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Livermore
Livermore
ZHEN

SBI Securities Co., Ltd.

SEC CIK
0001851815
Latest filing
Jul 22, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 5, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
4,184
+44 vs. Q2 2025
Portfolio value
$3.87B
+$391.2M (+11.3%) vs. Q2 2025
Filed
Nov 5, 2025
SEC
Holdings of SBI Securities Co., Ltd. in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRNBarnwell Industries IncCOM1$1<0.1%00.0%UnchangedHistory
CGTXCognition Therapeutics IncCOM1$1<0.1%−400−99.8%ReducedHistory
CTSOCytosorbents CorpCOM NEW1$1<0.1%−99−99.0%ReducedHistory
COCHEnvoy Medical, Inc.CL A1$1<0.1%+1NewHistory
ESLAEstrella Immunopharma, Inc.COM1$1<0.1%+1NewHistory
HRTXHeron Therapeutics, Inc.COM1$1<0.1%−1−50.0%ReducedHistory
TOONKartoon Studios, Inc.COM NEW2$1<0.1%00.0%UnchangedHistory
PMVPPMV Pharmaceuticals, Inc.COM1$1<0.1%+1NewHistory
RDIReading International IncCL A1$1<0.1%00.0%UnchangedHistory
TOMZTOMI Environmental Solutions, Inc.COM NEW1$1<0.1%00.0%UnchangedHistory
VSEEVsee Health, Inc.COM2$1<0.1%−19−90.5%ReducedHistory
XTNTXtant Medical Holdings, Inc.COM NEW2$1<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR10$1<0.1%00.0%UnchangedHistory
CUECue Biopharma, Inc.COM1$1<0.1%+1NewHistory
FLZHFlash Sports & Media Holdings, Inc.COM NEW3$1<0.1%00.0%UnchangedHistory
SJScienjoy Holding CorpSHS2$1<0.1%+2NewHistory
ENLVEnlivex Ltd.COM1$1<0.1%+1NewHistory
BRNSBarinthus Biotherapeutics plc.ADS1$1<0.1%+1NewHistory
THRDThird Harmonic Bio, Inc.COM20$1<0.1%00.0%UnchangedHistory
CANFCan-Fite BioPharma Ltd.SPONSORED ADR1$1<0.1%00.0%UnchangedHistory
AMBIQAmbipar Emergency ResponseCL A ORD SHS1$1<0.1%00.0%UnchangedHistory
RTBRTB Digital, Inc.COM3$1<0.1%00.0%UnchangedHistory
XRTXXORTX Therapeutics Inc.COM1$1<0.1%+1NewHistory
SMSISmith Micro Software, Inc.Stock2$1<0.1%+2NewHistory
TVGNTevogen Inc.COM1$1<0.1%+1NewHistory
AEMDAethlon Medical IncCOM1$1<0.1%+1NewHistory
SSPE.W. Scripps CoCL A NEW1$2<0.1%00.0%UnchangedHistory
CVGICommercial Vehicle Group, Inc.COM1$2<0.1%00.0%UnchangedHistory
DDLDingdong (Cayman) LtdADS1$2<0.1%00.0%UnchangedHistory
LUCDLucid Diagnostics Inc.COM2$2<0.1%+2NewHistory
MDAISpectral AI, Inc.COM CL A1$2<0.1%−3−75.0%ReducedHistory
SYPRSypris Solutions IncCOM1$2<0.1%00.0%UnchangedHistory
PRHIPresurance Holdings, Inc.COM2$2<0.1%00.0%UnchangedHistory
FARMFarmer Brothers CoCOM1$2<0.1%00.0%UnchangedHistory
STROSutro Biopharma, Inc.COM2$2<0.1%00.0%UnchangedHistory
SEEDOrigin Agritech LTDSHS NEW2$2<0.1%00.0%UnchangedHistory
WAFUWah Fu Education Group LtdSHS1$2<0.1%−1−50.0%ReducedHistory
ENTXEntera Bio Ltd.SHS1$2<0.1%+1NewHistory
IPWiPower Inc.CL A4$2<0.1%00.0%UnchangedHistory
WALDWaldencast plcCOMMON STOCK1$2<0.1%00.0%UnchangedHistory
ZOOZZOOZ Strategy Ltd.SHARE1$2<0.1%+1NewHistory
RMSGReal Messenger CorpSHS CL A1$2<0.1%00.0%UnchangedHistory
AUUDAuddia Inc.COM1$2<0.1%−5−83.3%ReducedHistory
FRSXForesight Autonomous Holdings Ltd.SPONSORED ADR1$2<0.1%−115−99.1%ReducedConverted for a 1-for-7 splitHistory
DIBS1stdibs.com, Inc.COM1$3<0.1%00.0%UnchangedHistory
BCGBinah Capital Group, Inc.COM2$3<0.1%00.0%UnchangedHistory
CVVCVD Equipment CorpCOM1$3<0.1%00.0%UnchangedHistory
DAIOData I/O CorpCOM1$3<0.1%00.0%UnchangedHistory
HYFMHydrofarm Holdings Group, Inc.COM1$3<0.1%00.0%UnchangedHistory
IHRTiHeartMedia, Inc.COM CL A1$3<0.1%00.0%UnchangedHistory
CATXPerspective Therapeutics, Inc.COM NEW1$3<0.1%00.0%UnchangedHistory
RNXTRenovoRx, Inc.COM NEW2$3<0.1%+2NewHistory
XBITXBiotech Inc.COM1$3<0.1%00.0%UnchangedHistory
EPIXESSA Pharma Inc.COM NEW16$3<0.1%+16NewHistory
BARKBark, Inc.COM4$3<0.1%−6,090−99.9%ReducedHistory
ICCMIceCure Medical Ltd.SHS NEW3$3<0.1%00.0%UnchangedHistory
CELZCreative Medical Technology Holdings, Inc.COM NEW1$3<0.1%+1NewHistory
GTBPGT Biopharma, Inc.Stock5$3<0.1%−1−16.7%ReducedHistory
DSSDSS, Inc.COM NEW2$3<0.1%00.0%UnchangedHistory
SNGXSoligenix, Inc.COM NEW3$3<0.1%+1+50.0%AddedHistory
SCNXScienture Holdings, Inc.COM4$3<0.1%−350−98.9%ReducedHistory
BTBDBT Brands, Inc.COM NEW2$4<0.1%00.0%UnchangedHistory
EDUCEducational Development CorpCOM3$4<0.1%00.0%UnchangedHistory
FBIOFortress Biotech, Inc.COM NEW1$4<0.1%−118−99.2%ReducedHistory
PYXSPyxis Oncology, Inc.COMMON STOCK2$4<0.1%+1+100.0%AddedHistory
GUREGulf Resources, Inc.COM7$4<0.1%00.0%UnchangedHistory
ATHEAlterity Therapeutics LtdSPONSORED ADS1$4<0.1%+1NewHistory
CREVCarbon Revolution Public Ltd CoORD SHS1$4<0.1%−1,144−99.9%ReducedHistory
SSKNSTRATA Skin Sciences, Inc.COM2$4<0.1%+2NewHistory
SNOASonoma Pharmaceuticals, Inc.COM1$4<0.1%+1NewHistory
AEHLAntelope Enterprise Holdings LtdCOM1$4<0.1%00.0%UnchangedHistory
HCWBHCW Biologics Inc.COM NEW1$4<0.1%−5−83.3%ReducedHistory
SVRNOceanPal Inc.COM NEW3$4<0.1%+3NewHistory
Vasta Platform Ltd CL AG9440A109Stock1$5<0.1%00.0%Unchanged–
SOPHSOPHiA GENETICS SAORDINARY SHARES1$5<0.1%+1NewHistory
CDZICadiz IncCOM NEW1$5<0.1%+1NewHistory
ECORelectroCore, Inc.COM NEW1$5<0.1%+1NewHistory
MLSSMilestone Scientific Inc.COM NEW10$5<0.1%00.0%UnchangedHistory
OSSOne Stop Systems, Inc.COM1$5<0.1%−200−99.5%ReducedHistory
RVSBRiverview Bancorp IncCOM1$5<0.1%00.0%UnchangedHistory
WESTWestrock Coffee CoCOM1$5<0.1%+1NewHistory
PROFProfound Medical Corp.COM NEW1$5<0.1%+1NewHistory
DRTSAlpha Tau Medical Ltd.ORDINARY SHARES1$5<0.1%+1NewHistory
ATLXAtlas Lithium CorpCOM NEW1$5<0.1%−2−66.7%ReducedHistory
TTNPTitan Pharmaceuticals IncCOM NEW1$5<0.1%00.0%UnchangedHistory
ISPCiSpecimen Inc.COM NEW4$5<0.1%−3−42.9%ReducedHistory
TBITrueBlue, Inc.COM1$6<0.1%+1NewHistory
STGWStagwell IncCOM CL A1$6<0.1%00.0%UnchangedHistory
MTLSMaterialise NVSPONSORED ADS1$6<0.1%−80−98.8%ReducedHistory
HFFGHF Foods Group Inc.COM2$6<0.1%+2NewHistory
NPWRNet Power Inc.COM CL A2$6<0.1%−5−71.4%ReducedHistory
POWWOutdoor Holding CoCOM4$6<0.1%00.0%UnchangedHistory
SIEBSiebert Financial CorpCOM2$6<0.1%00.0%UnchangedHistory
TELOTelomir Pharmaceuticals, Inc.COM4$6<0.1%00.0%UnchangedHistory
YRDYiren Digital Ltd.SPONSORED ADS1$6<0.1%00.0%UnchangedHistory
MAPSWM Technology, Inc.COM5$6<0.1%00.0%UnchangedHistory
WORXSCWorx Corp.COM NEW22$6<0.1%00.0%UnchangedHistory
CENNCenntro Inc.COM10$6<0.1%00.0%UnchangedHistory
EZRAReliance Global Group, Inc.COM NEW7$6<0.1%00.0%UnchangedHistory
XPONExpion Energy, Inc.COM NEW4$6<0.1%00.0%UnchangedHistory

Sold out since Q2 2025 (205)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of SBI Securities Co., Ltd. sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
BRK.BBerkshire Hathaway IncStock72,829$35.4M1.0%History
Cohen Circle Acquisition CorG3730H106SHS CL A206,524$2.27M0.1%–
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X257,051$1.21M<0.1%–
WBAWalgreens Boots Alliance, Inc.COM32,114$368.7K<0.1%History
LNZALanzaTech Global, Inc.COMMON STOCK303,186$82.2K<0.1%History
Direxion Shs ETF Tr25460E240DAILY FINL BEAR18,372$80.7K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW9,988$73.1K<0.1%–
Paramount Global92556H206CL B5,387$69.5K<0.1%–
ANSSAnsys IncCOM151$53.0K<0.1%History
RITRFReitar Logtech Holdings LtdORD SHS CL A11,510$51.5K<0.1%History
Bit Mining Limited055474209SPON ADR21,537$44.1K<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH5,170$43.6K<0.1%–
STRSitio Royalties Corp.CLASS A COM2,115$38.9K<0.1%History
KLGWK Kellogg CoCOM2,274$36.2K<0.1%History
HESHess CorpStock244$33.8K<0.1%History
RDFNRedfin CorpCOM2,399$26.8K<0.1%History
GGRGogoro Inc.ORDINARY SHARES90,107$25.7K<0.1%History
CRESYCresud IncSPONSORED ADR2,235$24.0K<0.1%History
Satixfy Communications LtdM82363124ORD SHS8,003$23.4K<0.1%–
SWTXSpringWorks Therapeutics, Inc.COM430$20.2K<0.1%History
Direxion Shs ETF Tr25460E547DAILY MSCI EMERG3,456$18.6K<0.1%–
Graniteshares ETF Tr38747R7281X SHORT COIN7,338$17.7K<0.1%–
Direxion Shs ETF Tr25460G716DAILY S&P BIOTEC1,898$14.2K<0.1%–
Global X FDS37954Y285TELMDC&DIG ETF1,182$12.9K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY1,264$12.4K<0.1%–
AZEKAZEK Co Inc.CL A221$12.0K<0.1%History
Direxion Shs ETF Tr25461A700DAILY NVDA BEAR2,555$11.9K<0.1%–
AMEDAmedisys IncCOM118$11.6K<0.1%History
NUAINew ERA Energy & Digital, Inc.COM22,158$10.9K<0.1%History
JNPRJuniper Networks IncCOM269$10.7K<0.1%History
OLOOlo Inc.CL A1,131$10.1K<0.1%History
SKXSkechers USA IncCL A135$8.52K<0.1%History
Sapiens Intl Corp N VG7T16G103SHS247$7.22K<0.1%–
WOLFWolfspeed, Inc.Stock15,684$6.25K<0.1%History
ALOYRealloys Inc.COM1,000$5.89K<0.1%History
DRRXDurect CorpCOM NEW8,285$5.26K<0.1%History
BDRXBiodexa Pharmaceuticals PlcSPONSORED ADS5,668$4.90K<0.1%History
EFOIEnergy Focus, IncCOM NEW2,000$4.89K<0.1%History
TAOXTAO Synergies Inc.COM600$4.71K<0.1%History
Star Equity Holdings, Inc.85513Q301COM NEW2,321$4.64K<0.1%–
BASECouchbase, Inc.COM183$4.46K<0.1%History
FLFoot Locker, Inc.COM152$3.72K<0.1%History
FOXOFoxo Technologies Inc.COM19,232$3.50K<0.1%History
Global X FDS37954Y228CLEANTECH ETF427$3.04K<0.1%–
Global X FDS37954Y178GLOBAL X AGTECH282$3.03K<0.1%–
VXRTVaxart, Inc.COM NEW6,015$2.72K<0.1%History
SKWDSkyward Specialty Insurance Group, Inc.COM45$2.60K<0.1%History
China Automotive Systems Inc/216936R105COM604$2.46K<0.1%–
UHAL.BU-Haul Holding CoCOM SER N45$2.45K<0.1%History
Color Star Technology Co LtdG2287A126CL A SHS NEW2,531$2.18K<0.1%–
DALNDallasNews CorpCOM SER A461$1.98K<0.1%History
UBXUnity Biotechnology, Inc.COM4,834$1.86K<0.1%History
IIIVi3 Verticals, Inc.COM CL A66$1.81K<0.1%History
VERVVerve Therapeutics, Inc.COM158$1.77K<0.1%History
RALRalliant CorpStock36$1.75K<0.1%History
CRVLCorvel CorpCOM15$1.54K<0.1%History
Mag Silver Corp55903Q104COM71$1.50K<0.1%–
SKINSkinHealth Systems Inc.COM CL A750$1.43K<0.1%History
SPTNSpartanNash CoCOM50$1.32K<0.1%History
GRDXGridAI Technologies Corp.COM NEW3,307$1.32K<0.1%History
AIFAAll In FutureTech Alliance, Inc.COM500$1.29K<0.1%History
BNKKBonk, Inc.COM NEW3,644$1.20K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN20$1.19K<0.1%–
ABVCAbvc Biopharma, Inc.COM NEW483$1.07K<0.1%History
PSIGPS International Group Ltd.SHS2,750$1.05K<0.1%History
WATTEnergous CorpCOM NEW3,500$955<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM104$945<0.1%History
MNDRMobile-health Network SolutionsCLASS A ORD SHS839$898<0.1%History
BINIBollinger Innovations, Inc.COM NEW2,040$881<0.1%History
PWCMPowercompute, Inc.COM NEW302$864<0.1%History
SENSSenseonics Holdings, Inc.COM1,660$791<0.1%History
Fitell CorpG35150104SHS1,510$766<0.1%–
BNBXBNB Plus Corp.COM NEW146$752<0.1%History
GLREGreenlight Capital Re, Ltd.CLASS A50$719<0.1%History
INVXInnovex International, Inc.COM44$687<0.1%History
BPMCBlueprint Medicines CorpCOM5$641<0.1%History
KZIAKazia Therapeutics LtdSPONSORED ADS100$627<0.1%History
FAROFaro Technologies IncCOM14$615<0.1%History
DRMADermata Therapeutics, Inc.COM1,010$591<0.1%History
LIMNLiminatus Pharma, Inc.CL A52$580<0.1%History
RDUSRadius Recycling, Inc.CL A19$564<0.1%History
CSCIFCOSCIENS Biopharma Inc.COM165$561<0.1%History
GNPXGenprex, Inc.Stock2,421$552<0.1%History
EBCEastern Bankshares, Inc.COM34$519<0.1%History
NVEENV5 Global, Inc.COM20$462<0.1%History
NXTSNexentis Technologies Inc.COM NEW2,002$460<0.1%History
FGNXFG Nexus Inc.COM NEW28$448<0.1%History
CDTXCidara Therapeutics, Inc.COM NEW9$438<0.1%History
AREBAmerican Rebel Holdings IncCOM NEW326$411<0.1%History
PBHPrestige Consumer Healthcare Inc.COM5$399<0.1%History
Crown LNG Hldgs LtdG268AP109SHS5,268$369<0.1%–
RUSHBRush Enterprises IncCL B7$367<0.1%History
RBKBRhinebeck Bancorp, Inc.COM30$352<0.1%History
Digiasia Corp.G27617102SHS612$349<0.1%–
FSEAFirst Seacoast Bancorp, Inc.COM30$342<0.1%History
ESGREnstar Group LTDSHS1$336<0.1%History
CTRNCiti Trends IncCOM10$334<0.1%History
SEGGSports Entertainment Gaming Global CorpCOM NEW250$305<0.1%History
OTRKOntrak, Inc.COM576$287<0.1%History
PVLAPalvella Therapeutics, Inc.COM12$270<0.1%History