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Livermore
Livermore
ZHEN

CoreCap Advisors, LLC

SEC CIK
0001902501
Latest filing
Jul 6, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 29, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
550
−1,828 vs. Q4 2021
Portfolio value
$1.45B
−$46.9M (−3.1%) vs. Q4 2021
Filed
Apr 29, 2022
SEC
Holdings of CoreCap Advisors, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Great Panther MNG Ltd39115V101COM10,000$3.00K<0.1%00.0%Unchanged–
TLPHTalphera, Inc.COM36,000$10.0K<0.1%00.0%UnchangedHistory
GAUGaliano Gold Inc.COM30,000$17.0K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/025,000$26.0K<0.1%+25,000New–
ZOMDFZomedica Corp.COM79,843$27.0K<0.1%−3,600−4.3%ReducedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT12,610$67.0K<0.1%+1,800+16.7%AddedHistory
FCOAbrdn Global Income Fund, Inc.COM11,225$69.0K<0.1%+6,500+137.6%AddedHistory
The Valens Company Inc91914P603COM NEW41,269$71.0K<0.1%+27,770+205.7%Added–
JQCNuveen Credit Strategies Income FundCOM SHS12,000$74.0K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF12,950$76.0K<0.1%+5,100+65.0%AddedHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS11,165$83.0K<0.1%+2,725+32.3%AddedHistory
First Tr MLP & Energy Incom33739B104COM10,500$87.0K<0.1%+10,000+2,000.0%Added–
IHDVoya Emerging Markets High Dividend Equity FundCOM13,517$91.0K<0.1%+13,517NewHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM32,300$99.0K<0.1%−5,000−13.4%ReducedHistory
ZIVOZivo Bioscience, Inc.COM26,166$102.0K<0.1%00.0%UnchangedHistory
ANIXAnixa Biosciences IncCOM37,616$103.0K<0.1%+2,664+7.6%AddedHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS10,315$105.0K<0.1%+1,050+11.3%AddedHistory
GABGabelli Equity Trust IncCOM15,777$109.0K<0.1%−7,300−31.6%ReducedHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM16,770$110.0K<0.1%+6,600+64.9%AddedHistory
EDIVirtus Stone Harbor Emerging Markets Total Income FundCOM15,710$114.0K<0.1%+8,225+109.9%AddedHistory
MFVMFS Special Value TrustSH BEN INT18,945$120.0K<0.1%+1,525+8.8%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A13,240$122.0K<0.1%00.0%UnchangedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM12,445$123.0K<0.1%+3,990+47.2%AddedHistory
GLOClough Global Opportunities FundSH BEN INT13,034$123.0K<0.1%+1,000+8.3%AddedHistory
PMLPIMCO Municipal Income Fund IICOM12,660$146.0K<0.1%+1,110+9.6%AddedHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM17,500$148.0K<0.1%00.0%UnchangedHistory
PCMPCM Fund, Inc.COM14,615$149.0K<0.1%+4,185+40.1%AddedHistory
VLTInvesco High Income Trust IICOM12,188$151.0K<0.1%+186+1.5%AddedHistory
PFLPIMCO Income Strategy FundCOM14,855$152.0K<0.1%+6,110+69.9%AddedHistory
DNPDNP Select Income Fund IncCOM12,964$153.0K<0.1%+11,331+693.9%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM10,098$158.0K<0.1%+2,013+24.9%AddedHistory
ZTRVirtus Total Return Fund Inc.COM16,238$158.0K<0.1%+1,200+8.0%AddedHistory
FUNDSprott Focus Trust Inc.COM17,402$158.0K<0.1%+263+1.5%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM18,632$160.0K<0.1%−6,146−24.8%ReducedHistory
JGHNuveen Global High Income FundSHS11,975$171.0K<0.1%00.0%UnchangedHistory
Tenneco Inc880349105CL A VTG COM STK10,000$183.0K<0.1%00.0%Unchanged–
PCNPIMCO Corporate & Income Strategy FundCOM12,592$198.0K<0.1%+475+3.9%AddedHistory
iShares Tr46436E759ESG EAFE ETF3,285$200.0K<0.1%+298+10.0%Added–
TDGTransDigm Group INCCOM308$201.0K<0.1%+6+2.0%AddedHistory
GUTGabelli Utility TrustCOM28,300$202.0K<0.1%+28,300NewHistory
WisdomTree Tr97717X651US S CAP QTY DIV4,535$202.0K<0.1%−46−1.0%Reduced–
OKEONEOK IncCOM2,879$203.0K<0.1%+1,224+74.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 268,340$204.0K<0.1%+7,320+717.6%Added–
Innovator ETFs Trust45782C722INTRNL DEV JULY8,527$204.0K<0.1%+2,080+32.3%Added–
NCVVirtus Convertible & Income FundCOM40,500$204.0K<0.1%−1,700−4.0%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF922$205.0K<0.1%−39−4.1%Reduced–
CTSHCognizant Technology Solutions CorpCL A2,295$206.0K<0.1%−19,130−89.3%ReducedHistory
CMSCMS Energy CorpCOM2,950$206.0K<0.1%−748−20.2%ReducedHistory
PGRProgressive CorpStock1,814$207.0K<0.1%−180−9.0%ReducedHistory
SYYSysco CorpStock2,534$207.0K<0.1%−10−0.4%ReducedHistory
ARK Innovation ETF00214Q104ETF3,121$207.0K<0.1%−414−11.7%Reduced–
Innovator U.S. Equity Buffer ETF - October45782C771ETF6,144$209.0K<0.1%−1,322−17.7%Reduced–
KMIKinder Morgan, Inc.Stock11,055$209.0K<0.1%+260+2.4%AddedHistory
GSGoldman Sachs Group IncStock640$211.0K<0.1%−2,460−79.4%ReducedHistory
LINLinde PLCSHS661$211.0K<0.1%+202+44.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY8,660$212.0K<0.1%−2,500−22.4%Reduced–
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF1,943$213.0K<0.1%−196−9.2%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF7,105$214.0K<0.1%−53−0.7%Reduced–
NCZVirtus Convertible & Income Fund IICOM49,845$216.0K<0.1%−3,050−5.8%ReducedHistory
NOCNorthrop Grumman CorpStock486$217.0K<0.1%−52−9.7%ReducedHistory
MCKMcKesson CorpStock711$218.0K<0.1%+350+97.0%AddedHistory
IDXXIDEXX Laboratories IncCOM398$218.0K<0.1%−1,065−72.8%ReducedHistory
UBERUber Technologies, IncStock6,128$219.0K<0.1%−282−4.4%ReducedHistory
Fidelity Covington Trust316092782VLU FACTOR ETF4,316$219.0K<0.1%+899+26.3%Added–
ACNAccenture plcStock651$220.0K<0.1%+72+12.4%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,522$223.0K<0.1%−1,380−17.5%Reduced–
iShares Russell 1000 Value ETF464287598ETF1,343$223.0K<0.1%−111−7.6%Reduced–
iShares Tr464288646ISHS 1-5YR INVS4,305$223.0K<0.1%−1,676−28.0%Reduced–
TECHBIO-TECHNE CorpCOM518$224.0K<0.1%−698−57.4%ReducedHistory
DFSDiscover Financial ServicesCOM2,031$224.0K<0.1%−238−10.5%ReducedHistory
PSXPhillips 66Stock2,602$225.0K<0.1%+23+0.9%AddedHistory
Cambria ETF Tr132061508GLB MOMENT ETF6,984$225.0K<0.1%−769−9.9%Reduced–
DBX ETF Tr233051879XTRACK HRVST CSI6,836$226.0K<0.1%−822−10.7%Reduced–
First Tr Exchange Traded FD33738R118NASD TECH DIV3,844$227.0K<0.1%+1,220+46.5%Added–
CBChubb LtdStock1,066$228.0K<0.1%+226+26.9%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX1,432$228.0K<0.1%+1,370+2,209.7%Added–
WisdomTree Tr97717X263DYNAMIC INTL EQT7,420$228.0K<0.1%+15+0.2%Added–
FISVFiserv IncStock2,260$229.0K<0.1%00.0%UnchangedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF4,761$230.0K<0.1%−55,269−92.1%Reduced–
PHKPIMCO High Income FundCOM SHS39,853$230.0K<0.1%+21,063+112.1%AddedHistory
CLXClorox CoStock1,658$231.0K<0.1%−172−9.4%ReducedHistory
JRINuveen Real Asset Income & Growth FundCOM15,112$231.0K<0.1%+8,130+116.4%AddedHistory
WisdomTree Tr97717Y774INTK MLTIFACTR9,178$231.0K<0.1%+40.0%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,005$232.0K<0.1%−135−4.3%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF1,133$236.0K<0.1%00.0%Unchanged–
ADMArcher-Daniels-Midland CoStock2,641$238.0K<0.1%+772+41.3%AddedHistory
iShares Tr464287150CORE S&P TTL STK2,355$238.0K<0.1%−61−2.5%Reduced–
iShares Tr464288570ESG MSCI KLD ETF2,755$239.0K<0.1%+953+52.9%Added–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-307,096$240.0K<0.1%+7,096New–
iShares Tr46432F859CORE 1 5 YR USD4,975$241.0K<0.1%+2,024+68.6%Added–
iShares Inc464286509MSCI CDA ETF5,985$241.0K<0.1%−1,239−17.2%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF1,439$242.0K<0.1%−7,219−83.4%Reduced–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,287$242.0K<0.1%+1,860+54.3%Added–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,007$243.0K<0.1%+11+0.1%Added–
CZRCaesars Entertainment, Inc.COM3,153$244.0K<0.1%+903+40.1%AddedHistory
FTFFranklin Ltd Duration Income TrustCOM32,350$245.0K<0.1%+12,300+61.3%AddedHistory
DGDollar General CorpCOM1,109$247.0K<0.1%+132+13.5%AddedHistory
WELLWelltower Inc.REIT2,579$248.0K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH1,914$250.0K<0.1%−158−7.6%Reduced–
ISDPGIM High Yield Bond Fund, Inc.COM17,500$251.0K<0.1%+8,800+101.1%AddedHistory

Sold out since Q4 2021 (1,837)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 1,837 by value last quarter.

Positions of CoreCap Advisors, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Tr46434V878ULTRA SHORT DUR286,490$14.4M1.0%–
VXXBarclays Bank PLCETF496,461$9.20M0.6%History
Kraneshares Tr500767736QUADRTC INT RT179,555$4.82M0.3%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT11,535$2.43M0.2%–
CDNSCadence Design Systems IncStock8,526$1.59M0.1%History
Nushares ETF Tr67092P706NUVEEN SHRT TERM35,823$1.46M0.1%–
ISRGIntuitive Surgical IncCOM NEW3,932$1.41M0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH26,000$1.38M0.1%–
HOLXHologic IncCOM16,263$1.25M0.1%History
ORLYO Reilly Automotive IncStock1,755$1.24M0.1%History
VRSKVerisk Analytics, Inc.COM5,360$1.23M0.1%History
ALGNAlign Technology IncCOM1,682$1.10M0.1%History
First Tr Exchange-Traded FD33738R829NASDAQ RETAIL30,162$1.10M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF12,811$1.08M0.1%–
J P Morgan Exchange Traded F46641Q886DIVERSFED RTRN9,912$946.0K0.1%–
EPAMEPAM Systems, Inc.COM1,378$921.0K0.1%History
DXCMDexcom IncCOM1,686$905.0K0.1%History
XLNXXilinx IncCOM4,236$898.0K0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK30,861$862.0K0.1%–
ALBAlbemarle CorpStock3,472$812.0K0.1%History
MROMarathon Oil CorpCOM47,638$782.0K0.1%History
ITGartner IncCOM2,289$765.0K0.1%History
Amplify Blockchain Technology ETF032108607ETF18,795$755.0K0.1%–
JCIJohnson Controls International plcStock8,977$730.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM1,365$640.0K<0.1%History
OMCLOmnicell, Inc.COM3,445$622.0K<0.1%History
TROWPrice T Rowe Group IncStock3,073$604.0K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,923$604.0K<0.1%History
SPGIS&P Global Inc.Stock1,242$586.0K<0.1%History
PHMPultegroup IncCOM10,155$580.0K<0.1%History
KKRKKR & Co. Inc.COM7,455$555.0K<0.1%History
DGXQuest Diagnostics IncCOM3,196$553.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock4,790$551.0K<0.1%History
ARESAres Management CorpCL A COM STK6,603$537.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM3,550$535.0K<0.1%History
EAElectronic Arts Inc.COM4,045$534.0K<0.1%History
STORStore Capital LLCCOM15,396$530.0K<0.1%History
LFUSLittelfuse IncCOM1,632$514.0K<0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET17,784$490.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock3,129$485.0K<0.1%History
RVTYRevvity, Inc.COM2,402$483.0K<0.1%History
DHRDanaher CorpStock1,465$482.0K<0.1%History
XYLXylem Inc.COM4,008$481.0K<0.1%History
BRKRBruker CorpCOM5,669$476.0K<0.1%History
CDWCDW CorpCOM2,284$468.0K<0.1%History
SIVBSVB Financial GroupCOM624$423.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM15,804$408.0K<0.1%History
KEYSKeysight Technologies, Inc.Stock1,970$407.0K<0.1%History
ZTSZoetis Inc.Stock1,603$391.0K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF4,132$383.0K<0.1%–
CIENCiena CorpCOM NEW4,573$352.0K<0.1%History
ASMLASML Holding NVADR433$345.0K<0.1%History
DPZDominos Pizza IncCOM585$331.0K<0.1%History
ZBRAZebra Technologies CorpCL A546$325.0K<0.1%History
EWEdwards Lifesciences CorpStock2,438$316.0K<0.1%History
TSCOTractor Supply CoCOM1,273$304.0K<0.1%History
MNSTMonster Beverage CorpCOM3,035$291.0K<0.1%History
DOCUDocuSign, Inc.Stock1,887$287.0K<0.1%History
TWTradeweb Markets Inc.Stock2,791$279.0K<0.1%History
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM10,394$279.0K<0.1%History
iShares Tr464288257MSCI ACWI ETF2,594$274.0K<0.1%–
OXYOccidental Petroleum CorpStock9,165$266.0K<0.1%History
TPRTapestry, Inc.COM6,452$262.0K<0.1%History
MAMastercard IncStock696$250.0K<0.1%History
Global X FDS37954Y657US PFD ETF9,706$250.0K<0.1%–
FOFCohen & Steers Closed-End Opportunity Fund, Inc.COM16,248$240.0K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF2,126$238.0K<0.1%–
ROKURoku, IncCOM CL A1,033$236.0K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,451$229.0K<0.1%–
STZConstellation Brands, Inc.Stock903$227.0K<0.1%History
CCitigroup IncStock3,633$219.0K<0.1%History
MRNAModerna, Inc.Stock859$218.0K<0.1%History
AONAon plcCL A721$217.0K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW1,432$216.0K<0.1%History
ADCAgree Realty CorpCOM3,013$215.0K<0.1%History
MMacy's, Inc.COM8,206$215.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,320$212.0K<0.1%–
NEOGNeogen CorpCOM4,620$210.0K<0.1%History
HUMHumana IncStock447$207.0K<0.1%History
BITBlackRock Multi-Sector Income TrustCOM11,350$206.0K<0.1%History
MASIMasimo CorpCOM701$205.0K<0.1%History
ADSKAutodesk, Inc.COM722$203.0K<0.1%History
MRVLMarvell Technology, Inc.COM2,310$202.0K<0.1%History
USBUS Bancorp DECOM NEW3,558$200.0K<0.1%History
PINSPinterest, Inc.CL A5,507$200.0K<0.1%History
COINCoinbase Global, Inc.COM CL A784$198.0K<0.1%History
DBX ETF Tr233051481XTRA RU 1000 ETF4,093$198.0K<0.1%–
Vanguard World FD921910840MEGA CAP VAL ETF1,826$195.0K<0.1%–
MPWRMonolithic Power Systems, Inc.COM386$191.0K<0.1%History
AXONAxon Enterprise, Inc.COM1,196$188.0K<0.1%History
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT3,700$185.0K<0.1%History
OHIOmega Healthcare Investors IncCOM6,226$184.0K<0.1%History
GISGeneral Mills IncStock2,692$181.0K<0.1%History
TEAMAtlassian CorpCL A474$181.0K<0.1%History
CARRCarrier Global CorpStock3,310$180.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY7,275$179.0K<0.1%–
NVSNovartis AGADR2,038$178.0K<0.1%History
SPDR Series Trust78464A128ST STR SP1500VT1,139$177.0K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM7,185$176.0K<0.1%History
AMTAmerican Tower CorpREIT595$174.0K<0.1%History