Skip to main content
Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 26, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
217
0 vs. Q3 2025
Portfolio value
$319.3M
+$8.34M (+2.7%) vs. Q3 2025
Filed
Jan 26, 2026
SEC
Holdings of Wealth Effects LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
SSentinelOne, Inc.CL A37,500$562.5K0.2%−19,450−34.2%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,858$553.7K0.2%+10+0.3%Added–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY14,387$544.8K0.2%+40.0%Added–
SBCFSeacoast Banking Corp of FloridaCOM NEW17,300$543.6K0.2%−4,200−19.5%ReducedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,585$533.9K0.2%−100−3.7%Reduced–
DHRDanaher CorpStock2,306$527.8K0.2%+241+11.7%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM36,549$524.8K0.2%+150.0%AddedHistory
NFLXNetflix IncStock5,450$511.0K0.2%−6,300−53.6%ReducedConverted for a 10-for-1 splitHistory
MELIMercadolibre IncCOM253$509.6K0.2%+87+52.4%AddedHistory
MOAltria Group, Inc.Stock8,428$486.0K0.2%−225−2.6%ReducedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM40,794$485.4K0.2%+6,000+17.2%AddedHistory
Vanguard Utilities ETF92204A876ETF2,604$481.8K0.2%00.0%Unchanged–
First Tr Exchange-Traded FD33733B100WTR ETF4,371$474.9K0.1%00.0%Unchanged–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF5,620$470.7K0.1%+167+3.1%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT9,394$469.6K0.1%00.0%Unchanged–
Vanguard Real Estate ETF922908553ETF5,258$465.3K0.1%−40−0.8%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM48,067$458.1K0.1%−3,500−6.8%ReducedHistory
CVSCVS Health CorpStock5,760$457.1K0.1%−199−3.3%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF13,318$434.4K0.1%+110+0.8%Added–
STXSeagate Technology Holdings plcORD SHS1,550$426.9K0.1%+1,550NewHistory
WYWeyerhaeuser CoCOM NEW17,500$414.6K0.1%−1,000−5.4%ReducedHistory
ASMLASML Holding NVADR385$412.0K0.1%+5+1.3%AddedHistory
BLKBlackRock, Inc.Stock384$411.0K0.1%+44+12.9%AddedHistory
ALTAltimmune, Inc.COM NEW111,750$403.4K0.1%+51,900+86.7%AddedHistory
PCTPureCycle Technologies, Inc.COM46,400$398.6K0.1%00.0%UnchangedHistory
WDCWestern Digital CorpCOM2,300$396.2K0.1%+2,300NewHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM31,300$395.6K0.1%+8,500+37.3%AddedHistory
ECHOEchoStar CORPCL A3,600$391.3K0.1%+3,600NewHistory
THWabrdn World Healthcare FundBEN INT SHS30,300$387.2K0.1%+200+0.7%AddedHistory
GLPGlobal Partners LPCOM UNITS9,000$376.6K0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP7,965$374.5K0.1%−950−10.7%Reduced–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,000$372.9K0.1%+500+33.3%AddedHistory
Schwab US Dividend Equity ETF808524797ETF13,556$371.8K0.1%+420+3.2%Added–
ADMArcher-Daniels-Midland CoStock6,300$362.2K0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock2,338$359.1K0.1%00.0%UnchangedHistory
TGTXTG Therapeutics, Inc.COM12,000$357.7K0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock1,232$357.5K0.1%00.0%UnchangedHistory
HOODRobinhood Markets, Inc.Stock3,090$349.5K0.1%+3,090NewHistory
EPDEnterprise Products Partners L.P.Stock10,700$343.0K0.1%00.0%UnchangedHistory
The Alger ETF Trust015564503AI ENABLERS ADOP9,445$341.1K0.1%+413+4.6%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,663$333.1K0.1%−30−0.6%Reduced–
iShares Tr464289859CORE 80 20 ETF3,703$331.6K0.1%+46+1.3%Added–
Putnam ETF Trust746729821FRANK MASS ETF36,216$326.3K0.1%+36,216New–
Vanguard Dividend Appreciation ETF921908844ETF1,480$325.3K0.1%00.0%Unchanged–
State Street Financial Select Sector SPDR ETF81369Y605ETF5,930$324.8K0.1%−141−2.3%Reduced–
DISWalt Disney CoStock2,755$313.4K0.1%+150+5.8%AddedHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,898$310.5K0.1%00.0%Unchanged–
TDToronto Dominion BankStock3,258$306.9K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS2,710$306.6K0.1%00.0%Unchanged–
iShares Tr4642874571 3 YR TREAS BD3,688$305.4K0.1%00.0%Unchanged–
AMTAmerican Tower CorpREIT1,737$304.9K0.1%−262−13.1%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,848$298.9K0.1%−59−1.5%Reduced–
ACLSAxcelis Technologies IncStock3,647$293.0K0.1%+3,647NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,658$292.9K0.1%+20+0.8%Added–
CRMSalesforce, Inc.Stock1,105$292.7K0.1%−70−6.0%ReducedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT6,958$287.4K0.1%+10.0%Added–
QXOQXO, Inc.COM NEW14,875$286.9K0.1%+375+2.6%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,615$286.4K0.1%+23+1.4%Added–
KEYKeycorpCOM13,714$283.1K0.1%−1,100−7.4%ReducedHistory
TSCOTractor Supply CoCOM5,575$278.8K0.1%00.0%UnchangedHistory
SHOPShopify Inc.Stock1,700$273.6K0.1%−225−11.7%ReducedHistory
iShares Tr464287622RUS 1000 ETF723$270.0K0.1%00.0%Unchanged–
CSXCSX CorpStock7,365$267.0K0.1%−60−0.8%ReducedHistory
BEAMBeam Therapeutics Inc.COM9,600$266.1K0.1%+400+4.3%AddedHistory
DXCMDexcom IncCOM4,000$265.5K0.1%00.0%UnchangedHistory
First Trust Cloud Computing ETF33734X192ETF2,013$261.8K0.1%00.0%Unchanged–
CMICummins IncStock511$260.8K0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock538$260.2K0.1%−62−10.3%ReducedHistory
LRCXLam Research CorpStock1,520$260.2K0.1%00.0%UnchangedHistory
DOWDow Inc.Stock11,103$259.6K0.1%−21−0.2%ReducedHistory
iShares Tr464288687PFD AND INCM SEC8,268$256.0K0.1%−1,660−16.7%Reduced–
MAMastercard IncStock448$255.8K0.1%−60−11.8%ReducedHistory
ProShares Tr74347R248LARGE CAP CRE3,203$255.2K0.1%00.0%Unchanged–
HONHoneywell International IncCOM1,297$253.1K0.1%+1+0.1%AddedHistory
CHDChurch & Dwight Co IncCOM3,011$252.5K0.1%+2+0.1%AddedHistory
CSCOCisco Systems, Inc.Stock3,254$250.7K0.1%+3,254NewHistory
MSIMotorola Solutions, Inc.Stock650$249.2K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP2,550$245.1K0.1%−305−10.7%Reduced–
iShares Tr464288158SHRT NAT MUN ETF2,292$244.6K0.1%−951−29.3%Reduced–
iShares Tr464287721U.S. TECH ETF1,200$239.6K0.1%−15−1.2%Reduced–
DELLDell Technologies Inc.Stock1,890$237.9K0.1%−670−26.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,025$231.9K0.1%00.0%Unchanged–
PCYOPure Cycle CorpCOM NEW21,000$230.8K0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock748$228.6K0.1%+748NewHistory
ETEnergy Transfer LPCOM UT LTD PTN13,814$227.8K0.1%00.0%UnchangedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM11,300$224.4K0.1%−2,500−18.1%ReducedHistory
Strategy Shs86280R803DAY HAGAN SMART4,589$223.7K0.1%−999−17.9%Reduced–
ARK Innovation ETF00214Q104ETF2,893$222.5K0.1%−1,650−36.3%Reduced–
GEHCGE HealthCare Technologies Inc.Stock2,636$216.2K0.1%+2,636NewHistory
PANWPalo Alto Networks IncStock1,165$214.6K0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF3,080$213.4K0.1%+3+0.1%Added–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF1,296$212.0K0.1%00.0%Unchanged–
EOSEaton Vance Enhanced Equity Income Fund IICOM9,000$210.7K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV1,510$210.1K0.1%00.0%Unchanged–
ZTSZoetis Inc.Stock1,667$209.8K0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock1,443$207.1K0.1%+1,443NewHistory
FSLYFastly, Inc.CL A20,151$205.1K0.1%00.0%UnchangedHistory
KLACKLA CorpCOM NEW168$204.1K0.1%+168NewHistory
KSSKOHLS CorpStock10,000$204.1K0.1%00.0%UnchangedHistory
BGRBlackRock Energy & Resources TrustCOM15,000$203.1K0.1%−2,000−11.8%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wealth Effects LLC in Q4 2025
SecurityClassPutsCalls
Avadel Pharmaceuticals PLCG29687903CALL–$431.0K

Sold out since Q3 2025 (15)

Positions held at the end of Q3 2025 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
ONDSOndas Inc.COM NEW182,800$1.41M0.5%History
SMRNuscale Power CorpCL A COM28,500$1.03M0.3%History
PLTRPalantir Technologies Inc.Stock5,476$998.9K0.3%History
CRWVCoreWeave, Inc.Stock6,750$923.7K0.3%History
OKLOOklo Inc.COM CL A7,500$837.2K0.3%History
BlackRock ETF Trust09290C681ISHARES INTL EQ7,930$654.9K0.2%–
IONQIonQ, Inc.COM6,137$377.4K0.1%History
MPMP Materials Corp.COM CL A5,525$370.6K0.1%History
OGNOrganon & Co.Stock33,821$361.2K0.1%History
FSKFS KKR Capital CorpCOM16,100$240.4K0.1%History
QBTSD-Wave Quantum Inc.Stock9,200$227.3K0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF8,746$220.3K0.1%–
UBERUber Technologies, IncStock2,202$215.7K0.1%History
DKNGDraftKings Inc.Stock5,700$213.2K0.1%History
CURICuriosityStream Inc.COM CL A18,104$96.0K<0.1%History