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Livermore
Livermore
ZHEN

Kim, LLC

SEC CIK
0001888968
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
406
−41 vs. Q2 2023
Portfolio value
$989.4M
−$179.5M (−15.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Kim, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Redwoods Acquisition Corp758083125RIGHT 03/15/2027399,999$56.0K<0.1%−10.0%Reduced–
Spring Valley Acquistn CorpG83752132RIGHT 02/25/2026300,000$58.6K<0.1%00.0%Unchanged–
BTMDbiote Corp.CLASS A COM11,500$58.9K<0.1%00.0%UnchangedHistory
TLSIWTriSalus Life Sciences, Inc.EQUITY WRT167,566$63.0K<0.1%+167,566NewHistory
Inflection PT Acquisitn CRPG4790U110*W EXP 08/31/202375,000$64.5K<0.1%+375,000New–
Investcorp Europe AcquisitioG4923T113*W EXP 12/15/202275,000$66.3K<0.1%−25,000−8.3%Reduced–
Tristar Acquisition I Corp.G9074V114*W EXP 99/99/999925,000$71.9K<0.1%00.0%Unchanged–
GRNTGranite Ridge Resources, Inc.COM12,500$76.3K<0.1%00.0%UnchangedHistory
Eve Holding, Inc.29970N112EQUITY WRT100,000$80.5K<0.1%00.0%Unchanged–
KDKRWKodiak AI, Inc.*W EXP 99/99/999350,000$82.3K<0.1%+350,000NewHistory
ALURWAllurion Technologies, Inc.*W EXP 07/31/20291,875$83.6K<0.1%+91,875NewHistory
Compass Digital Acquisitn CoG2476C123*W EXP 09/29/202326,666$87.1K<0.1%00.0%Unchanged–
DTIDrilling Tools International CorpCOM25,000$98.0K<0.1%00.0%UnchangedHistory
Amprius Technologies, Inc.03214Q116*W EXP 09/14/202355,200$100.4K<0.1%−45,000−11.2%Reduced–
Ares Acquisition CorporationG33032122*W EXP 99/99/999150,000$102.6K<0.1%00.0%Unchanged–
Flame Acquisition Corp33850F116*W EXP 02/26/202149,900$119.9K<0.1%00.0%Unchanged–
ALVOWAlvotech*W EXP 06/15/20275,000$125.6K<0.1%00.0%UnchangedHistory
Metals Acquisition CorpG60409102*W EXP 06/15/20266,666$134.0K<0.1%00.0%Unchanged–
Southland Hldgs I 28 Wtfwarrants Exp 02/14/2884445C118ETF199,000$137.0K<0.1%−1,000−0.5%Reduced–
Hennessy Capital Invst Corp42600H116*W EXP 06/10/202956,666$145.9K<0.1%00.0%Unchanged–
Net Power Inc.64107A113*W EXP 06/08/20237,500$162.8K<0.1%00.0%Unchanged–
SUACShoulderUP Technology Acquisition Corp.CL A COM17,715$186.7K<0.1%+17,715NewHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES53,762$190.9K<0.1%00.0%UnchangedHistory
Andretti Acquisition CorpG26735103CL A ORD SHS22,700$244.0K<0.1%−470,900−95.4%Reduced–
FORLFour Leaf Acquisition CorpCOM CL A25,000$262.3K<0.1%+25,000NewHistory
FZTFAST Acquisition Corp. IICL A25,000$265.5K<0.1%00.0%UnchangedHistory
Hammerhead Energy Inc408302107CLASS A COM22,200$267.3K<0.1%+22,200New–
BHACFocus Impact BH3 Acquisition CoCLASS A COM25,795$272.0K<0.1%+25,795NewHistory
SPECSpectaire Holdings Inc.CLASS A ORD25,000$277.3K<0.1%00.0%UnchangedHistory
DMYYdMY Squared Technology Group, Inc.CL A COM29,793$311.3K<0.1%+29,793NewHistory
Interprivate III Financial P46064R106COM CL A30,029$336.9K<0.1%00.0%Unchanged–
VCSAVacasa, Inc.CLASS A COM806,601$371.9K<0.1%00.0%UnchangedHistory
ROSSBPGC Acquisition Corp.SHS CL A35,000$376.6K<0.1%+35,000NewHistory
Lavoro LtdG5391L110*W EXP 02/27/202536,632$389.0K<0.1%−902−0.2%Reduced–
SOUNSoundhound AI, Inc.CLASS A COM200,292$402.6K<0.1%00.0%UnchangedHistory
BLNDBlend Labs, Inc.CL A370,786$508.0K0.1%00.0%UnchangedHistory
NSTBNorthern Star Investment Corp. IICOM CLASS A50,000$510.5K0.1%+50,000NewHistory
LCALandcadia Holdings IV, Inc.CLASS A COM49,121$511.8K0.1%+49,121NewHistory
Golden Star Acquisition CorpG4023C101USD ORD SHS50,000$518.3K0.1%+50,000New–
Twelve Seas Investment Co. II90118T106COM CL A50,000$522.8K0.1%00.0%Unchanged–
TRTLTortoiseEcofin Acquisition Corp. IIISHS CL A50,000$524.0K0.1%−200,000−80.0%ReducedHistory
Newbury Street Acquisitn Cor65101L104COM51,154$537.1K0.1%00.0%Unchanged–
PEPLPepperLime Health Acquisition CorpCLASS A ORD SHS50,000$540.0K0.1%+50,000NewHistory
ARYDARYA Sciences Acquisition Corp IVCL A50,000$541.0K0.1%00.0%UnchangedHistory
BACABerenson Acquisition Corp. ICL A COM55,000$570.4K0.1%+55,000NewHistory
SLAMSlam Corp.CL A SHS64,000$690.6K0.1%−936,000−93.6%ReducedHistory
Veea Inc.G7134L126CLASS A ORD SHS65,900$705.8K0.1%+65,900New–
Bannix Acquisition Corp066644105COM73,115$783.1K0.1%+73,115New–
L Catterton Asia AcquisitionG5346G125CLASS A ORD SHS74,900$799.2K0.1%−100,000−57.2%Reduced–
ROCLRoth CH Acquisition V Co.COM84,817$893.5K0.1%00.0%UnchangedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK293,901$946.4K0.1%00.0%UnchangedHistory
CNDAConcord Acquisition Corp IICOM CL A100,000$1.03M0.1%−1,900,000−95.0%ReducedHistory
HWH International Inc.02115M109CLASS A COM100,000$1.05M0.1%00.0%Unchanged–
Golden Arrow Merger Corp380799106CLASS A COM100,000$1.05M0.1%00.0%Unchanged–
Abpro Holdings, Inc.04845A108CLASS A COM100,000$1.06M0.1%+100,000New–
IGTAInception Growth Acquisition LtdCOMMON STOCK100,000$1.06M0.1%+30,000+42.9%AddedHistory
Yotta Acquisition Corporatio98741Y103COMMON STOCK100,000$1.06M0.1%00.0%Unchanged–
OCAXOCA Acquisition Corp.COM CL A100,100$1.07M0.1%+100,100NewHistory
TGVCTG Venture Acquisition Corp.CLASS A COM100,000$1.07M0.1%00.0%UnchangedHistory
Chain Bridge IG2061X102CLASS A ORD100,000$1.08M0.1%00.0%Unchanged–
Investcorp India Acquistn CoG49219101CLASS A ORD SHS100,006$1.08M0.1%−945,194−90.4%Reduced–
PPYAPapaya Growth Opportunity Corp. ICLASS A COM101,785$1.09M0.1%−398,215−79.6%ReducedHistory
FRLAFortune Rise Acquisition CorpCL A100,000$1.09M0.1%00.0%UnchangedHistory
WELIntegrated Wellness Acquisition CorpORD SHS CL A100,046$1.10M0.1%+460.0%AddedHistory
BCSABlockchain Coinvestors Acquisition Corp. ICLASS A ORD100,000$1.10M0.1%−150,000−60.0%ReducedHistory
Borealis Foods Inc.G6859L105SHS CL A100,000$1.10M0.1%00.0%Unchanged–
Athena Consumer Acq Corp04684M106CL A100,000$1.10M0.1%−50,000−33.3%Reduced–
LHCLeo Holdings Corp. IICOM CL A100,000$1.11M0.1%−100,000−50.0%ReducedHistory
Mountain & Co I Acquisitn CoG6301J104CLASS A ORD100,000$1.12M0.1%−100,000−50.0%Reduced–
Innovative Intl Acqusitin CoG4809M109CLASS A ORD100,000$1.12M0.1%+100,000New–
FEXDFintech Ecosystem Development Corp.CLASS A COM107,684$1.15M0.1%00.0%UnchangedHistory
ACACAcri Capital Acquisition CorpCOM CL A107,700$1.18M0.1%+107,700NewHistory
DUETDUET Acquisition Corp.CLASS A COM113,125$1.21M0.1%00.0%UnchangedHistory
RF Acquisition Corp74954L104CLASS A COM119,844$1.28M0.1%00.0%Unchanged–
Nubia Brand International Co67022R103CLASS A COM122,092$1.32M0.1%+122,092New–
INTEIntegral Acquisition Corp 1CLASS A COM125,000$1.34M0.1%00.0%UnchangedHistory
FNVTFinnovate Acquisition Corp.CLASS A ORD SHS125,000$1.36M0.1%00.0%UnchangedHistory
SHUASHUAA Partners Acquisition Corp ICLASS A ORD SHS125,000$1.39M0.1%00.0%UnchangedHistory
GMFIAetherium Acquisition CorpCLASS A COM130,000$1.47M0.1%00.0%UnchangedHistory
Opy Acquisition Corp. I671005106COM CL A142,314$1.49M0.2%00.0%Unchanged–
CMRCCommerce.com, Inc.COM SER 1153,767$1.52M0.2%00.0%UnchangedHistory
ESH Acquisition Corp.296424104COM150,000$1.52M0.2%+150,000New–
Stardust Power Inc.G3934P102CL A SHS141,000$1.53M0.2%−9,000−6.0%Reduced–
NRDYNerdy Inc.CL A COM420,000$1.55M0.2%−180,000−30.0%ReducedHistory
AOGOArogo Capital Acquisition Corp.CLASS A COM147,000$1.57M0.2%00.0%UnchangedHistory
Syntec Optics Holdings, Inc.68218C108CLASS A COM150,000$1.59M0.2%00.0%Unchanged–
TCOAZalatoris Acquisition Corp.COM CL A151,094$1.59M0.2%+151,094NewHistory
QOMOQomolangma Acquisition Corp.COM150,000$1.59M0.2%+150,000NewHistory
AIEVThunder Power Holdings, Inc.CL A COM150,000$1.60M0.2%00.0%UnchangedHistory
Hudson Acquisition I Corp44364H100COMMON STOCK150,000$1.60M0.2%+150,000New–
Aquaron Acquisition Corp.03842W105COMMON STOCK150,000$1.61M0.2%00.0%Unchanged–
GDSTChi Special Acquisition Corp.COM149,998$1.61M0.2%−20.0%ReducedHistory
Magnum Opus Acquisition LtdG5S70A104SHS CL A150,000$1.61M0.2%00.0%Unchanged–
CSTAFConstellation Acquisition Corp ISHS CL A150,000$1.62M0.2%00.0%UnchangedHistory
MCAFMountain Crest Acquisition Corp. IVCOM150,000$1.63M0.2%00.0%UnchangedHistory
LIVBLIV Capital Acquisition Corp. IICLASS A ORD SHS150,000$1.63M0.2%00.0%UnchangedHistory
ALORALSP Orchid Acquisition Corp ICLASS A ORD150,000$1.64M0.2%00.0%UnchangedHistory
Nabors Energy Transition Cor629567108CL A COM150,000$1.64M0.2%00.0%Unchanged–
Zeo Energy Corp.G3R95N103SHS CL A150,000$1.67M0.2%00.0%Unchanged–
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS156,700$1.68M0.2%−100,000−39.0%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kim, LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$1.28M–

Sold out since Q2 2023 (99)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Kim, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
OWLBlue Owl Capital Inc.COM CL A4,800,594$55.9M4.8%History
HSHPHimalaya Shipping Ltd.ORD SHS2,095,238$11.2M1.0%History
ASCBFASPAC II Acquisition Corp.ORD SHS CL A934,800$9.87M0.8%History
CCVIChurchill Capital Corp VICOM CL A900,000$9.27M0.8%History
EOCWElliott Opportunity II Corp.SHS CL A754,666$7.82M0.7%History
Inflection PT Acquisitn CRPG4790U128UNIT 08/29/2031750,000$7.59M0.6%–
Ares Acquisition Corp IIG33033112UNIT 99/99/9999700,000$7.25M0.6%–
CVIIChurchill Capital Corp VIICOM CL A689,017$7.11M0.6%History
NFNTInfinite Acquisition Corp.CL A ORD SHS657,500$6.95M0.6%History
NFYSEnphys Acquisition Corp.CL A ORD SHS643,950$6.69M0.6%History
PEGRProject Energy Reimagined Acquisition Corp.CLASS A ORD593,114$6.14M0.5%History
HWELHealthwell Acquisition Corp. ICLASS A COM591,600$6.08M0.5%History
Compute Health Acquisitin Co204833107COM CL A500,000$5.33M0.5%–
Waverley Capital Acquis CorpG06536109SHS CL A481,947$5.00M0.4%–
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS473,604$4.90M0.4%History
Hainan Manaslu Acquistn CorpG4233U107ORDINARY SHARES450,000$4.77M0.4%–
UTA Acquisition CorpG9473A109CLASS A ORD SHS424,784$4.48M0.4%–
ENTFEnterprise 4.0 Technology Acquisition CorpCLASS A ORD SHS419,494$4.47M0.4%History
Black Spade Acquisition CoG11537100SHS CL A405,455$4.19M0.4%–
MITAColiseum Acquisition Corp.CLASS A ORD SHS400,000$4.18M0.4%History
Afternext Healthtech AcquisiG01109100SHS CL A395,618$4.10M0.4%–
Roadzen Inc.G9320Z109CLASS A ORD358,419$3.82M0.3%–
Heartland Media Acquisition Corp.42237V108CL A COM356,000$3.75M0.3%–
CLDICalidi Biotherapeutics, Inc.CL A356,098$3.74M0.3%History
FICVFrontier Investment CorpCLASS345,002$3.58M0.3%History
ARYEARYA Sciences Acquisition Corp VCLASS A ORD SHS340,506$3.53M0.3%History
Alphatime Acquisition CorpG0223V105ORDINARY SHARES315,153$3.27M0.3%–
Southport Acquisition Corp84465L105CL A COM300,400$3.16M0.3%–
Viscogliosi Bros Acquistn Co92838K100COMMON STOCK300,000$3.16M0.3%–
Graf Acquisition Corp IV384272100COM300,000$3.10M0.3%–
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS285,000$2.95M0.3%History
Genesis Unicorn Capital Corp.37187C100CLASS A COM250,000$2.69M0.2%–
Redwoods Acquisition Corp758083109COM250,000$2.62M0.2%–
Ap Acquisition CorpG04058106CL A ORD SHS220,860$2.38M0.2%–
PFTAPerception Capital Corp. IIICLASS A ORD SHS226,636$2.35M0.2%History
Ftac Zeus Acquisition Cor30320F106CLASS A COM210,000$2.19M0.2%–
Iconic Sports Acquisition Corp.G4712C107CL A ORD SHS200,000$2.13M0.2%–
XFINExcelFin Acquisition Corp.COM CL A200,000$2.08M0.2%History
Forum Merger IV Corp349875104CLASS A COM200,000$2.05M0.2%–
ALCUFAlchemy Investments Acquisition Corp 1UNIT 11/30/2027200,000$2.05M0.2%History
SOARVolato Group, Inc.CL A COM157,766$1.67M0.1%History
Murphy Canyon Acquisition Co626642102CLASS A COM150,000$1.60M0.1%–
MPRAMercato Partners Acquisition CorpCLASS A COM150,000$1.58M0.1%History
SPYSPDR S&P 500 ETF TrustETF3,500$1.55M0.1%History
DALSDA32 Life Science Tech Acquisition Corp.CLASS A COM150,000$1.54M0.1%History
Aura Fat Projs Acquisition CG06362100CLASS A ORD110,024$1.16M0.1%–
MSSAFMetal Sky Star Acquisition CorpORDINARY SHARES100,000$1.13M0.1%History
Globalink Invt Inc37892F109COM100,000$1.06M0.1%–
SCAQStratim Cloud Acquisition Corp.CLASS A COM100,000$1.03M0.1%History
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM73,700$757.6K0.1%–
THCPThunder Bridge Capital Partners IV, Inc.CLASS A COM69,000$698.3K0.1%History
Monterey Cap Acquisition Cor61244M109CLASS A COM40,412$422.9K<0.1%–
Hammerhead Energy Inc408302115*W EXP 02/23/20275,000$107.3K<0.1%–
GoGreen Investments CorpG9461B119*W EXP 05/31/202100,000$98.0K<0.1%–
Compute Health Acquisitin Co204833115*W EXP 01/25/202150,000$75.0K<0.1%–
Hainan Manaslu Acquistn CorpG4233U115RIGHT 01/31/2029150,000$66.8K<0.1%–
Nerdy Inc.64081V117*W EXP 08/16/202100,000$56.4K<0.1%–
Zura Bio LtdG9TY5A119*W EXP 03/20/202150,000$52.5K<0.1%–
Rigel Resource Acq CorpG7573M114*W EXP 99/99/999400,000$45.0K<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/2026250,000$35.0K<0.1%–
GSR II Meteora Acquisitn Cor36263W121*W EXP 02/24/202250,000$33.8K<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/202300,000$22.9K<0.1%–
M3-Brigade Acquisition III Corp.55407R111*W EXP 07/31/20250,000$22.0K<0.1%–
Graf Acquisition Corp IV384272118*W EXP 05/31/20292,040$21.0K<0.1%–
Pegasus Digital Mobility AcqG69768110*W EXP 99/99/999137,500$17.9K<0.1%–
The Growth for Good Acqu CorG41522114*W EXP 11/12/202187,500$15.3K<0.1%–
Golden Falcon Acquisition Co38102H117*W EXP 11/04/202116,666$15.2K<0.1%–
CBRGFChain Bridge I*W EXP 11/10/202200,000$13.1K<0.1%History
Genesis GRWT Tech Acqustn CoG3R23D128*W EXP 99/99/999100,000$13.0K<0.1%–
Latamgrowth SpacG5380L121*W EXP 01/20/202225,000$9.00K<0.1%–
Medtech Acquisition Corp58507N113*W EXP 12/18/202167,566$8.04K<0.1%–
Iconic Sports Acquisition Corp.G4712C115*W EXP 10/12/202100,000$7.92K<0.1%–
Priveterra Acquisition Corp74275N110*W EXP 02/28/20283,333$7.50K<0.1%–
Hainan Manaslu Acquistn CorpG4233U131*W EXP 01/31/202150,000$6.38K<0.1%–
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20240,000$6.17K<0.1%–
Rosecliff Acquisition Corp I77732R111*W EXP 02/11/202100,000$6.10K<0.1%–
Crescera Cap Acquisition CorG26507114*W EXP 11/18/202112,500$5.91K<0.1%–
Afternext Healthtech AcquisiG01109126*W EXP 99/99/99966,666$5.77K<0.1%–
DP Cap Acquisition Corp IG2R05B126*W EXP 11/08/202112,500$5.24K<0.1%–
SILVERspac Inc.G8136V112*W EXP 09/09/20266,666$4.82K<0.1%–
Viscogliosi Bros Acquistn Co92838K118*W EXP 03/18/202150,000$4.78K<0.1%–
Murphy Canyon Acquisition Co626642110*W EXP 01/25/202100,000$4.75K<0.1%–
Bilander Acquisition Corp.09001T114*W EXP 05/19/20275,000$4.32K<0.1%–
Semantix IncG6332A114*W EXP 08/03/20250,000$3.81K<0.1%–
APx Acquisition Corp. IG0440J125*W EXP 11/30/20250,000$3.65K<0.1%–
Bird Global, Inc.09077J115*W EXP 01/07/202160,000$3.21K<0.1%–
UTA Acquisition CorpG9473A117*W EXP 10/30/20250,000$3.16K<0.1%–
Vahanna Tech Edge Acqstn I CG9320Z117*W EXP 11/30/20275,000$2.90K<0.1%–
Heliogen, Inc.42329E113*W EXP 99/99/99966,666$2.84K<0.1%–
Fathom Digital Mfg Corp31189Y111*W EXP 12/22/202187,500$2.44K<0.1%–
Heartland Media Acquisition Corp.42237V116*W EXP 99/99/999150,000$2.06K<0.1%–
Ftac Zeus Acquisition Cor30320F114*W EXP 04/15/202100,000$1.77K<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/20262,500$1.77K<0.1%–
Sustainable Develp Acqu I Co86934L111*W EXP 02/04/20250,000$1.50K<0.1%–
Perception Capital Corp IIG7007D110*W EXP 10/25/20212,500$1.21K<0.1%–
Northern Star Invest Corp IV66575B119*W EXP 02/25/20216,666$1.07K<0.1%–
Embark Technolog29079J111EQUITY WRT70,000$1.01K<0.1%–
Stratim Cloud Acquisition Corp.86309R115*W EXP 03/05/202153,379$307<0.1%–
Forum Merger IV Corp349875112*W EXP 03/15/20250,000$30<0.1%–