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Livermore
Livermore
ZHEN

CoreCap Advisors, LLC

SEC CIK
0001902501
Latest filing
Jul 6, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Jan 16, 2024. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
551
−23 vs. Q2 2023
Portfolio value
$1.39B
−$16.5M (−1.2%) vs. Q2 2023
Filed
Jan 16, 2024
SEC
Holdings of CoreCap Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SCCOSouthern Copper CorpStock24,586$1.85M0.1%+2,332+10.5%AddedHistory
ADBEAdobe Inc.Stock3,665$1.87M0.1%+2,688+275.1%AddedHistory
ARESAres Management CorpCL A COM STK18,295$1.88M0.1%−299−1.6%ReducedHistory
iShares Tr464288687PFD AND INCM SEC62,481$1.88M0.1%+46,725+296.6%Added–
MOAltria Group, Inc.Stock45,377$1.91M0.1%−1,688−3.6%ReducedHistory
TJXTJX Companies IncStock21,480$1.91M0.1%+361+1.7%AddedHistory
IRMIron Mountain IncCOM32,247$1.92M0.1%−2,143−6.2%ReducedHistory
DISWalt Disney CoStock23,978$1.94M0.1%−429−1.8%ReducedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF10,223$2.00M0.1%+1,874+22.4%Added–
iShares Tr464287861EUROPE ETF42,170$2.01M0.1%−20,186−32.4%Reduced–
PEPPepsiCo IncStock11,887$2.01M0.1%+389+3.4%AddedHistory
iShares Inc46434G764MSCI EMRG CHN40,891$2.04M0.1%−317−0.8%Reduced–
VanEck ETF Trust92189H748CLO ETF39,290$2.05M0.1%−20,700−34.5%Reduced–
iShares Inc46434G822MSCI JAPAN ETF34,021$2.05M0.1%−1,636−4.6%Reduced–
HOMBHome Bancshares IncCOM97,974$2.05M0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock75,275$2.06M0.1%+1,813+2.5%AddedHistory
XOMExxonMobil Holdings CorpCOM17,580$2.07M0.1%−1,032−5.5%ReducedHistory
AFLAflac IncStock27,366$2.10M0.2%+1,351+5.2%AddedHistory
KOCoca Cola CoStock38,449$2.15M0.2%+379+1.0%AddedHistory
Invesco Nasdaq 100 ETF46138G649ETF14,731$2.17M0.2%−34,745−70.2%Reduced–
TGTTarget CorpStock19,855$2.20M0.2%+1,604+8.8%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF30,550$2.21M0.2%+7,136+30.5%Added–
QCOMQualcomm IncStock20,031$2.22M0.2%+1,874+10.3%AddedHistory
MRKMerck & Co., Inc.Stock21,638$2.23M0.2%−8,892−29.1%ReducedHistory
BXBlackstone Inc.COM20,854$2.23M0.2%−334−1.6%ReducedHistory
First Tr Exchange-Traded Alp33735K108COM SHS23,142$2.24M0.2%+2,297+11.0%Added–
JNJJohnson & JohnsonStock14,514$2.26M0.2%+160+1.1%AddedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF72,904$2.28M0.2%−29,375−28.7%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF12,102$2.29M0.2%+543+4.7%Added–
Goldman Sachs ETF Tr381430529ACCES TREASURY22,986$2.30M0.2%+1,035+4.7%Added–
iShares Tr464287721U.S. TECH ETF22,177$2.33M0.2%−965−4.2%Reduced–
FDXFedEx CorpStock8,839$2.34M0.2%−1,394−13.6%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF33,109$2.34M0.2%−3,865−10.5%Reduced–
WMTWalmart Inc.Stock15,044$2.41M0.2%+4,662+44.9%AddedHistory
iShares Tr464288877EAFE VALUE ETF49,698$2.43M0.2%+6,186+14.2%Added–
GOOGAlphabet Inc.Stock18,482$2.44M0.2%+1,089+6.3%AddedHistory
Innovator ETFs Trust45782C573US EQTY PWR BUF74,855$2.47M0.2%−2,669−3.4%Reduced–
IBMInternational Business Machines CorpStock18,160$2.55M0.2%−234−1.3%ReducedHistory
AMATApplied Materials IncStock18,415$2.55M0.2%−1,542−7.7%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT18,063$2.56M0.2%−1,452−7.4%Reduced–
Vanguard Health Care ETF92204A504ETF10,887$2.56M0.2%+374+3.6%Added–
AXPAmerican Express CoStock17,376$2.59M0.2%+5,312+44.0%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF33,174$2.61M0.2%+28,116+555.9%Added–
iShares Tr4642874571 3 YR TREAS BD32,223$2.61M0.2%−25,468−44.1%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM355,583$2.62M0.2%−11,740−3.2%ReducedHistory
Goldman Sachs ETF Tr381430602ACTIVEBETA US47,082$2.63M0.2%+3,140+7.1%Added–
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT66,552$2.64M0.2%+3,905+6.2%Added–
COSTCostco Wholesale CorpStock4,681$2.64M0.2%+217+4.9%AddedHistory
Vanguard Utilities ETF92204A876ETF21,208$2.70M0.2%+820+4.0%Added–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF83,918$2.72M0.2%+45,482+118.3%Added–
Innovator ETFs Trust45782C318US EQTY PWR BUF92,952$2.74M0.2%+273+0.3%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF38,347$2.77M0.2%−25,344−39.8%Reduced–
NFLXNetflix IncStock7,504$2.83M0.2%+2,944+64.6%AddedHistory
DTEDte Energy CoCOM28,908$2.87M0.2%−1,046−3.5%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF33,373$2.88M0.2%+1,137+3.5%Added–
iShares Tr4642874407-10 YR TRSY BD31,822$2.91M0.2%+18,433+137.7%Added–
HSYHershey CoCOM14,574$2.92M0.2%+909+6.7%AddedHistory
SPDR Index Shs FDS78463X202ST STR EU 50 ETF70,234$2.95M0.2%+40,928+139.7%Added–
Innovator ETFs Trust45782C383US EQTY PWR BUF88,558$2.97M0.2%−5,560−5.9%Reduced–
iShares Russell 2000 ETF464287655ETF17,275$3.05M0.2%−4,989−22.4%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF30,121$3.05M0.2%+24,558+441.5%Added–
LLYEli Lilly & CoStock5,776$3.10M0.2%+2,705+88.1%AddedHistory
JPMJPMorgan Chase & CoStock21,694$3.15M0.2%−540−2.4%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF92,912$3.16M0.2%+31,097+50.3%Added–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM280,453$3.24M0.2%−28,555−9.2%ReducedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT83,707$3.25M0.2%+64,648+339.2%Added–
LMTLockheed Martin CorpStock8,033$3.29M0.2%+247+3.2%AddedHistory
First Tr Exchng Traded FD VI33740F862FT VEST US EQT88,574$3.31M0.2%+68,263+336.1%Added–
First Tr Exchng Traded FD VI33740F763FT VEST US EQT84,976$3.31M0.2%+65,974+347.2%Added–
First Tr Exchng Traded FD VI33740F748FT VEST US EQT86,575$3.32M0.2%+67,293+349.0%Added–
THWabrdn World Healthcare FundBEN INT SHS287,645$3.37M0.2%−9,890−3.3%ReducedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF97,656$3.40M0.2%−876−0.9%Reduced–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME123,382$3.54M0.3%+9,313+8.2%Added–
MCDMcDonalds CorpStock13,506$3.56M0.3%+145+1.1%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF27,014$3.56M0.3%−1,018−3.6%Reduced–
SPDR Series Trust78464A763ST STR SP DIV31,175$3.59M0.3%−2,564−7.6%Reduced–
AVGOBroadcom Inc.Stock4,348$3.61M0.3%+941+27.6%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF110,215$3.66M0.3%+79,642+260.5%Added–
iShares Tr46435G425ESG AWR MSCI USA40,514$3.80M0.3%−339−0.8%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF23,976$3.86M0.3%−5,514−18.7%Reduced–
VanEck Morningstar Wide Moat ETF92189F643ETF51,958$3.94M0.3%+35,813+221.8%Added–
Vanguard Energy ETF92204A306ETF31,527$4.00M0.3%−402−1.3%Reduced–
Innovator ETFs Trust45782C680US EQTY PWR BF129,575$4.02M0.3%+53,679+70.7%Added–
Vanguard BD Index FDS921937793LONG TERM BOND60,541$4.06M0.3%+1,626+2.8%Added–
Flexshares Tr33939L670CRE SLCT BD FD191,808$4.06M0.3%−747−0.4%Reduced–
SPDR Series Trust78468R523ST STR BL 12 ETF41,109$4.09M0.3%+1,904+4.9%Added–
DJPBarclays Bank PLCDJUBS CMDT ETN36127,856$4.11M0.3%+3,045+2.4%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD276,742$4.14M0.3%+139,552+101.7%Added–
iShares Tr464288281JPMORGAN USD EMG50,619$4.18M0.3%−6,343−11.1%Reduced–
Flexshares Tr33939L407MORNSTAR UPSTR103,984$4.21M0.3%+3,164+3.1%Added–
Innovator ETFs Trust45782C813US EQTY PWR BUF130,687$4.40M0.3%+18,421+16.4%Added–
PGProcter & Gamble CoStock30,435$4.44M0.3%+2,776+10.0%AddedHistory
METAMeta Platforms, Inc.Stock14,861$4.46M0.3%−2,427−14.0%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD97,890$4.71M0.3%+6,623+7.3%Added–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF176,304$5.10M0.4%+75,821+75.5%Added–
GLDSPDR Gold TrustETF30,774$5.28M0.4%−31,039−50.2%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF81,650$5.35M0.4%−10,569−11.5%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF53,346$5.44M0.4%+693+1.3%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF149,566$5.86M0.4%+4,998+3.5%Added–
iShares Tr464287341GLOBAL ENERG ETF144,676$5.97M0.4%+4,341+3.1%Added–

Sold out since Q2 2023 (60)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of CoreCap Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF47,761$2.22M0.2%–
SPDR Series Trust78468R606ST PORT HIGH ETF87,555$2.00M0.1%–
iShares Tr464287119MORNINGSTAR GRWT27,515$1.72M0.1%–
ASMLASML Holding NVADR1,916$1.39M0.1%History
ALGNAlign Technology IncCOM3,724$1.32M0.1%History
WYNNWynn Resorts LtdCOM10,565$1.12M0.1%History
Schwab Strategic Tr808524862SHT TM US TRES21,518$1.03M0.1%–
Flexshares Tr33939L662HIG YLD VL ETF25,343$1.02M0.1%–
ULTAUlta Beauty, Inc.Stock2,151$1.01M0.1%History
MELIMercadolibre IncCOM830$983.2K0.1%History
iShares Tr46435G474FALN ANGLS USD38,437$975.2K0.1%–
First Trust Cloud Computing ETF33734X192ETF10,745$816.0K0.1%–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT14,789$799.8K0.1%–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF32,734$788.6K0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH6,746$730.7K0.1%–
iShares MSCI Eafe ETF464287465ETF9,156$663.8K<0.1%–
iShares Tr46435G326CORE MSCI INTL10,771$658.3K<0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX35,233$551.0K<0.1%–
DHIHorton D R IncCOM4,489$546.3K<0.1%History
CPRTCopart IncCOM5,989$546.3K<0.1%History
GILDGilead Sciences, Inc.Stock6,861$528.7K<0.1%History
iShares Tr464287697U.S. UTILITS ETF6,197$506.6K<0.1%–
iShares Tr464288513IBOXX HI YD ETF6,681$501.5K<0.1%–
WSBCWesbanco IncCOM17,488$447.9K<0.1%History
PANWPalo Alto Networks IncStock1,683$430.0K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,327$426.0K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF3,178$422.8K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF9,832$389.0K<0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,165$347.2K<0.1%–
iShares Tr464287713US TELECOM ETF15,146$334.7K<0.1%–
MLMMartin Marietta Materials IncCOM722$333.3K<0.1%History
TKRTimken CoCOM3,528$322.9K<0.1%History
ACNAccenture plcStock909$280.5K<0.1%History
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM19,750$274.3K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD2,951$269.1K<0.1%–
iShares Tr46428865310-20 YR TRS ETF2,384$264.1K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG9,310$258.5K<0.1%–
iShares Tr464288273EAFE SML CP ETF4,370$257.7K<0.1%–
GISGeneral Mills IncStock3,327$255.2K<0.1%History
ALGMAllegro Microsystems, Inc.COM5,134$231.7K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ3,535$227.6K<0.1%–
ALBAlbemarle CorpStock1,007$224.7K<0.1%History
iShares Tr46435U663ESG AWARE MSCI6,318$224.4K<0.1%–
MPWRMonolithic Power Systems, Inc.COM404$218.1K<0.1%History
ENBEnbridge IncStock5,841$217.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock1,590$216.2K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM3,983$215.3K<0.1%History
RMBSRambus IncCOM3,344$214.6K<0.1%History
LSCCLattice Semiconductor CorpCOM2,206$211.9K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,596$207.1K<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN7,164$203.3K<0.1%–
BROBrown & Brown, Inc.Stock2,940$202.4K<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM14,913$200.4K<0.1%History
First Tr Exchange-Traded FD33738D846FT VEST DJIA10,045$199.8K<0.1%–
PCNPIMCO Corporate & Income Strategy FundCOM13,480$176.7K<0.1%History
JGHNuveen Global High Income FundSHS11,975$133.8K<0.1%History
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,100$131.9K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock10,502$131.7K<0.1%History
First Tr MLP & Energy Incom33739B104COM15,600$120.3K<0.1%–
HLGNHeliogen, Inc.COM NEW24,442$5.99K<0.1%History