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Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed Apr 21, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
237
+20 vs. Q4 2025
Portfolio value
$282.2M
−$37.1M (−11.6%) vs. Q4 2025
Filed
Apr 21, 2026
SEC
Holdings of Wealth Effects LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
AUTLAutolus Therapeutics plcSPON ADS10,000$13.8K<0.1%00.0%UnchangedHistory
XAIRBeyond Air, Inc.COM28,355$19.6K<0.1%−3,325−10.5%ReducedHistory
AKBAAkebia Therapeutics, Inc.COM16,000$22.2K<0.1%00.0%UnchangedHistory
LODEComstock Inc.COM SHS11,000$33.5K<0.1%+11,000NewHistory
INDIindie Semiconductor, Inc.CLASS A COM20,000$64.4K<0.1%−200−1.0%ReducedHistory
OGNOrganon & Co.Stock12,512$74.9K<0.1%+12,512NewHistory
SCYXScynexis IncCOM NEW87,500$80.2K<0.1%−4,000−4.4%ReducedHistory
PMLPIMCO Municipal Income Fund IICOM15,000$113.5K<0.1%+15,000NewHistory
SMRNuscale Power CorpCL A COM10,500$113.8K<0.1%+10,500NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM15,075$123.2K<0.1%−75−0.5%ReducedHistory
HUMAHumacyte, Inc.COM204,500$124.1K<0.1%+51,433+33.6%AddedHistory
STXSStereotaxis, Inc.COM NEW68,500$126.0K<0.1%−560−0.8%ReducedHistory
KSSKOHLS CorpStock10,000$129.0K<0.1%00.0%UnchangedHistory
CATXPerspective Therapeutics, Inc.COM NEW33,000$137.6K<0.1%+8,000+32.0%AddedHistory
ZENAZenaTech, Inc.COM NEW63,000$144.3K0.1%+15,000+31.3%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM18,210$157.0K0.1%+18,210NewHistory
GLUEMonte Rosa Therapeutics, Inc.COM10,099$166.1K0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW93,492$175.8K0.1%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT18,405$197.7K0.1%−675−3.5%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN5,345$200.1K0.1%+5,345NewHistory
iShares Tr464288760US AER DEF ETF928$202.9K0.1%+928New–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF1,296$205.8K0.1%00.0%Unchanged–
CRWVCoreWeave, Inc.Stock2,660$206.1K0.1%+2,660NewHistory
WFCWells Fargo & CompanyStock2,625$209.0K0.1%+2,625NewHistory
NKENIKE, Inc.Stock3,980$210.2K0.1%+3,980NewHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF3,080$210.7K0.1%00.0%Unchanged–
PCYOPure Cycle CorpCOM NEW21,000$211.3K0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM3,051$211.8K0.1%+3,051NewHistory
FSLYFastly, Inc.CL A7,301$212.2K0.1%−12,850−63.8%ReducedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD7,457$214.1K0.1%+7,457New–
iShares Tr464287721U.S. TECH ETF1,200$217.7K0.1%00.0%Unchanged–
NOWServiceNow, Inc.Stock2,090$218.5K0.1%+2,090NewHistory
Strategy Shs86280R803DAY HAGAN SMART4,703$219.6K0.1%+114+2.5%Added–
First Trust Cloud Computing ETF33734X192ETF2,013$220.1K0.1%00.0%Unchanged–
CRMSalesforce, Inc.Stock1,180$220.3K0.1%+75+6.8%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV1,510$220.4K0.1%00.0%Unchanged–
DKNGDraftKings Inc.Stock10,300$222.7K0.1%+10,300NewHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM11,300$223.3K0.1%00.0%UnchangedHistory
MAMastercard IncStock448$223.8K0.1%00.0%UnchangedHistory
SHOPShopify Inc.Stock1,900$225.4K0.1%+200+11.8%AddedHistory
Global X FDS37954Y384CYBRSCURTY ETF8,995$225.9K0.1%+8,995New–
EOSEaton Vance Enhanced Equity Income Fund IICOM11,135$227.8K0.1%+2,135+23.7%AddedHistory
PEPPepsiCo IncStock1,468$228.0K0.1%+25+1.7%AddedHistory
MRVLMarvell Technology, Inc.COM2,325$230.3K0.1%+2,325NewHistory
MCDMcDonalds CorpStock748$232.5K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,025$232.7K0.1%00.0%Unchanged–
ProShares Tr74347R248LARGE CAP CRE3,203$239.6K0.1%00.0%Unchanged–
BEAMBeam Therapeutics Inc.COM10,100$240.7K0.1%+500+5.2%AddedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,900$244.8K0.1%+400+3.8%Added–
KLACKLA CorpCOM NEW168$247.4K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP2,560$248.3K0.1%+10+0.4%Added–
DELLDell Technologies Inc.Stock1,530$251.1K0.1%−360−19.0%ReducedHistory
DXCMDexcom IncCOM4,000$251.2K0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF20,935$252.3K0.1%+20,935NewHistory
TSCOTractor Supply CoCOM5,575$252.5K0.1%00.0%UnchangedHistory
iShares Tr464287622RUS 1000 ETF723$257.8K0.1%00.0%Unchanged–
State Street Financial Select Sector SPDR ETF81369Y605ETF5,237$258.6K0.1%−693−11.7%Reduced–
BGRBlackRock Energy & Resources TrustCOM15,000$259.6K0.1%00.0%UnchangedHistory
ARMArm Holdings PLCADR1,725$261.0K0.1%+1,725NewHistory
PLTRPalantir Technologies Inc.Stock1,786$261.3K0.1%+1,786NewHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM16,426$264.0K0.1%+16,426NewHistory
ETEnergy Transfer LPCOM UT LTD PTN13,814$266.6K0.1%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM51,400$266.8K0.1%+5,000+10.8%AddedHistory
iShares Tr464289859CORE 80 20 ETF3,037$268.8K0.1%−666−18.0%Reduced–
CSCOCisco Systems, Inc.Stock3,514$272.7K0.1%+260+8.0%AddedHistory
HALHalliburton CoStock7,000$272.9K0.1%+7,000NewHistory
KEYKeycorpCOM13,714$275.0K0.1%00.0%UnchangedHistory
IRDMIridium Communications Inc.COM10,000$277.4K0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM3,013$281.2K0.1%+2+0.1%AddedHistory
QXOQXO, Inc.COM NEW14,500$281.6K0.1%−375−2.5%ReducedHistory
MSIMotorola Solutions, Inc.Stock650$282.1K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT6,961$282.4K0.1%+30.0%Added–
LRCXLam Research CorpStock1,325$283.1K0.1%−195−12.8%ReducedHistory
PANWPalo Alto Networks IncStock1,785$286.2K0.1%+620+53.2%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,663$292.3K0.1%00.0%Unchanged–
HONHoneywell International IncCOM1,298$293.4K0.1%+1+0.1%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,712$295.6K0.1%+54+2.0%Added–
AMTAmerican Tower CorpREIT1,717$296.3K0.1%−20−1.2%ReducedHistory
DEDeere & CoStock530$298.5K0.1%+530NewHistory
CSXCSX CorpStock7,366$302.4K0.1%+10.0%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,642$302.6K0.1%+27+1.7%Added–
TDToronto Dominion BankStock3,258$304.0K0.1%00.0%UnchangedHistory
iShares Tr464288687PFD AND INCM SEC10,044$304.5K0.1%+1,776+21.5%Added–
iShares Tr4642874571 3 YR TREAS BD3,697$305.3K0.1%+9+0.2%Added–
The Alger ETF Trust015564503AI ENABLERS ADOP9,576$316.4K0.1%+131+1.4%Added–
Vanguard Dividend Appreciation ETF921908844ETF1,480$318.3K0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33734Y109COM SHS2,710$323.5K0.1%00.0%Unchanged–
Global X FDS37954Y830GLOBAL X COPPER4,279$326.7K0.1%+4,279New–
Putnam ETF Trust746729821FRANK MASS ETF36,492$327.2K0.1%+276+0.8%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4,045$331.6K0.1%+197+5.1%Added–
iShares Tr46436E33820+ YEAR TR BD14,670$331.8K0.1%+14,670New–
ACLSAxcelis Technologies IncStock3,571$332.4K0.1%−76−2.1%ReducedHistory
LMTLockheed Martin CorpStock550$332.4K0.1%+12+2.2%AddedHistory
KMBKimberly Clark CorpStock3,451$332.9K0.1%+3,451NewHistory
iShares Tr464288158SHRT NAT MUN ETF3,180$338.7K0.1%+888+38.7%Added–
EVVEaton Vance Ltd Duration Income FundCOM36,095$341.1K0.1%+36,095NewHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,898$342.1K0.1%00.0%Unchanged–
TJXTJX Companies IncStock2,188$349.4K0.1%−150−6.4%ReducedHistory
FBTCFidelity Wise Origin Bitcoin FundSHS5,940$350.6K0.1%−2,985−33.4%ReducedHistory
TRVTravelers Companies, Inc.Stock1,209$352.6K0.1%−23−1.9%ReducedHistory

Sold out since Q4 2025 (14)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
AVDLAvadel Pharmaceuticals PLCStock1,891,917$40.8M12.8%History
TTDTrade Desk, Inc.Stock28,850$1.10M0.3%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT30,886$698.3K0.2%History
CLSCelestica IncStock2,025$598.6K0.2%History
BLKBlackRock, Inc.Stock384$411.0K0.1%History
ECHOEchoStar CORPCL A3,600$391.3K0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,000$372.9K0.1%History
HOODRobinhood Markets, Inc.Stock3,090$349.5K0.1%History
DISWalt Disney CoStock2,755$313.4K0.1%History
CMICummins IncStock511$260.8K0.1%History
ARK Innovation ETF00214Q104ETF2,893$222.5K0.1%–
GEHCGE HealthCare Technologies Inc.Stock2,636$216.2K0.1%History
ZTSZoetis Inc.Stock1,667$209.8K0.1%History
STKLSunOpta Inc.COM24,500$93.1K<0.1%History