Skip to main content
Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
204
−11 vs. Q4 2021
Portfolio value
$214.2M
−$26.7M (−11.1%) vs. Q4 2021
Filed
May 16, 2022
SEC
Holdings of Wealth Effects LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CATXPerspective Therapeutics, Inc.COM10,000$4.00K<0.1%00.0%UnchangedHistory
AKBAAkebia Therapeutics, Inc.COM18,828$14.0K<0.1%+18,828NewHistory
Best Inc08653C106SPONSORED ADS25,500$16.0K<0.1%00.0%Unchanged–
CURICuriosityStream Inc.COM CL A15,851$46.0K<0.1%+4,301+37.2%AddedHistory
ATHXAthersys, IncCOM82,100$50.0K<0.1%+10,600+14.8%AddedHistory
AMRNAmarin Corp PLCSPONS ADR NEW17,500$58.0K<0.1%−2,500−12.5%ReducedHistory
IBRXImmunityBio, Inc.COM11,000$62.0K<0.1%+11,000NewHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF11,500$70.0K<0.1%00.0%UnchangedHistory
IMDXInsight Molecular Diagnostics Inc.COM49,000$73.0K<0.1%+5,500+12.6%AddedHistory
STXSStereotaxis, Inc.COM NEW30,760$115.0K0.1%+1,700+5.8%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN10,672$119.0K0.1%00.0%UnchangedHistory
AUTLAutolus Therapeutics plcSPON ADS31,650$132.0K0.1%+8,700+37.9%AddedHistory
JMIAJumia Technologies AGSPONSORED ADS15,500$148.0K0.1%−4,130−21.0%ReducedHistory
ICCCImmucell CorpCOM PAR15,650$151.0K0.1%−200−1.3%ReducedHistory
MYDBlackRock Muniyield Fund, Inc.COM12,075$153.0K0.1%+1,200+11.0%AddedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,500$167.0K0.1%00.0%Unchanged–
HYFMHydrofarm Holdings Group, Inc.COM11,325$172.0K0.1%+2,460+27.7%AddedHistory
GGTGabelli Multimedia Trust Inc.COM19,203$177.0K0.1%00.0%UnchangedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM19,042$188.0K0.1%00.0%UnchangedHistory
MAMastercard IncStock569$203.0K0.1%00.0%UnchangedHistory
CICigna GroupStock856$205.0K0.1%+856NewHistory
CMICummins IncStock1,010$207.0K0.1%00.0%UnchangedHistory
MFLBlackRock Muniholdings Investment Quality FundCOM17,000$208.0K0.1%00.0%UnchangedHistory
BFXBowflex Inc.COM50,508$208.0K0.1%+27,458+119.1%AddedHistory
First Trust Cloud Computing ETF33734X192ETF2,312$209.0K0.1%+10.0%Added–
CSCOCisco Systems, Inc.Stock3,761$210.0K0.1%00.0%UnchangedHistory
DTEDte Energy CoCOM1,591$210.0K0.1%+1,591NewHistory
VTRSViatris IncStock19,474$212.0K0.1%−1,937−9.0%ReducedHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF1,967$215.0K0.1%−100−4.8%Reduced–
ACNAccenture plcStock649$219.0K0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock1,205$221.0K0.1%00.0%UnchangedHistory
ProShares Tr74347R248LARGE CAP CRE4,203$226.0K0.1%00.0%UnchangedConverted for a 2-for-1 split–
RVTYRevvity, Inc.COM1,300$227.0K0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,989$228.0K0.1%−200−9.1%Reduced–
KOCoca Cola CoStock3,726$231.0K0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock3,853$233.0K0.1%+450+13.2%AddedHistory
QCOMQualcomm IncStock1,534$234.0K0.1%+115+8.1%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF6,210$238.0K0.1%+450+7.8%Added–
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM17,820$238.0K0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock4,825$240.0K0.1%+4,825NewHistory
MMM3M CoStock1,624$242.0K0.1%+3+0.2%AddedHistory
Pieris Pharmaceuticals Inc720795103COM80,400$244.0K0.1%−6,900−7.9%Reduced–
GLPGlobal Partners LPCOM UNITS9,000$245.0K0.1%+9,000NewHistory
CRMSalesforce, Inc.Stock1,170$248.0K0.1%+15+1.3%AddedHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH7,298$248.0K0.1%00.0%Unchanged–
DKNGDraftKings Inc.COM CL A12,836$250.0K0.1%−4,025−23.9%ReducedHistory
RITMRithm Capital Corp.REIT22,963$252.0K0.1%−255−1.1%ReducedHistory
TDToronto Dominion BankStock3,258$259.0K0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,315$259.0K0.1%00.0%Unchanged–
PHParker-Hannifin CorpStock917$260.0K0.1%−1−0.1%ReducedHistory
MRVLMarvell Technology, Inc.ORD3,700$265.0K0.1%+3,700NewHistory
HMCHonda Motor Co LtdADR ECH CNV IN 39,450$267.0K0.1%+9,450NewHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT8,719$270.0K0.1%−7−0.1%Reduced–
GEGeneral Electric CoCOM2,961$271.0K0.1%+2,961NewHistory
iShares U.S. Regional Banks ETF464288778ETF4,618$272.0K0.1%+10.0%Added–
LMTLockheed Martin CorpStock623$275.0K0.1%+5+0.8%AddedHistory
PMDPsychemedics CorpCOM NEW40,001$276.0K0.1%−1,457−3.5%ReducedHistory
PODDInsulet CorpStock1,040$277.0K0.1%+1,040NewHistory
BCSBarclays PLCADR35,000$277.0K0.1%+5,000+16.7%AddedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS3,055$280.0K0.1%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,234$281.0K0.1%+202+19.6%Added–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,155$284.0K0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A11,615$286.0K0.1%−1,075−8.5%ReducedHistory
DUKDuke Energy CORPStock2,570$287.0K0.1%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF2,255$289.0K0.1%00.0%Unchanged–
BGRBlackRock Energy & Resources TrustCOM25,401$295.0K0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock1,629$298.0K0.1%+1+0.1%AddedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF5,104$298.0K0.1%00.0%Unchanged–
DVAXDynavax Technologies CorpCOM NEW27,500$298.0K0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock2,550$300.0K0.1%−75−2.9%ReducedHistory
EPDEnterprise Products Partners L.P.Stock12,253$316.0K0.1%00.0%UnchangedHistory
CSXCSX CorpStock8,646$324.0K0.2%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock2,105$333.0K0.2%−225−9.7%ReducedHistory
UNPUnion Pacific CorpStock1,223$334.0K0.2%+40+3.4%AddedHistory
DVNDevon Energy CorpStock5,750$340.0K0.2%+5,750NewHistory
WFCWells Fargo & CompanyStock7,074$343.0K0.2%+425+6.4%AddedHistory
UPSUnited Parcel Service IncStock1,622$348.0K0.2%+133+8.9%AddedHistory
AVGOBroadcom Inc.Stock554$349.0K0.2%+11+2.0%AddedHistory
CHDChurch & Dwight Co IncCOM3,508$349.0K0.2%+2+0.1%AddedHistory
NVTAInvitae CorpCOM44,105$352.0K0.2%−13,050−22.8%ReducedHistory
MRNAModerna, Inc.Stock2,071$357.0K0.2%−250−10.8%ReducedHistory
MOAltria Group, Inc.Stock6,825$357.0K0.2%+350+5.4%AddedHistory
PCTPureCycle Technologies, Inc.COM44,750$358.0K0.2%+28,500+175.4%AddedHistory
SCYXScynexis IncCOM NEW92,050$360.0K0.2%+4,250+4.8%AddedHistory
DALDelta Air Lines, Inc.COM NEW9,125$361.0K0.2%+25+0.3%AddedHistory
CBChubb LtdStock1,704$365.0K0.2%+155+10.0%AddedHistory
ARK Innovation ETF00214Q104ETF5,511$365.0K0.2%−171−3.0%Reduced–
DHRDanaher CorpStock1,266$371.0K0.2%−10−0.8%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT28,130$372.0K0.2%+40+0.1%AddedHistory
FFord Motor CoStock22,194$375.0K0.2%+4,436+25.0%AddedHistory
TSCOTractor Supply CoCOM1,615$377.0K0.2%+115+7.7%AddedHistory
HONHoneywell International IncCOM1,942$378.0K0.2%+50+2.6%AddedHistory
NLYAnnaly Capital Management IncCOM53,642$378.0K0.2%−1,858−3.3%ReducedHistory
LNGCheniere Energy, Inc.COM NEW2,750$381.0K0.2%00.0%UnchangedHistory
YETIYETI Holdings, Inc.COM6,370$382.0K0.2%00.0%UnchangedHistory
PIImpinj IncCOM6,025$383.0K0.2%−3,150−34.3%ReducedHistory
MUMicron Technology IncStock4,965$387.0K0.2%+40+0.8%AddedHistory
WTRGEssential Utilities, Inc.COM7,583$388.0K0.2%+10.0%AddedHistory
STKLSunOpta Inc.COM77,200$388.0K0.2%+3,150+4.3%AddedHistory
Vanguard Information Technology ETF92204A702ETF952$397.0K0.2%−40−4.0%Reduced–

Sold out since Q4 2021 (22)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
INDIindie Semiconductor, Inc.CLASS A COM181,121$2.17M0.9%History
OGNOrganon & Co.Stock43,827$1.33M0.6%History
AWKAmerican Water Works Company, Inc.Stock3,595$679.0K0.3%History
NFLXNetflix IncStock970$584.0K0.2%History
ARK ETF Tr00214Q302GENOMIC REV ETF6,552$401.0K0.2%–
SOFISoFi Technologies, Inc.Stock25,165$398.0K0.2%History
ARK Next Generation Technology ETF00214Q401ETF3,114$369.0K0.2%–
Southern Co842587602UNIT 08/01/20226,650$357.0K0.1%–
COINCoinbase Global, Inc.COM CL A1,357$342.0K0.1%History
MRVLMarvell Technology, Inc.COM3,600$315.0K0.1%History
BDSIBiodelivery Sciences International IncCOM100,300$311.0K0.1%History
GEGeneral Electric CoStock3,211$303.0K0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF2,825$249.0K0.1%–
NTLAIntellia Therapeutics, Inc.COM2,000$236.0K0.1%History
QDELQuidelOrtho CorpCOM1,750$236.0K0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF2,552$224.0K0.1%–
MELIMercadolibre IncCOM160$216.0K0.1%History
BEAMBeam Therapeutics Inc.COM2,700$215.0K0.1%History
Essential Utils Inc29670G201UNIT 04/30/20223,200$209.0K0.1%–
AMNAmn Healthcare Services IncCOM1,700$208.0K0.1%History
B Riley Principal 150 Merger05601V103COM CL A19,300$195.0K0.1%–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS21,000$175.0K0.1%History