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Livermore
Livermore
ZHEN

CoreCap Advisors, LLC

SEC CIK
0001902501
Latest filing
Jul 6, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Jan 16, 2024. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
551
−23 vs. Q2 2023
Portfolio value
$1.39B
−$16.5M (−1.2%) vs. Q2 2023
Filed
Jan 16, 2024
SEC
Holdings of CoreCap Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZOMDFZomedica Corp.COM17,513$2.93K<0.1%−20,000−53.3%ReducedHistory
GAUGaliano Gold Inc.COM30,000$17.7K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/025,000$24.8K<0.1%00.0%Unchanged–
SNDLSNDL Inc.COM13,758$26.1K<0.1%00.0%UnchangedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW10,230$31.5K<0.1%+10,230NewHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM16,863$43.7K<0.1%−4,000−19.2%ReducedHistory
GABGabelli Equity Trust IncCOM10,633$54.5K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM23,200$56.8K<0.1%+2,500+12.1%AddedHistory
OXLCOxford Lane Capital Corp.COM11,459$57.2K<0.1%+11,459NewHistory
NCZVirtus Convertible & Income Fund IICOM24,429$67.4K<0.1%00.0%UnchangedHistory
ZTRVirtus Total Return Fund Inc.COM14,473$69.5K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS18,200$92.1K<0.1%00.0%UnchangedHistory
PFLPIMCO Income Strategy FundCOM12,430$95.3K<0.1%−4,000−24.3%ReducedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM19,690$97.1K<0.1%+400+2.1%AddedHistory
CGOCalamos Global Total Return FundCOM SH BEN INT11,243$98.4K<0.1%+100+0.9%AddedHistory
RUMRUM Group Inc.Stock19,405$99.0K<0.1%+6,000+44.8%AddedHistory
HBANHuntington Bancshares IncCOM10,249$106.6K<0.1%+10,249NewHistory
JPCNuveen Preferred & Income Opportunities FundCOM17,029$107.8K<0.1%00.0%UnchangedHistory
AVKAdvent Convertible & Income FundCOM10,550$110.7K<0.1%+10,550NewHistory
PCMPCM Fund, Inc.COM12,465$110.9K<0.1%00.0%UnchangedHistory
RIVRivernorth Opportunities Fund, Inc.COM10,825$113.8K<0.1%00.0%UnchangedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM14,400$113.9K<0.1%00.0%UnchangedHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM16,500$114.7K<0.1%−2,500−13.2%ReducedHistory
CHWCalamos Global Dynamic Income FundCOM20,810$115.3K<0.1%−4,500−17.8%ReducedHistory
VVRInvesco Senior Income TrustCOM29,500$115.6K<0.1%+3,000+11.3%AddedHistory
ECCEagle Point Credit CoCOM11,700$118.8K<0.1%+11,700NewHistory
FOFCohen & Steers Closed-End Opportunity Fund, Inc.COM12,620$130.2K<0.1%+2,500+24.7%AddedHistory
NCVVirtus Convertible & Income FundCOM42,150$131.1K<0.1%+3,000+7.7%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM14,270$149.6K<0.1%−4,650−24.6%ReducedHistory
Entrepreneurshares Series Tr293828885ERSHARES NEXTGEN12,894$151.2K<0.1%+12,894New–
KEYKeycorpCOM14,427$155.2K<0.1%−14−0.1%ReducedHistory
MFVMFS Special Value TrustSH BEN INT40,220$156.9K<0.1%−9,900−19.8%ReducedHistory
GUTGabelli Utility TrustCOM29,895$158.4K<0.1%−1,350−4.3%ReducedHistory
PHKPIMCO High Income FundCOM SHS35,955$158.9K<0.1%−16,700−31.7%ReducedHistory
AFTApollo Senior Floating Rate Fund Inc.COM12,000$161.3K<0.1%+12,000NewHistory
JRINuveen Real Asset Income & Growth FundCOM15,281$162.3K<0.1%00.0%UnchangedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM13,310$168.5K<0.1%00.0%UnchangedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM21,099$169.8K<0.1%−1,092−4.9%ReducedHistory
DNPDNP Select Income Fund IncCOM17,951$170.9K<0.1%−2,021−10.1%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT16,340$172.2K<0.1%+2,940+21.9%AddedHistory
ACPabrdn Income Credit Strategies FundCOM26,785$182.1K<0.1%+7,700+40.3%AddedHistory
NADNuveen Quality Municipal Income FundCOM19,312$195.8K<0.1%−93−0.5%ReducedHistory
VLOValero Energy CorpStock1,412$200.1K<0.1%+1,412NewHistory
GMGeneral Motors CoCOM6,079$200.4K<0.1%−384−5.9%ReducedHistory
CVSCVS Health CorpStock2,871$200.4K<0.1%+2,871NewHistory
CLXClorox CoStock1,532$200.8K<0.1%+33+2.2%AddedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY8,553$201.0K<0.1%−107−1.2%Reduced–
iShares Tr464288760US AER DEF ETF1,903$201.7K<0.1%−950−33.3%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,660$202.1K<0.1%+2,660New–
FTFFranklin Ltd Duration Income TrustCOM33,247$202.5K<0.1%00.0%UnchangedHistory
SYYSysco CorpStock3,126$206.5K<0.1%+54+1.8%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM252$207.4K<0.1%−30−10.6%ReducedHistory
DALDelta Air Lines, Inc.COM NEW5,621$208.0K<0.1%−1,248−18.2%ReducedHistory
FCXFreeport-McMoran IncStock5,585$208.3K<0.1%−645−10.4%ReducedHistory
WMWaste Management IncStock1,368$208.5K<0.1%+1,368NewHistory
WPMWheaton Precious Metals Corp.COM5,155$209.0K<0.1%−283−5.2%ReducedHistory
LRCXLam Research CorpCOM334$209.3K<0.1%+334NewHistory
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM13,515$210.0K<0.1%+1,050+8.4%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,074$210.2K<0.1%−70−6.1%Reduced–
AMNAmn Healthcare Services IncCOM2,470$210.4K<0.1%+412+20.0%AddedHistory
iShares Tr46436E759ESG EAFE ETF3,750$214.1K<0.1%−74−1.9%Reduced–
FNVFranco Nevada CorpStock1,606$214.4K<0.1%−91−5.4%ReducedHistory
HALHalliburton CoStock5,301$214.7K<0.1%+5,301NewHistory
Schwab US Tips ETF808524870ETF4,262$215.2K<0.1%−2,418−36.2%Reduced–
CPBCAMPBELL'S CoCOM5,250$215.7K<0.1%+253+5.1%AddedHistory
NOCNorthrop Grumman CorpStock495$217.9K<0.1%−28−5.4%ReducedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF8,936$218.6K<0.1%−67,312−88.3%Reduced–
ELFe.l.f. Beauty, Inc.COM1,997$219.3K<0.1%−303−13.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF10,494$220.3K<0.1%−3,147−23.1%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F4,120$220.5K<0.1%−594−12.6%Reduced–
IMVTImmunovant, Inc.COM5,760$221.1K<0.1%−9,652−62.6%ReducedHistory
OXYOccidental Petroleum CorpStock3,416$221.6K<0.1%+3,416NewHistory
SCHWSchwab Charles CorpStock4,083$224.1K<0.1%−29,694−87.9%ReducedHistory
GSGoldman Sachs Group IncStock696$225.4K<0.1%−3−0.4%ReducedHistory
WisdomTree Tr97717W505US MIDCAP DIVID5,535$226.7K<0.1%−175−3.1%Reduced–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF11,957$228.5K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C524INTRNL DEV JAN8,263$230.2K<0.1%00.0%Unchanged–
iShares Tr464287580US CONSUM DISCRE3,439$230.2K<0.1%−1,025−23.0%Reduced–
iShares Tr464287812US CONSM STAPLES1,236$230.6K<0.1%−6,369−83.7%Reduced–
AXONAxon Enterprise, Inc.COM1,160$230.8K<0.1%−51−4.2%ReducedHistory
Fidelity Covington Trust316092832DIVID ETF RISI5,843$232.4K<0.1%+1,013+21.0%Added–
Flexshares Tr33939L779DISCP DUR MBS11,863$234.1K<0.1%+1,298+12.3%Added–
KELYAKelly Services IncCL A12,874$234.2K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT2,890$236.7K<0.1%−200−6.5%ReducedHistory
SMCISuper Micro Computer, Inc.COM864$236.9K<0.1%+864NewHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,365$238.7K<0.1%−1,024−30.2%Reduced–
SNPSSynopsys IncCOM525$241.0K<0.1%−2,788−84.2%ReducedHistory
AGYSAgilysys IncCOM3,656$241.9K<0.1%−1,034−22.0%ReducedHistory
WisdomTree Tr97717X511YIELD ENHANCD US5,830$242.0K<0.1%−29−0.5%Reduced–
ADMArcher-Daniels-Midland CoStock3,209$242.0K<0.1%−183−5.4%ReducedHistory
WisdomTree Tr97717W109US TOTAL DIVIDND4,041$243.1K<0.1%−1,277−24.0%Reduced–
VRTXVertex Pharmaceuticals IncStock700$243.4K<0.1%+700NewHistory
AIFApollo Tactical Income Fund Inc.COM18,300$244.7K<0.1%+6,900+60.5%AddedHistory
WRBBerkley W R CorpCOM3,890$247.0K<0.1%−1,728−30.8%ReducedHistory
Flexshares Tr33939L506IBOXX 3R TARGT10,736$249.0K<0.1%−870−7.5%Reduced–
iShares Tr464287291GLOBAL TECH ETF4,318$249.8K<0.1%+208+5.1%Added–
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF8,642$255.3K<0.1%+8,642New–
ETEnergy Transfer LPCOM UT LTD PTN18,245$256.0K<0.1%−4,296−19.1%ReducedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP5,626$260.3K<0.1%−352−5.9%Reduced–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY11,738$263.9K<0.1%00.0%Unchanged–

Sold out since Q2 2023 (60)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of CoreCap Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF47,761$2.22M0.2%–
SPDR Series Trust78468R606ST PORT HIGH ETF87,555$2.00M0.1%–
iShares Tr464287119MORNINGSTAR GRWT27,515$1.72M0.1%–
ASMLASML Holding NVADR1,916$1.39M0.1%History
ALGNAlign Technology IncCOM3,724$1.32M0.1%History
WYNNWynn Resorts LtdCOM10,565$1.12M0.1%History
Schwab Strategic Tr808524862SHT TM US TRES21,518$1.03M0.1%–
Flexshares Tr33939L662HIG YLD VL ETF25,343$1.02M0.1%–
ULTAUlta Beauty, Inc.Stock2,151$1.01M0.1%History
MELIMercadolibre IncCOM830$983.2K0.1%History
iShares Tr46435G474FALN ANGLS USD38,437$975.2K0.1%–
First Trust Cloud Computing ETF33734X192ETF10,745$816.0K0.1%–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT14,789$799.8K0.1%–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF32,734$788.6K0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH6,746$730.7K0.1%–
iShares MSCI Eafe ETF464287465ETF9,156$663.8K<0.1%–
iShares Tr46435G326CORE MSCI INTL10,771$658.3K<0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX35,233$551.0K<0.1%–
DHIHorton D R IncCOM4,489$546.3K<0.1%History
CPRTCopart IncCOM5,989$546.3K<0.1%History
GILDGilead Sciences, Inc.Stock6,861$528.7K<0.1%History
iShares Tr464287697U.S. UTILITS ETF6,197$506.6K<0.1%–
iShares Tr464288513IBOXX HI YD ETF6,681$501.5K<0.1%–
WSBCWesbanco IncCOM17,488$447.9K<0.1%History
PANWPalo Alto Networks IncStock1,683$430.0K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,327$426.0K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF3,178$422.8K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF9,832$389.0K<0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,165$347.2K<0.1%–
iShares Tr464287713US TELECOM ETF15,146$334.7K<0.1%–
MLMMartin Marietta Materials IncCOM722$333.3K<0.1%History
TKRTimken CoCOM3,528$322.9K<0.1%History
ACNAccenture plcStock909$280.5K<0.1%History
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM19,750$274.3K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD2,951$269.1K<0.1%–
iShares Tr46428865310-20 YR TRS ETF2,384$264.1K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG9,310$258.5K<0.1%–
iShares Tr464288273EAFE SML CP ETF4,370$257.7K<0.1%–
GISGeneral Mills IncStock3,327$255.2K<0.1%History
ALGMAllegro Microsystems, Inc.COM5,134$231.7K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ3,535$227.6K<0.1%–
ALBAlbemarle CorpStock1,007$224.7K<0.1%History
iShares Tr46435U663ESG AWARE MSCI6,318$224.4K<0.1%–
MPWRMonolithic Power Systems, Inc.COM404$218.1K<0.1%History
ENBEnbridge IncStock5,841$217.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock1,590$216.2K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM3,983$215.3K<0.1%History
RMBSRambus IncCOM3,344$214.6K<0.1%History
LSCCLattice Semiconductor CorpCOM2,206$211.9K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,596$207.1K<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN7,164$203.3K<0.1%–
BROBrown & Brown, Inc.Stock2,940$202.4K<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM14,913$200.4K<0.1%History
First Tr Exchange-Traded FD33738D846FT VEST DJIA10,045$199.8K<0.1%–
PCNPIMCO Corporate & Income Strategy FundCOM13,480$176.7K<0.1%History
JGHNuveen Global High Income FundSHS11,975$133.8K<0.1%History
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,100$131.9K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock10,502$131.7K<0.1%History
First Tr MLP & Energy Incom33739B104COM15,600$120.3K<0.1%–
HLGNHeliogen, Inc.COM NEW24,442$5.99K<0.1%History