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Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 22, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
212
−5 vs. Q3 2024
Portfolio value
$281.5M
−$3.93M (−1.4%) vs. Q3 2024
Filed
Jan 22, 2025
SEC
Holdings of Wealth Effects LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
CURICuriosityStream Inc.COM CL A14,140$21.6K<0.1%+1,026+7.8%AddedHistory
HYFMHydrofarm Holdings Group, Inc.COM48,500$28.1K<0.1%+1,000+2.1%AddedHistory
NCZVirtus Convertible & Income Fund IICOM15,900$49.8K<0.1%+1,700+12.0%AddedHistory
AKBAAkebia Therapeutics, Inc.COM32,000$60.8K<0.1%+5,000+18.5%AddedHistory
XAIRBeyond Air, Inc.COM196,800$70.6K<0.1%−33,000−14.4%ReducedHistory
AUTLAutolus Therapeutics plcSPON ADS42,800$100.6K<0.1%−8,200−16.1%ReducedHistory
SCYXScynexis IncCOM NEW94,000$113.7K<0.1%−8,000−7.8%ReducedHistory
CATXPerspective Therapeutics, Inc.COM NEW38,000$121.2K<0.1%+24,750+186.8%AddedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM11,268$124.7K<0.1%00.0%UnchangedHistory
BCSBarclays PLCADR10,000$132.9K<0.1%00.0%UnchangedHistory
INDIindie Semiconductor, Inc.CLASS A COM34,800$140.9K0.1%−71,900−67.4%ReducedHistory
LPTHLightpath Technologies IncCOM CL A46,500$164.1K0.1%+46,500NewHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM12,061$165.8K0.1%+12,061NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM18,247$169.9K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,500$171.6K0.1%00.0%Unchanged–
IBRXImmunityBio, Inc.COM73,700$188.7K0.1%−16,800−18.6%ReducedHistory
QXOQXO, Inc.COM NEW12,000$190.8K0.1%+12,000NewHistory
STXSStereotaxis, Inc.COM NEW86,060$196.2K0.1%+9,000+11.7%AddedHistory
ProShares Tr74347R248LARGE CAP CRE3,203$211.8K0.1%00.0%Unchanged–
CHICalamos Convertible Opportunities & Income FundSH BEN INT18,182$217.1K0.1%+63+0.3%AddedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF8,746$219.1K0.1%00.0%Unchanged–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM18,458$223.7K0.1%00.0%UnchangedHistory
The Alger ETF Trust015564503AI ENABLERS ADOP8,531$223.8K0.1%+8,531New–
State Street Technology Select Sector SPDR ETF81369Y803ETF967$224.8K0.1%−179−15.6%Reduced–
BGRBlackRock Energy & Resources TrustCOM18,000$227.0K0.1%−3,500−16.3%ReducedHistory
FBTCFidelity Wise Origin Bitcoin FundSHS2,815$229.6K0.1%+2,815NewHistory
iShares Tr464287622RUS 1000 ETF723$232.9K0.1%00.0%Unchanged–
GSGoldman Sachs Group IncStock409$234.2K0.1%−21−4.9%ReducedHistory
ALTAltimmune, Inc.COM NEW32,850$236.8K0.1%−2,200−6.3%ReducedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF2,981$238.4K0.1%−10.0%Reduced–
First Trust Cloud Computing ETF33734X192ETF2,013$239.7K0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC7,932$249.4K0.1%+286+3.7%Added–
CSXCSX CorpStock7,740$249.8K0.1%−70−0.9%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,556$251.7K0.1%+18+1.2%Added–
MCDMcDonalds CorpStock885$256.6K0.1%−443−33.4%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,405$256.9K0.1%+57+2.4%Added–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,898$260.9K0.1%00.0%Unchanged–
FSLYFastly, Inc.CL A28,651$270.5K0.1%+5,000+21.1%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN13,814$270.6K0.1%+300+2.2%AddedHistory
iShares Tr4642874571 3 YR TREAS BD3,310$271.4K0.1%+3,310New–
ZTSZoetis Inc.Stock1,667$271.7K0.1%−53−3.1%ReducedHistory
MAMastercard IncStock518$272.8K0.1%00.0%UnchangedHistory
DLBDolby Laboratories, Inc.COM CL A3,500$273.4K0.1%−2,800−44.4%ReducedHistory
SHOPShopify Inc.Stock2,575$273.8K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT7,584$275.1K0.1%+20.0%Added–
CVSCVS Health CorpStock6,166$276.8K0.1%−924−13.0%ReducedHistory
Strategy Shs86280R803DAY HAGAN SMART6,596$277.5K0.1%−8−0.1%Reduced–
HSYHershey CoCOM1,642$278.1K0.1%−625−27.6%ReducedHistory
DHRDanaher CorpStock1,220$280.0K0.1%−183−13.0%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF2,662$280.8K0.1%+2,662New–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,447$282.2K0.1%+10.0%Added–
MELIMercadolibre IncCOM166$282.3K0.1%+15+9.9%AddedHistory
AIGAmerican International Group, Inc.Stock3,900$283.9K0.1%−350−8.2%ReducedHistory
SLViShares Silver TrustETF10,789$284.1K0.1%+10,789NewHistory
THWabrdn World Healthcare FundBEN INT SHS26,400$290.7K0.1%−2,300−8.0%ReducedHistory
LMTLockheed Martin CorpStock607$295.0K0.1%−104−14.6%ReducedHistory
TSCOTractor Supply CoCOM5,575$295.8K0.1%−750−11.9%ReducedConverted for a 5-for-1 splitHistory
TRVTravelers Companies, Inc.Stock1,230$296.3K0.1%−76−5.8%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS2,959$299.1K0.1%+10.0%Added–
MSIMotorola Solutions, Inc.Stock650$300.4K0.1%00.0%UnchangedHistory
ASMLASML Holding NVADR435$301.5K0.1%+148+51.6%AddedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,907$302.5K0.1%+425+12.2%Added–
CRMSalesforce, Inc.Stock930$310.9K0.1%+65+7.5%AddedHistory
iShares Tr464288760US AER DEF ETF2,157$313.5K0.1%+336+18.5%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,907$313.6K0.1%+1,010+34.9%Added–
HONHoneywell International IncCOM1,447$326.8K0.1%−265−15.5%ReducedHistory
ARK Innovation ETF00214Q104ETF5,800$329.3K0.1%−1,375−19.2%Reduced–
CHDChurch & Dwight Co IncCOM3,202$335.3K0.1%−99−3.0%ReducedHistory
EPDEnterprise Products Partners L.P.Stock10,700$335.6K0.1%−125−1.2%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM16,300$340.7K0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock2,837$342.8K0.1%−508−15.2%ReducedHistory
CBChubb LtdStock1,271$351.1K0.1%−99−7.2%ReducedHistory
CMICummins IncStock1,011$352.3K0.1%00.0%UnchangedHistory
MANHManhattan Associates IncStock1,305$352.7K0.1%00.0%UnchangedHistory
SOUNSoundhound AI, Inc.CLASS A COM18,000$357.1K0.1%+18,000NewHistory
SLBSLB LimitedStock9,400$360.4K0.1%+9,400NewHistory
GEGeneral Electric CoStock2,274$379.2K0.1%−24−1.0%ReducedHistory
PANWPalo Alto Networks IncStock2,096$381.4K0.1%−14−0.7%ReducedConverted for a 2-for-1 splitHistory
Vanguard Dividend Appreciation ETF921908844ETF1,973$386.4K0.1%00.0%Unchanged–
MRVLMarvell Technology, Inc.COM3,500$386.6K0.1%+3,500NewHistory
Schwab US Dividend Equity ETF808524797ETF14,314$391.1K0.1%00.0%UnchangedConverted for a 3-for-1 split–
Vanguard Utilities ETF92204A876ETF2,404$392.9K0.1%00.0%Unchanged–
Schwab U.S. Large-Cap Growth ETF808524300ETF14,328$399.3K0.1%+1,300+10.0%AddedConverted for a 4-for-1 split–
IBITiShares Bitcoin Trust ETFETF7,530$399.5K0.1%+7,530NewHistory
DELLDell Technologies Inc.Stock3,490$402.2K0.1%+385+12.4%AddedHistory
JMIAJumia Technologies AGSPONSORED ADS105,760$404.0K0.1%−300−0.3%ReducedHistory
IOTSamsara Inc.Stock9,250$404.1K0.1%−1,300−12.3%ReducedHistory
PCYOPure Cycle CorpCOM NEW32,850$416.5K0.1%−7,000−17.6%ReducedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH9,011$416.8K0.1%+311+3.6%Added–
GLPGlobal Partners LPCOM UNITS9,000$418.9K0.1%00.0%UnchangedHistory
NFLXNetflix IncStock475$423.4K0.2%+5+1.1%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM52,233$426.7K0.2%+160.0%AddedHistory
CEGConstellation Energy CorpStock1,916$428.6K0.2%+285+17.5%AddedHistory
STKLSunOpta Inc.COM55,800$429.7K0.2%−15,400−21.6%ReducedHistory
First Tr Exchange-Traded FD33733B100WTR ETF4,229$431.6K0.2%−149−3.4%Reduced–
TGTXTG Therapeutics, Inc.COM14,500$436.4K0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF18,000$443.3K0.2%+7,275+67.8%Added–
DISWalt Disney CoStock4,002$445.6K0.2%+190+5.0%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,745$456.2K0.2%−100−3.5%Reduced–
PEPPepsiCo IncStock3,094$470.4K0.2%−222−6.7%ReducedHistory

Sold out since Q3 2024 (18)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
NVONovo Nordisk A SADR7,085$843.6K0.3%History
ARMArm Holdings PLCADR4,200$600.6K0.2%History
iShares Tr464288414NATIONAL MUN ETF2,975$323.2K0.1%–
iShares Tr4642886613 7 YR TREAS BD2,266$271.0K0.1%–
STZConstellation Brands, Inc.Stock931$239.9K0.1%History
FNFFidelity National Financial, Inc.COM SHS3,848$238.8K0.1%History
CICigna GroupStock689$238.7K0.1%History
UBERUber Technologies, IncStock2,927$220.0K0.1%History
SPDR Series Trust78464A763ST STR SP DIV1,510$214.5K0.1%–
SMCISuper Micro Computer, Inc.COM515$214.4K0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 36,724$213.3K0.1%History
CSCOCisco Systems, Inc.Stock3,906$207.9K0.1%History
TDToronto Dominion BankStock3,258$206.1K0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,840$205.8K0.1%–
CLColgate Palmolive CoStock1,980$205.5K0.1%History
BYRNByrna Technologies Inc.COM NEW10,000$169.7K0.1%History
DLHCDLH Holdings Corp.COM12,500$117.0K<0.1%History
CCLDCareCloud, Inc.COM12,857$33.9K<0.1%History