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Livermore
Livermore
ZHEN

Ellsworth Advisors, LLC

SEC CIK
0001843553
Latest filing
Jul 16, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 18, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
146
−1 vs. Q2 2021
Portfolio value
$219.3M
+$14.7M (+7.2%) vs. Q2 2021
Filed
Oct 18, 2021
SEC
Holdings of Ellsworth Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NAKNorthern Dynasty Minerals LtdCOM NEW78,049$36.0K<0.1%00.0%UnchangedHistory
Trebia Acquisition CorpG9027T109COM CL A11,879$118.0K0.1%00.0%Unchanged–
OCAOmnichannel Acquisition Corp.COM CL A14,294$142.0K0.1%00.0%UnchangedHistory
BACBank of America CorpStock3,904$166.0K0.1%+3,904NewHistory
Alpine Acquisition Corporati02083L208UNIT 05/01/202620,508$207.0K0.1%+20,508New–
Alpha Partners Tech Mergr CoG63290129UNIT 03/31/202821,468$212.0K0.1%+21,468New–
CVXChevron CorpStock2,131$216.0K0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock662$217.0K0.1%−85−11.4%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF2,131$233.0K0.1%−613−22.3%Reduced–
MSMorgan StanleyStock2,395$233.0K0.1%+200+9.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF546$235.0K0.1%+546New–
Vanguard Dividend Appreciation ETF921908844ETF1,546$237.0K0.1%−92−5.6%Reduced–
MOAltria Group, Inc.Stock5,386$245.0K0.1%+39+0.7%AddedHistory
XOMExxonMobil Holdings CorpCOM4,174$246.0K0.1%+4,174NewHistory
PVHPVH Corp.COM2,407$247.0K0.1%+27+1.1%AddedHistory
MAMastercard IncStock712$248.0K0.1%00.0%UnchangedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF9,571$254.0K0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock5,091$264.0K0.1%+55+1.1%AddedHistory
GOOGLAlphabet Inc.Stock100$267.0K0.1%−10−9.1%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF4,200$268.0K0.1%00.0%Unchanged–
JPMJPMorgan Chase & CoStock1,699$278.0K0.1%−143−7.8%ReducedHistory
Berenson Acquisition Corp. I083690206UNIT 99/99/999928,315$279.0K0.1%+28,315New–
AMZNAmazon Com IncStock90$296.0K0.1%00.0%UnchangedHistory
Townebank Portsmouth Va89214P109COM9,560$297.0K0.1%00.0%Unchanged–
SNFIStark Novus Financial Inc.COM CL A37,401$298.0K0.1%−20,000−34.8%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF3,661$300.0K0.1%00.0%Unchanged–
890 5th Ave Partners Inc28250A105COM CL A30,819$305.0K0.1%+7,817+34.0%Added–
iShares Tr464287150CORE S&P TTL STK3,113$306.0K0.1%00.0%Unchanged–
WDWalker & Dunlop, Inc.COM2,702$307.0K0.1%+2,702NewHistory
Carney Technology Acqu Corp143636108CL A COMMON STK31,868$311.0K0.1%00.0%Unchanged–
VAQCVector Acquisition Corp IICL A SHS33,502$327.0K0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock913$357.0K0.2%+4+0.4%AddedHistory
Osi ETF Tr67110P407OSHARES US QUALT8,924$372.0K0.2%+2,045+29.7%Added–
ACUAcme United CorpCOM11,577$379.0K0.2%+696+6.4%AddedHistory
PROPROS Holdings, Inc.COM10,957$389.0K0.2%+638+6.2%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,646$390.0K0.2%−30−1.8%Reduced–
CDNACareDx, Inc.COM6,177$391.0K0.2%+6,177NewHistory
GRBKGreen Brick Partners, Inc.COM19,416$398.0K0.2%+1,262+7.0%AddedHistory
USLMUnited States Lime & Minerals IncCOM3,343$404.0K0.2%+190+6.0%AddedHistory
LSTRLandstar System IncCOM2,651$418.0K0.2%+177+7.2%AddedHistory
PARPar Technology CorpCOM6,928$426.0K0.2%+502+7.8%AddedHistory
ENSGEnsign Group, IncCOM5,802$435.0K0.2%+286+5.2%AddedHistory
JOUTJohnson Outdoors IncCL A4,142$438.0K0.2%+239+6.1%AddedHistory
IBPInstalled Building Products, Inc.COM4,126$442.0K0.2%+197+5.0%AddedHistory
EBEventbrite, Inc.COM CL A23,367$442.0K0.2%+1,614+7.4%AddedHistory
LGIHLGI Homes, Inc.COM3,119$443.0K0.2%+157+5.3%AddedHistory
RLGTRadiant Logistics, IncCOM69,917$447.0K0.2%+4,523+6.9%AddedHistory
BHBBar Harbor BanksharesCOM16,243$456.0K0.2%+987+6.5%AddedHistory
ONEWOneWater Marine Inc.CL A COM11,361$457.0K0.2%+608+5.7%AddedHistory
NATHNathans Famous, Inc.COM7,498$459.0K0.2%+7,498NewHistory
NHCNational Healthcare CorpCOM6,576$460.0K0.2%+324+5.2%AddedHistory
APAMArtisan Partners Asset Management Inc.CL A9,452$462.0K0.2%+490+5.5%AddedHistory
JYNTJOINT CorpCOM4,793$470.0K0.2%+4,793NewHistory
HBNCHorizon Bancorp IncCOM26,149$475.0K0.2%+1,553+6.3%AddedHistory
EAElectronic Arts Inc.COM3,359$478.0K0.2%+14+0.4%AddedHistory
AZOAutoZone IncCOM285$484.0K0.2%+1+0.4%AddedHistory
Mason Industrial Technolgy I57520Y106COM CL A49,814$485.0K0.2%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF1,675$486.0K0.2%00.0%Unchanged–
MATWMatthews International CorpCL A14,017$486.0K0.2%+14,017NewHistory
ECOMChanneladvisor CorpCOM19,250$486.0K0.2%+924+5.0%AddedHistory
ALNTAllient IncCOM15,665$490.0K0.2%+761+5.1%AddedHistory
USPHU S Physical Therapy IncCOM4,476$495.0K0.2%+227+5.3%AddedHistory
FNFabrinetSHS4,918$504.0K0.2%+251+5.4%AddedHistory
ISRGIntuitive Surgical IncCOM NEW507$504.0K0.2%+1+0.2%AddedHistory
SNEXStoneX Group Inc.COM7,677$506.0K0.2%+7,677NewHistory
PATKPatrick Industries IncCOM6,128$510.0K0.2%+295+5.1%AddedHistory
GOLFAcushnet Holdings Corp.COM10,997$514.0K0.2%+481+4.6%AddedHistory
LMATLemaitre Vascular IncCOM9,683$514.0K0.2%+392+4.2%AddedHistory
CSWCSW Industrials, Inc.COM4,094$523.0K0.2%+202+5.2%AddedHistory
TFINTriumph Financial, Inc.COM5,292$530.0K0.2%+334+6.7%AddedHistory
RPDRapid7, Inc.COM4,898$554.0K0.3%+184+3.9%AddedHistory
PGNYProgyny, Inc.COM9,977$559.0K0.3%+430+4.5%AddedHistory
Ship Finance International LG81075AF3CONVERTIBLE BOND–$561.0K0.3%–––
NVEENV5 Global, Inc.COM5,780$570.0K0.3%+238+4.3%AddedHistory
NVMINova Ltd.COM5,595$572.0K0.3%+210+3.9%AddedHistory
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$572.0K0.3%–––
VRTSVirtus Investment Partners, Inc.COM1,927$598.0K0.3%+14+0.7%AddedHistory
Parabellum Acquisition Corp.69901P208UNIT 99/99/999961,542$614.0K0.3%+61,542New–
WMSAdvanced Drainage Systems, Inc.COM6,271$678.0K0.3%+200+3.3%AddedHistory
ATKRAtkore Inc.COM7,974$693.0K0.3%+23+0.3%AddedHistory
Echo Global Logistics, Inc.27875T101COM16,102$768.0K0.4%+106+0.7%Added–
ANAutonation, Inc.COM6,904$841.0K0.4%+19+0.3%AddedHistory
PRFTPerficient IncCOM7,548$873.0K0.4%+164+2.2%AddedHistory
CSGPCostar Group, Inc.COM10,312$887.0K0.4%+22+0.2%AddedHistory
CLDBCortland Bancorp IncCOM37,850$1.05M0.5%00.0%UnchangedHistory
SHWSherwin Williams CoCOM4,019$1.12M0.5%−34−0.8%ReducedHistory
SBUXStarbucks CorpStock10,707$1.18M0.5%+224+2.1%AddedHistory
ADBEAdobe Inc.Stock2,136$1.23M0.6%−5−0.2%ReducedHistory
NUENucor CorpCOM14,740$1.45M0.7%+285+2.0%AddedHistory
LENLennar CorpCL A16,050$1.50M0.7%+226+1.4%AddedHistory
CVSCVS Health CorpStock17,946$1.52M0.7%+350+2.0%AddedHistory
SLViShares Silver TrustETF74,426$1.53M0.7%00.0%UnchangedHistory
DLRDigital Realty Trust, Inc.COM10,749$1.55M0.7%+185+1.8%AddedHistory
JNJJohnson & JohnsonStock9,629$1.55M0.7%+169+1.8%AddedHistory
PEPPepsiCo IncStock10,587$1.59M0.7%+260+2.5%AddedHistory
HONHoneywell International IncCOM9,084$1.93M0.9%+84+0.9%AddedHistory
BRK.BBerkshire Hathaway IncStock7,119$1.94M0.9%+92+1.3%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR55,070$1.94M0.9%+15,219+38.2%AddedHistory
EDConsolidated Edison IncStock30,188$2.19M1.0%+9,315+44.6%AddedHistory
MCHPMicrochip Technology IncStock14,430$2.21M1.0%+134+0.9%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ellsworth Advisors, LLC in Q3 2021
SecurityClassPutsCalls
BACBank of America CorpStock–$279.0K

Sold out since Q2 2021 (16)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Ellsworth Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
MITAUColiseum Acquisition Corp.UNIT 04/02/2028500,000$4.94M2.4%History
COSTCostco Wholesale CorpStock8,908$3.52M1.7%History
BDXBecton Dickinson & CoStock12,246$2.98M1.5%History
RVTYRevvity, Inc.COM17,177$2.65M1.3%History
CBOECboe Global Markets, Inc.COM21,960$2.61M1.3%History
Lydall Inc550819106COM12,672$767.0K0.4%–
SIBNSI-BONE, Inc.COM14,612$460.0K0.2%History
BLNKBlink Charging Co.COM10,905$449.0K0.2%History
CBZCBIZ, Inc.COM13,286$435.0K0.2%History
RJETRepublic Airways Holdings Inc.COM NEW36,806$343.0K0.2%History
MDYSPDR S&P Midcap 400 ETF TrustETF459$225.0K0.1%History
BMYBristol Myers Squibb CoStock3,357$224.0K0.1%History
PYPLPayPal Holdings, Inc.Stock735$214.0K0.1%History
Ascendant Digital AcquisitioG05155109COM CL A20,137$200.0K0.1%–
Elliott Opportunity II Corp.G30092129UNIT 99/99/999911,218$112.0K0.1%–
Skydeck Acquisition Corp.G82220107UNIT 05/13/202610,139$101.0K<0.1%–