CM Management, LLC
- SEC CIK
- 0001841857
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 7, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 65
- −8 vs. Q2 2023
- Portfolio value
- $94.2M
- −$8.29M (−8.1%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BCELAtreca, Inc. | CL A COM | 350,000 | $91.3K | 0.1% | 00.0% | Unchanged | History |
| NEUENeueHealth, Inc. | COM NEW | 25,715 | $153.5K | 0.2% | 00.0% | Unchanged | History |
| CRISCuris Inc | COM | 27,500 | $181.2K | 0.2% | 00.0% | UnchangedConverted for a 1-for-20 split | History |
| Pieris Pharmaceuticals Inc720795103 | COM | 649,400 | $193.5K | 0.2% | +99,400+18.1% | Added | – |
| CADECadence Bancorporation | EQUITY US CM | 10,000 | $212.2K | 0.2% | 00.0% | Unchanged | History |
| LTRNLantern Pharma Inc. | COM | 75,000 | $255.8K | 0.3% | 00.0% | Unchanged | History |
| BCDABioCardia, Inc. | COM | 600,000 | $257.9K | 0.3% | +257,000+74.9% | Added | History |
| OGNOrganon & Co. | Stock | 15,000 | $260.4K | 0.3% | 00.0% | Unchanged | History |
| EDSAEdesa Biotech, Inc. | COM | 417,602 | $263.9K | 0.3% | +42,602+11.4% | Added | History |
| GANXGain Therapeutics, Inc. | COM | 90,000 | $295.2K | 0.3% | 00.0% | Unchanged | History |
| ELDNEledon Pharmaceuticals, Inc. | COM | 234,803 | $321.7K | 0.3% | 00.0% | Unchanged | History |
| KRONKronos Bio, Inc. | COM | 250,000 | $325.0K | 0.3% | 00.0% | Unchanged | History |
| SMSISmith Micro Software, Inc. | COM NEW | 300,000 | $363.0K | 0.4% | +75,000+33.3% | Added | History |
| FEMYFemasys Inc | COM | 125,000 | $372.5K | 0.4% | −116,373−48.2% | Reduced | History |
| COYACoya Therapeutics, Inc. | COMMON STOCK | 100,000 | $384.0K | 0.4% | +40,000+66.7% | Added | History |
| ASRTAssertio Holdings, Inc. | COM NEW | 167,640 | $429.2K | 0.5% | +142,640+570.6% | Added | History |
| HRTXHeron Therapeutics, Inc. | COM | 450,000 | $463.5K | 0.5% | −50,000−10.0% | Reduced | History |
| NKTRNektar Therapeutics | COM | 800,000 | $476.5K | 0.5% | +50,000+6.7% | Added | History |
| ELTXElicio Therapeutics, Inc. | COM | 65,000 | $549.3K | 0.6% | 00.0% | Unchanged | History |
| TRCTejon Ranch Co | COM | 40,000 | $648.8K | 0.7% | 00.0% | Unchanged | History |
| SFESSafeguard Scientifics Inc | COM NEW | 671,671 | $671.7K | 0.7% | 00.0% | Unchanged | History |
| WKCWorld Kinect Corp | COM | 30,000 | $672.9K | 0.7% | −20,000−40.0% | Reduced | History |
| PKPark Hotels & Resorts Inc. | COM | 60,000 | $739.2K | 0.8% | +10,000+20.0% | Added | History |
| RNACCartesian Therapeutics, Inc. | COM | 700,000 | $742.0K | 0.8% | 00.0% | Unchanged | History |
| USAPUniversal Stainless & Alloy Products Inc | COM | 60,000 | $786.6K | 0.8% | −15,000−20.0% | Reduced | History |
| AVIRAtea Pharmaceuticals, Inc. | COM | 275,000 | $825.0K | 0.9% | +25,000+10.0% | Added | History |
| BATLBattalion Oil Corp | COM | 135,000 | $834.3K | 0.9% | 00.0% | Unchanged | History |
| CTSOCytosorbents Corp | COM NEW | 450,000 | $846.0K | 0.9% | 00.0% | Unchanged | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 80,000 | $868.8K | 0.9% | +20,000+33.3% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 40,000 | $889.6K | 0.9% | +40,000 | New | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 200,000 | $910.0K | 1.0% | +200,000 | New | History |
| VTOLBristow Group Inc. | COM | 35,000 | $986.0K | 1.0% | 00.0% | Unchanged | History |
| CLPTClearPoint Neuro, Inc. | COM | 200,000 | $1.00M | 1.1% | +20,000+11.1% | Added | History |
| PAASPan American Silver Corp | Stock | 75,000 | $1.09M | 1.2% | +35,000+87.5% | Added | History |
| Barrick Gold Corp067901108 | COM | 75,000 | $1.09M | 1.2% | +25,000+50.0% | Added | – |
| SVCService Properties Trust | COM SH BEN INT | 150,000 | $1.15M | 1.2% | +20,000+15.4% | Added | History |
| RBCAARepublic Bancorp Inc | CL A | 27,500 | $1.21M | 1.3% | 00.0% | Unchanged | History |
| VTRSViatris Inc | Stock | 125,000 | $1.23M | 1.3% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM NEW | 525,000 | $1.31M | 1.4% | +55,000+11.7% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 36,000 | $1.34M | 1.4% | +16,000+80.0% | Added | History |
| SABRSabre Corp | COM | 300,000 | $1.35M | 1.4% | 00.0% | Unchanged | History |
| PDPagerDuty, Inc. | COM | 60,000 | $1.35M | 1.4% | +40,000+200.0% | Added | History |
| EOLSEvolus, Inc. | COM | 150,000 | $1.37M | 1.5% | +75,000+100.0% | Added | History |
| DITAmcon Distributing Co | COM NEW | 7,240 | $1.49M | 1.6% | +1,240+20.7% | Added | History |
| KDKyndryl Holdings, Inc. | Stock | 100,000 | $1.51M | 1.6% | 00.0% | Unchanged | History |
| AMSCAmerican Superconductor Corp | Stock | 200,000 | $1.51M | 1.6% | −150,000−42.9% | Reduced | History |
| FISFidelity National Information Services, Inc. | Stock | 27,500 | $1.52M | 1.6% | +2,500+10.0% | Added | History |
| RIGLRigel Pharmaceuticals Inc | COM NEW | 1,500,000 | $1.62M | 1.7% | 00.0% | Unchanged | History |
| BRKLBrookline Bancorp Inc | COM | 180,000 | $1.64M | 1.7% | 00.0% | Unchanged | History |
| ARKOARKO Corp. | COM | 590,000 | $1.79M | 1.9% | 00.0% | Unchanged | History |
| CHRSCoherus Oncology, Inc. | COM | 548,000 | $2.05M | 2.2% | +98,000+21.8% | Added | History |
| FNFFidelity National Financial, Inc. | COM SHS | 50,000 | $2.06M | 2.2% | 00.0% | Unchanged | History |
| SWNSouthwestern Energy Co | COM | 325,000 | $2.10M | 2.2% | −175,000−35.0% | Reduced | History |
| NMRKNewmark Group, Inc. | CL A | 350,000 | $2.25M | 2.4% | 00.0% | Unchanged | History |
| TASTCarrols Restaurant Group, Inc. | COM | 350,000 | $2.31M | 2.4% | −100,000−22.2% | Reduced | History |
| ARKRARK Restaurants Corp | COM | 184,607 | $2.81M | 3.0% | 00.0% | Unchanged | History |
| PLPCPreformed Line Products Co | COM | 17,500 | $2.85M | 3.0% | 00.0% | Unchanged | History |
| TGBTrekor Metals Ltd | COM | 2,500,000 | $3.17M | 3.4% | 00.0% | Unchanged | History |
| TALOTalos Energy Inc. | COM | 200,000 | $3.29M | 3.5% | −25,000−11.1% | Reduced | History |
| BGCBGC Group, Inc. | CL A | 650,000 | $3.43M | 3.6% | 00.0% | Unchanged | History |
| RLGTRadiant Logistics, Inc | COM | 620,000 | $3.50M | 3.7% | +20,000+3.3% | Added | History |
| NHCNational Healthcare Corp | COM | 75,000 | $4.80M | 5.1% | 00.0% | Unchanged | History |
| ALCOAlico, Inc. | COM | 215,000 | $5.37M | 5.7% | 00.0% | Unchanged | History |
| FOLDAmicus Therapeutics, Inc. | COM | 450,000 | $5.47M | 5.8% | 00.0% | Unchanged | History |
| IMGNImmunoGen, Inc. | COM | 500,000 | $7.93M | 8.4% | 00.0% | Unchanged | History |
Sold out since Q2 2023 (10)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| CVSCVS Health Corp | Stock | 20,000 | $1.38M | 1.3% | History |
| AMRXAmneal Pharmaceuticals, Inc. | COM STK CL A | 275,000 | $853.0K | 0.8% | History |
| ADSKAutodesk, Inc. | COM | 4,000 | $818.0K | 0.8% | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 800,000 | $768.0K | 0.7% | History |
| APAAPA Corp | Stock | 20,000 | $683.0K | 0.7% | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 250,000 | $553.0K | 0.5% | History |
| APLTApplied Therapeutics, Inc. | COM | 300,000 | $384.0K | 0.4% | History |
| CYTKCytokinetics Inc | COM NEW | 10,000 | $326.0K | 0.3% | History |
| NWLNewell Brands Inc. | Stock | 30,000 | $261.0K | 0.3% | History |
| NBSENeuBase Therapeutics, Inc. | COM NEW | 6,000 | $11.0K | <0.1% | History |