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Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 28, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
217
+12 vs. Q2 2025
Portfolio value
$311.0M
+$43.7M (+16.4%) vs. Q2 2025
Filed
Oct 28, 2025
SEC
Holdings of Wealth Effects LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
AUTLAutolus Therapeutics plcSPON ADS16,000$26.1K<0.1%+2,500+18.5%AddedHistory
AKBAAkebia Therapeutics, Inc.COM16,000$43.7K<0.1%−18,500−53.6%ReducedHistory
GLUEMonte Rosa Therapeutics, Inc.COM10,099$74.8K<0.1%+10,099NewHistory
SCYXScynexis IncCOM NEW99,500$76.6K<0.1%00.0%UnchangedHistory
XAIRBeyond Air, Inc.COM33,755$78.0K<0.1%+19,850+142.8%AddedConverted for a 1-for-20 splitHistory
CATXPerspective Therapeutics, Inc.COM NEW26,000$89.2K<0.1%+2,000+8.3%AddedHistory
CURICuriosityStream Inc.COM CL A18,104$96.0K<0.1%+34+0.2%AddedHistory
ZENAZenaTech, Inc.COM NEW23,000$110.4K<0.1%+23,000NewHistory
INDIindie Semiconductor, Inc.CLASS A COM29,950$121.9K<0.1%−4,000−11.8%ReducedHistory
STKLSunOpta Inc.COM23,500$137.7K<0.1%+3,600+18.1%AddedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM15,450$138.9K<0.1%00.0%UnchangedHistory
KSSKOHLS CorpStock10,000$153.7K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,500$171.2K0.1%00.0%Unchanged–
FSLYFastly, Inc.CL A20,151$172.3K0.1%−8,500−29.7%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT18,006$194.3K0.1%+1,074+6.3%AddedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF3,077$201.8K0.1%+3,077New–
LRCXLam Research CorpStock1,520$203.5K0.1%+1,520NewHistory
SPDR Series Trust78464A763ST STR SP DIV1,510$211.5K0.1%00.0%Unchanged–
DKNGDraftKings Inc.Stock5,700$213.2K0.1%+5,700NewHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS1,500$214.3K0.1%+1,500NewHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF1,296$215.3K0.1%+1,296New–
EOSEaton Vance Enhanced Equity Income Fund IICOM9,000$215.4K0.1%−13,484−60.0%ReducedHistory
UBERUber Technologies, IncStock2,202$215.7K0.1%00.0%UnchangedHistory
CMICummins IncStock511$215.8K0.1%+511NewHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF8,746$220.3K0.1%00.0%Unchanged–
BEAMBeam Therapeutics Inc.COM9,200$223.3K0.1%+9,200NewHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,025$224.1K0.1%+2,025New–
ALTAltimmune, Inc.COM NEW59,850$225.6K0.1%+28,100+88.5%AddedHistory
QBTSD-Wave Quantum Inc.Stock9,200$227.3K0.1%+9,200NewHistory
BGRBlackRock Energy & Resources TrustCOM17,000$230.7K0.1%−1,000−5.6%ReducedHistory
PCYOPure Cycle CorpCOM NEW21,000$232.5K0.1%00.0%UnchangedHistory
STXSStereotaxis, Inc.COM NEW75,060$233.4K0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN13,814$237.0K0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock1,165$237.3K0.1%+85+7.9%AddedHistory
iShares Tr464287721U.S. TECH ETF1,215$238.0K0.1%+1,215New–
FSKFS KKR Capital CorpCOM16,100$240.4K0.1%+200+1.3%AddedHistory
ZTSZoetis Inc.Stock1,667$244.0K0.1%+200+13.6%AddedHistory
ProShares Tr74347R248LARGE CAP CRE3,203$245.2K0.1%+3,203New–
DOWDow Inc.Stock11,124$255.1K0.1%+11,124NewHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP2,855$259.0K0.1%+2,855New–
TDToronto Dominion BankStock3,258$260.5K0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM3,009$263.6K0.1%+3+0.1%AddedHistory
CSXCSX CorpStock7,425$263.7K0.1%+60+0.8%AddedHistory
iShares Tr464287622RUS 1000 ETF723$264.2K0.1%00.0%Unchanged–
DXCMDexcom IncCOM4,000$269.2K0.1%00.0%UnchangedHistory
Strategy Shs86280R803DAY HAGAN SMART5,588$269.9K0.1%−1,008−15.3%Reduced–
First Trust Cloud Computing ETF33734X192ETF2,013$270.5K0.1%00.0%Unchanged–
IRDMIridium Communications Inc.COM15,612$272.6K0.1%−6,495−29.4%ReducedHistory
HONHoneywell International IncCOM1,296$272.9K0.1%+21+1.6%AddedHistory
QXOQXO, Inc.COM NEW14,500$276.4K0.1%+1,500+11.5%AddedHistory
KEYKeycorpCOM14,814$276.9K0.1%+14,814NewHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT6,957$277.9K0.1%+10.0%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,592$278.0K0.1%+14+0.9%Added–
CRMSalesforce, Inc.Stock1,175$278.5K0.1%+65+5.9%AddedHistory
IBRXImmunityBio, Inc.COM114,500$281.7K0.1%−7,500−6.1%ReducedHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM22,800$282.9K0.1%+2,500+12.3%AddedHistory
SHOPShopify Inc.Stock1,925$286.1K0.1%00.0%UnchangedHistory
MAMastercard IncStock508$289.0K0.1%00.0%UnchangedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,638$294.1K0.1%+213+8.8%Added–
First Tr Exchange-Traded Alp33734Y109COM SHS2,710$295.3K0.1%+10.0%Added–
MSIMotorola Solutions, Inc.Stock650$297.2K0.1%00.0%UnchangedHistory
DISWalt Disney CoStock2,605$298.3K0.1%−70−2.6%ReducedHistory
LMTLockheed Martin CorpStock600$299.5K0.1%−2−0.3%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD3,688$306.0K0.1%+241+7.0%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,907$306.2K0.1%−264−6.3%Reduced–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,800$310.2K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,898$313.5K0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC9,928$313.9K0.1%+1,190+13.6%Added–
TSCOTractor Supply CoCOM5,575$317.1K0.1%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,480$319.4K0.1%00.0%Unchanged–
iShares Tr464289859CORE 80 20 ETF3,657$322.4K0.1%+3,657New–
State Street Financial Select Sector SPDR ETF81369Y605ETF6,071$327.1K0.1%+117+2.0%Added–
EPDEnterprise Products Partners L.P.Stock10,700$334.6K0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock2,338$337.9K0.1%00.0%UnchangedHistory
The Alger ETF Trust015564503AI ENABLERS ADOP9,032$338.7K0.1%+635+7.6%Added–
TRVTravelers Companies, Inc.Stock1,232$343.9K0.1%+1+0.1%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF3,243$346.3K0.1%+806+33.1%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,693$356.7K0.1%+1,245+36.1%Added–
Schwab US Dividend Equity ETF808524797ETF13,136$358.6K0.1%+10+0.1%Added–
OGNOrganon & Co.Stock33,821$361.2K0.1%−31,019−47.8%ReducedHistory
HUMAHumacyte, Inc.COM208,017$361.9K0.1%+105,850+103.6%AddedHistory
DELLDell Technologies Inc.Stock2,560$362.9K0.1%−85−3.2%ReducedHistory
ASMLASML Holding NVADR380$368.0K0.1%−50−11.6%ReducedHistory
MPMP Materials Corp.COM CL A5,525$370.6K0.1%+5,525NewHistory
ADMArcher-Daniels-Midland CoStock6,300$376.4K0.1%00.0%UnchangedHistory
IONQIonQ, Inc.COM6,137$377.4K0.1%+6,137NewHistory
THWabrdn World Healthcare FundBEN INT SHS30,100$379.3K0.1%+1,400+4.9%AddedHistory
AMTAmerican Tower CorpREIT1,999$384.4K0.1%−299−13.0%ReducedHistory
MELIMercadolibre IncCOM166$387.9K0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF4,543$392.1K0.1%+218+5.0%Added–
BLKBlackRock, Inc.Stock340$396.4K0.1%00.0%UnchangedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM34,794$403.3K0.1%+3,500+11.2%AddedHistory
DHRDanaher CorpStock2,065$409.5K0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP8,915$418.4K0.1%+25+0.3%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF13,208$421.5K0.1%+120+0.9%Added–
GLPGlobal Partners LPCOM UNITS9,000$432.0K0.1%00.0%UnchangedHistory
TGTXTG Therapeutics, Inc.COM12,000$433.5K0.1%+1,000+9.1%AddedHistory
CVSCVS Health CorpStock5,959$449.2K0.1%+1,545+35.0%AddedHistory
WYWeyerhaeuser CoCOM NEW18,500$458.6K0.1%+4,500+32.1%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF5,453$458.7K0.1%−16−0.3%Reduced–

Sold out since Q2 2025 (12)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
DDOGDatadog, Inc.CL A COM10,077$1.35M0.5%History
iShares Core MSCI Total International Stock ETF46432F834ETF7,923$612.5K0.2%–
GLBEGlobal-E Online Ltd.SHS14,725$493.9K0.2%History
IBITiShares Bitcoin Trust ETFETF6,400$391.7K0.1%History
CBChubb LtdStock1,205$349.1K0.1%History
RDDTReddit, Inc.Stock2,215$333.5K0.1%History
SLBSLB LimitedStock9,350$316.0K0.1%History
WisdomTree Tr97717Y527FLOATNG RAT TREA6,024$303.1K0.1%–
PEPPepsiCo IncStock1,958$258.5K0.1%History
ALABAstera Labs, Inc.Stock2,675$241.9K0.1%History
MCDMcDonalds CorpStock815$238.1K0.1%History
First Tr Exchange-Traded FD33733E807NAT GAS ETF10,050$232.3K0.1%–