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Livermore
Livermore
ZHEN

Ethos Financial Group, LLC

SEC CIK
0001954242
Latest filing
Aug 7, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 19, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
150
−43 vs. Q1 2023
Portfolio value
$296.1M
−$25.2M (−7.8%) vs. Q1 2023
Filed
Jul 19, 2023
SEC
Holdings of Ethos Financial Group, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Lixte Biotechnology Hldgs IN539319111*W EXP 01/01/20242,105$3.63K<0.1%+42,105New–
TELLTellurian Inc.COM10,000$12.3K<0.1%00.0%UnchangedHistory
CCOClear Channel Outdoor Holdings, Inc.COM29,760$35.7K<0.1%00.0%UnchangedHistory
DMSDigital Media Solutions, Inc.COM CL A42,461$47.6K<0.1%00.0%UnchangedHistory
AGFirst Majestic Silver CorpCOM10,050$72.5K<0.1%00.0%UnchangedHistory
URGNUroGen Pharma Ltd.COM10,500$97.0K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN10,753$134.1K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN11,731$146.3K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM19,939$176.2K0.1%00.0%UnchangedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS15,000$187.9K0.1%00.0%UnchangedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR12,329$190.6K0.1%00.0%UnchangedHistory
JKHYJack Henry & Associates IncStock1,342$202.3K0.1%00.0%UnchangedHistory
NMADNomad Power Solutions, Inc.COM248,084$205.2K0.1%+223,276+900.0%AddedConverted for a 1-for-10 splitHistory
BACBank of America CorpStock7,203$206.0K0.1%00.0%UnchangedHistory
BPBP PLCADR5,453$206.9K0.1%00.0%UnchangedHistory
PSNParsons CorpCOM4,648$208.0K0.1%00.0%UnchangedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,210$209.7K0.1%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,393$210.4K0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,129$215.8K0.1%00.0%Unchanged–
PAYXPaychex IncStock1,903$218.1K0.1%00.0%UnchangedHistory
MSMorgan StanleyStock2,512$220.6K0.1%00.0%UnchangedHistory
QCOMQualcomm IncStock1,730$220.7K0.1%00.0%UnchangedHistory
INTCIntel CorpStock6,761$220.9K0.1%00.0%UnchangedHistory
ACNAccenture plcStock791$226.1K0.1%00.0%UnchangedHistory
Schwab Strategic Tr808524862SHT TM US TRES4,639$226.3K0.1%00.0%Unchanged–
CCitigroup IncStock4,894$229.5K0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock1,265$230.7K0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP6,000$231.9K0.1%00.0%Unchanged–
MDLZMondelez International, Inc.Stock3,321$231.9K0.1%00.0%UnchangedHistory
BABoeing CoStock1,116$237.1K0.1%00.0%UnchangedHistory
SLViShares Silver TrustETF10,729$237.3K0.1%00.0%UnchangedHistory
TAT&T Inc.Stock12,334$237.4K0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM2,823$241.6K0.1%00.0%UnchangedHistory
PSXPhillips 66Stock2,385$241.8K0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock710$243.8K0.1%00.0%UnchangedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS185,299$246.4K0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock2,375$247.3K0.1%00.0%UnchangedHistory
RTXRTX CorpStock2,529$247.6K0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock1,903$249.5K0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock570$254.1K0.1%00.0%UnchangedHistory
MFICMidCap Financial Investment CorpCOM NEW22,849$260.5K0.1%00.0%UnchangedHistory
ADPAutomatic Data Processing IncStock1,167$261.3K0.1%00.0%UnchangedHistory
FFord Motor CoStock20,919$263.6K0.1%00.0%UnchangedHistory
iShares Tr464288802ESG OPTIMIZED3,183$279.4K0.1%00.0%Unchanged–
iShares Tr464289446RUS TOP 200 ETF2,907$282.9K0.1%00.0%Unchanged–
Siren ETF Tr829658301DIVCN LDRS ETF5,442$288.8K0.1%00.0%Unchanged–
ARCCAres Capital CorpCEF16,016$292.7K0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM448$300.1K0.1%00.0%UnchangedHistory
iShares Tr464288687PFD AND INCM SEC9,722$302.3K0.1%00.0%Unchanged–
FCXFreeport-McMoran IncStock7,426$303.8K0.1%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF965$310.2K0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A11,453$312.3K0.1%00.0%UnchangedHistory
MMM3M CoStock3,002$315.5K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock1,489$315.6K0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock2,183$319.8K0.1%00.0%UnchangedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,636$341.3K0.1%00.0%Unchanged–
NEUNewmarket CorpCOM948$348.1K0.1%00.0%UnchangedHistory
ALGNAlign Technology IncCOM1,059$353.9K0.1%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT1,740$355.5K0.1%00.0%UnchangedHistory
Ea Series Trust02072L722STRI US ENER ETF13,066$363.2K0.1%00.0%Unchanged–
GOOGAlphabet Inc.Stock3,518$365.9K0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock2,026$376.9K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock591$379.1K0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF3,897$388.3K0.1%00.0%Unchanged–
ITWIllinois Tool Works IncStock1,610$394.0K0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock7,572$395.8K0.1%00.0%UnchangedHistory
ENBEnbridge IncStock10,468$399.4K0.1%00.0%UnchangedHistory
KRKroger CoStock8,127$401.2K0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock4,347$412.0K0.1%00.0%UnchangedHistory
PFEPfizer IncStock10,126$413.2K0.1%00.0%UnchangedHistory
AMGNAmgen IncStock1,728$417.6K0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS6,984$418.8K0.1%00.0%Unchanged–
MRKMerck & Co., Inc.Stock3,928$420.8K0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF1,046$429.0K0.1%00.0%UnchangedHistory
Vanguard Total Bond Market ETF921937835ETF5,862$432.8K0.1%00.0%Unchanged–
DEDeere & CoStock1,078$446.9K0.2%00.0%UnchangedHistory
HONHoneywell International IncCOM2,351$449.4K0.2%00.0%UnchangedHistory
BFSTBusiness First Bancshares, Inc.COM26,631$456.2K0.2%00.0%UnchangedHistory
CMCSAComcast CorpStock12,727$482.5K0.2%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX2,644$492.7K0.2%00.0%Unchanged–
UNHUnitedHealth Group IncStock1,056$499.1K0.2%00.0%UnchangedHistory
ADIAnalog Devices IncStock2,539$500.7K0.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock3,370$537.1K0.2%00.0%UnchangedHistory
TGTTarget CorpStock3,348$554.6K0.2%00.0%UnchangedHistory
MAMastercard IncStock1,576$572.8K0.2%00.0%UnchangedHistory
UNPUnion Pacific CorpStock2,849$573.4K0.2%00.0%UnchangedHistory
MCDMcDonalds CorpStock2,189$612.0K0.2%00.0%UnchangedHistory
GLDSPDR Gold TrustETF3,434$629.2K0.2%00.0%UnchangedHistory
PGProcter & Gamble CoStock4,479$665.9K0.2%00.0%UnchangedHistory
NVDANVIDIA CorpStock2,440$677.8K0.2%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock1,432$719.5K0.2%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF14,918$745.7K0.3%00.0%Unchanged–
Schwab US Dividend Equity ETF808524797ETF10,608$776.1K0.3%00.0%Unchanged–
Ea Series Trust02072L813RELATIVE SENTIME31,276$789.8K0.3%00.0%Unchanged–
CVXChevron CorpStock4,910$801.1K0.3%00.0%UnchangedHistory
NEENextera Energy IncStock10,774$835.4K0.3%00.0%UnchangedHistory
VZVerizon Communications IncStock21,874$850.7K0.3%00.0%UnchangedHistory
TPLTexas Pacific Land CorpStock530$901.5K0.3%00.0%UnchangedHistory
LMTLockheed Martin CorpStock1,988$939.7K0.3%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock9,061$939.9K0.3%00.0%UnchangedHistory

Sold out since Q1 2023 (44)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Ethos Financial Group, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
T Rowe Price Ultra Shor T-Term Bond I77957P501MF1,498,018$7.39M2.3%–
Usaa Growth & Tax Strategy Fund903287407Com121,823$2.81M0.9%–
Schwab Cap Tr S&P 500IDX Sel808509855COM22,528$1.42M0.4%–
Neuberger Berman Strat Incm Inst64128K751MF106,913$1.03M0.3%–
Guggenheim Macro Oppty40168W582FIXED42,198$1.01M0.3%–
Private Shares FD A88339M108MF20,641$845.0K0.3%–
BML.PJBank of America CorpEquities34,844$757.2K0.2%History
Putnam Ultra Short Durat Ion Income A74676P755MF63,379$633.8K0.2%–
LD Abt SHT Durn543916688FIXED162,729$626.5K0.2%–
Vanguard Index FDS922908710COM1,442$546.8K0.2%–
GS.PDGoldman Sachs Group IncCOM25,749$533.2K0.2%History
American FD Growth FD Of399874106COM9,401$517.2K0.2%–
Advisors PFD TR KNSNGTN MNGD A56167N332MF52,619$512.0K0.2%–
CMSDCMS Energy CorpPreferred Stock19,945$484.5K0.2%History
MS.PAMorgan StanleyPREFERR22,736$477.3K0.1%History
TFC.PRTruist Financial CorpPFD20,971$444.4K0.1%History
Lord Abbett Ultra Short Bond A54401E473MF36,364$358.9K0.1%–
SOJDSouthern CoEquities15,311$346.0K0.1%History
CFG.PECitizens Financial Group IncPreferred Stock17,012$341.3K0.1%History
ATH.PBAthene Holding Ltd.Preferred Stock15,000$301.8K0.1%History
MET.PFMetlife IncPFD12,500$272.1K0.1%History
Rowe T Price Blue Chip Growth77954Q106MF2,064$248.7K0.1%–
Vanguard Health Care Adm921908885COM2,868$247.9K0.1%–
Price T Rowe Health Sciences741480107COM2,778$243.8K0.1%–
T.PAAT&T Inc.PFD10,750$243.6K0.1%History
BlackRock High Yield Muni FD Inst CL09253C769MF27,342$242.0K0.1%–
T Rowe PR Summ Muni Int77957N209MF21,104$238.9K0.1%–
PSA.PQPublic StoragePreferred Stock12,500$226.1K0.1%History
KIM.PLKimco Realty CorpPreferred11,242$223.7K0.1%History
FRT.PCFederal Realty Investment TrustCOM10,000$215.8K0.1%History
Fidelity Contrafund316071109COM15,247$202.6K0.1%–
Pioneer Multi Asset Ultrashort Incm Y72388E605MF21,225$202.5K0.1%–
New Perspective FD Inc648018109COM3,865$201.5K0.1%–
First Republic Bank 5.5 pfd336158803PFD31,546$197.8K0.1%–
PS Business PKS Inc Calif 5.25 PFD X69360J594Preferred13,616$188.3K0.1%–
BNJBROOKFIELD Corp4.5% PERPETUAL SUB NTS10,000$147.1K<0.1%History
Franklin La Tax Free Inc M FD CL A1354723827MF12,414$125.5K<0.1%–
Fidelity Floating Rate315916783MF10,353$94.0K<0.1%–
NWBONorthwest Biotherapeutics IncCOM22,200$13.9K<0.1%History
CPWROcean Thermal Energy CorpCOM37,000$241<0.1%History
Bioelectronics Corp09062H108Com20,000$9<0.1%–
Labor Smart Inc50541A108COM16,835$7<0.1%–
Iota Communications Inc46225M103COM20,746$00.0%–
North Amern Cannabis Hldgs Inc65676T102COM999,900$00.0%–