36.8%ReducedHistory
TGTTarget CorpStock3,368$372.4K0.1%+20+0.6%AddedHistory
Ea Series Trust02072L722STRI US ENER ETF12,680$381.4K0.1%−386−3.0%Reduced–
Vanguard Total Bond Market ETF921937835ETF5,547$387.1K0.1%−315−5.4%Reduced–
PEPPepsiCo IncStock2,321$393.3K0.1%+1,056+83.5%AddedHistory
DEDeere & CoStock1,064$403.0K0.1%−14−1.3%ReducedHistory
ORCLOracle CorpStock3,883$411.3K0.1%+3,883NewHistory
ACNAccenture plcStock1,345$413.1K0.1%+554+70.0%AddedHistory
KEYKeycorpCOM39,332$423.2K0.1%+39,332NewHistory
LOWLowes Companies IncStock2,080$432.2K0.1%+2,080NewHistory
NEUNewmarket CorpCOM949$433.8K0.1%+1+0.1%AddedHistory
ADIAnalog Devices IncStock2,504$438.4K0.1%−35−1.4%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF3,322$439.5K0.1%−21,152−86.4%Reduced–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS8,104$463.1K0.1%+1,120+16.0%Added–
Zacks Trust98888G105EARNGS CONSTANT19,372$465.3K0.1%+19,372New–
BLKBlackRock, Inc.COM743$480.5K0.1%+295+65.8%AddedHistory
ADPAutomatic Data Processing IncStock2,020$488.4K0.1%+853+73.1%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF5,165$489.6K0.1%+5,165New–
AVGOBroadcom Inc.Stock606$503.3K0.1%+15+2.5%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF19,025$507.7K0.1%+19,025New–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX2,644$514.7K0.1%00.0%Unchanged–
METAMeta Platforms, Inc.Stock1,725$517.9K0.1%+236+15.8%AddedHistory
BFSTBusiness First Bancshares, Inc.COM27,631$518.4K0.1%+1,000+3.8%AddedHistory
ABBVAbbVie Inc.Stock3,567$531.7K0.1%+197+5.8%AddedHistory
LLYEli Lilly & CoStock1,000$537.1K0.1%+290+40.8%AddedHistory
NVDANVIDIA CorpStock1,242$540.3K0.1%−1,198−49.1%ReducedHistory
PFEPfizer IncStock16,889$560.2K0.1%+6,763+66.8%AddedHistory
UNPUnion Pacific CorpStock2,804$570.9K0.1%−45−1.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,280$571.1K0.1%+2,280New–
MRKMerck & Co., Inc.Stock5,674$588.3K0.2%+1,746+44.5%AddedHistory
BDXBecton Dickinson & CoStock2,348$607.1K0.2%+2,348NewHistory
NEENextera Energy IncStock10,674$611.5K0.2%−100−0.9%ReducedHistory
VZVerizon Communications IncStock18,890$612.2K0.2%−2,984−13.6%ReducedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT11,875$617.4K0.2%+11,875New–

Sold out since Q2 2023 (22)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Ethos Financial Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Tidal ETF Tr886364850LEATHERBACK LNG258,386$7.05M2.4%–
iShares Tr4642874571 3 YR TREAS BD81,411$6.69M2.3%–
Schwab U.S. Mid-Cap ETF808524508ETF23,346$1.58M0.5%–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,354$1.09M0.4%–
ALGNAlign Technology IncCOM1,059$353.9K0.1%History
MMM3M CoStock3,002$315.5K0.1%History
Invesco QQQ Trust Series I46090E103ETF965$310.2K0.1%–
ATVIActivision Blizzard, Inc.COM2,823$241.6K0.1%History
BABoeing CoStock1,116$237.1K0.1%History
MDLZMondelez International, Inc.Stock3,321$231.9K0.1%History
MSMorgan StanleyStock2,512$220.6K0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,129$215.8K0.1%–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,393$210.4K0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,210$209.7K0.1%History
BPBP PLCADR5,453$206.9K0.1%History
NMADNomad Power Solutions, Inc.COM248,084$205.2K0.1%History
JKHYJack Henry & Associates IncStock1,342$202.3K0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN10,753$134.1K<0.1%History
AGFirst Majestic Silver CorpCOM10,050$72.5K<0.1%History
DMSDigital Media Solutions, Inc.COM CL A42,461$47.6K<0.1%History
CCOClear Channel Outdoor Holdings, Inc.COM29,760$35.7K<0.1%History
Lixte Biotechnology Hldgs IN539319111*W EXP 01/01/20242,105$3.63K<0.1%–