CM Management, LLC
- SEC CIK
- 0001841857
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 2, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 88
- −3 vs. Q3 2021
- Portfolio value
- $132.4M
- −$1.72M (−1.3%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPPISpectrum Pharmaceuticals Inc | COM | 150,000 | $191.0K | 0.1% | −150,000−50.0% | Reduced | History |
| BCELAtreca, Inc. | CL A COM | 65,000 | $197.0K | 0.1% | −15,000−18.8% | Reduced | History |
| NWLNewell Brands Inc. | Stock | 10,000 | $218.0K | 0.2% | +10,000 | New | History |
| SVCService Properties Trust | COM SH BEN INT | 25,000 | $220.0K | 0.2% | 00.0% | Unchanged | History |
| RLMDRelmada Therapeutics, Inc. | COM | 10,000 | $225.0K | 0.2% | +10,000 | New | History |
| INTTIntest Corp | COM | 20,000 | $254.0K | 0.2% | −80,000−80.0% | Reduced | History |
| ATERAterian, Inc. | Equity | 75,000 | $308.0K | 0.2% | +75,000 | New | History |
| ELTXElicio Therapeutics, Inc. | COM | 111,780 | $324.0K | 0.2% | +18,030+19.2% | Added | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 20,000 | $326.0K | 0.2% | −25,000−55.6% | Reduced | History |
| NKTRNektar Therapeutics | COM | 25,000 | $338.0K | 0.3% | −25,000−50.0% | Reduced | History |
| FEMYFemasys Inc | COM | 100,000 | $390.0K | 0.3% | +40,000+66.7% | Added | History |
| NBSENeuBase Therapeutics, Inc. | COM | 150,000 | $422.0K | 0.3% | +75,000+100.0% | Added | History |
| HRTXHeron Therapeutics, Inc. | COM | 50,000 | $457.0K | 0.3% | −10,000−16.7% | Reduced | History |
| GANXGain Therapeutics, Inc. | COM | 90,000 | $489.0K | 0.4% | +25,673+39.9% | Added | History |
| TAT&T Inc. | Stock | 20,000 | $492.0K | 0.4% | +10,000+100.0% | Added | History |
| ELDNEledon Pharmaceuticals, Inc. | COM | 115,000 | $507.0K | 0.4% | +40,000+53.3% | Added | History |
| CBAYCymaBay Therapeutics, Inc. | COM | 150,000 | $507.0K | 0.4% | 00.0% | Unchanged | History |
| PLPCPreformed Line Products Co | COM | 8,000 | $518.0K | 0.4% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 10,000 | $520.0K | 0.4% | 00.0% | Unchanged | History |
| ARKO Corp.041242116 | *W EXP 12/22/202 | 300,000 | $531.0K | 0.4% | 00.0% | Unchanged | – |
| TBPHTheravance Biopharma, Inc. | COM | 50,000 | $553.0K | 0.4% | −50,000−50.0% | Reduced | History |
| SRCE1st Source Corp | COM | 12,000 | $595.0K | 0.4% | 00.0% | Unchanged | History |
| PCRXPacira BioSciences, Inc. | COM | 10,000 | $602.0K | 0.5% | +10,000 | New | History |
| SSRMSSR Mining Inc. | Stock | 35,000 | $620.0K | 0.5% | +35,000 | New | History |
| PAASPan American Silver Corp | Stock | 25,000 | $624.0K | 0.5% | −15,000−37.5% | Reduced | History |
| BCDABioCardia, Inc. | COM | 329,000 | $638.0K | 0.5% | 00.0% | Unchanged | History |
| Discovery Inc25470F302 | COM SER C | 30,000 | $687.0K | 0.5% | 00.0% | Unchanged | – |
| USAPUniversal Stainless & Alloy Products Inc | COM | 90,000 | $715.0K | 0.5% | +11,458+14.6% | Added | History |
| KHCKraft Heinz Co | Stock | 20,000 | $718.0K | 0.5% | +10,000+100.0% | Added | History |
| GTXGarrett Motion Inc. | Stock | 90,000 | $723.0K | 0.5% | +10,000+12.5% | Added | History |
| CTXSCitrix Systems Inc | COM | 8,000 | $757.0K | 0.6% | 00.0% | Unchanged | History |
| CLPTClearPoint Neuro, Inc. | COM | 70,000 | $785.0K | 0.6% | +70,000 | New | History |
| SMSISmith Micro Software, Inc. | COM NEW | 160,000 | $787.0K | 0.6% | 00.0% | Unchanged | History |
| DITAmcon Distributing Co | COM NEW | 4,000 | $798.0K | 0.6% | +500+14.3% | Added | History |
| AEAdams Resources & Energy, Inc. | COM NEW | 28,950 | $805.0K | 0.6% | +13,950+93.0% | Added | History |
| MTGMgic Investment Corp | COM | 60,000 | $865.0K | 0.7% | 00.0% | Unchanged | History |
| AMSCAmerican Superconductor Corp | Stock | 80,000 | $870.0K | 0.7% | +50,000+166.7% | Added | History |
| AVIRAtea Pharmaceuticals, Inc. | COM | 100,000 | $894.0K | 0.7% | 00.0% | Unchanged | History |
| KDKyndryl Holdings, Inc. | Stock | 50,000 | $905.0K | 0.7% | +50,000 | New | History |
| BMYBristol Myers Squibb Co | Stock | 15,000 | $935.0K | 0.7% | +15,000 | New | History |
| McLoud Technologies Corp582270609 | COM NEW | 195,166 | $956.0K | 0.7% | +195,166 | New | – |
| EXEExpand Energy Corp | COM | 15,000 | $968.0K | 0.7% | +15,000 | New | History |
| VTOLBristow Group Inc. | COM | 32,000 | $1.01M | 0.8% | −13,000−28.9% | Reduced | History |
| NEUENeueHealth, Inc. | COM | 300,000 | $1.03M | 0.8% | +275,000+1,100.0% | Added | History |
| FNFFidelity National Financial, Inc. | COM SHS | 20,000 | $1.04M | 0.8% | +5,000+33.3% | Added | History |
| TRCTejon Ranch Co | COM | 55,000 | $1.05M | 0.8% | −5,000−8.3% | Reduced | History |
| SWNSouthwestern Energy Co | COM | 225,000 | $1.05M | 0.8% | +125,000+125.0% | Added | History |
| AEMAgnico Eagle Mines Ltd | Stock | 20,000 | $1.06M | 0.8% | +20,000 | New | History |
| ACNBAcnb Corp | COM | 35,000 | $1.09M | 0.8% | 00.0% | Unchanged | History |
| TASTCarrols Restaurant Group, Inc. | COM | 400,000 | $1.18M | 0.9% | +25,000+6.7% | Added | History |
| OSPNOneSpan Inc. | COM | 70,000 | $1.19M | 0.9% | 00.0% | Unchanged | History |
| BATLBattalion Oil Corp | COM | 123,097 | $1.21M | 0.9% | +4,808+4.1% | Added | History |
| CCitigroup Inc | Stock | 20,000 | $1.21M | 0.9% | +4,000+25.0% | Added | History |
| OGNOrganon & Co. | Stock | 40,000 | $1.22M | 0.9% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 65,000 | $1.24M | 0.9% | −60,000−48.0% | Reduced | – |
| CTSOCytosorbents Corp | COM NEW | 300,000 | $1.26M | 0.9% | +125,000+71.4% | Added | History |
| RNACCartesian Therapeutics, Inc. | COM | 400,000 | $1.30M | 1.0% | 00.0% | Unchanged | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 300,000 | $1.35M | 1.0% | +100,000+50.0% | Added | History |
| PTCTPTC Therapeutics, Inc. | COM | 35,000 | $1.39M | 1.1% | +5,000+16.7% | Added | History |
| IAGIamgold Corp | COM | 450,000 | $1.41M | 1.1% | 00.0% | Unchanged | History |
| RNWKRealnetworks Inc | COM NEW | 1,450,000 | $1.42M | 1.1% | +325,000+28.9% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 175,000 | $1.44M | 1.1% | – | – | History |
| ARKOARKO Corp. | COM | 170,000 | $1.49M | 1.1% | 00.0% | Unchanged | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 150,000 | $1.52M | 1.1% | +25,000+20.0% | Added | History |
| CVSCVS Health Corp | Stock | 15,000 | $1.55M | 1.2% | 00.0% | Unchanged | History |
| NWLINational Western Life Group, Inc. | CL A | 8,000 | $1.72M | 1.3% | +1,000+14.3% | Added | History |
| THFFFirst Financial Corp | Stock | 40,000 | $1.81M | 1.4% | 00.0% | Unchanged | History |
| CADECadence Bancorporation | EQUITY US CM | 63,000 | $1.88M | 1.4% | +63,000 | New | History |
| KMIKinder Morgan, Inc. | Stock | 125,000 | $1.98M | 1.5% | +25,000+25.0% | Added | History |
| CHRSCoherus Oncology, Inc. | COM | 125,000 | $2.00M | 1.5% | 00.0% | Unchanged | History |
| VTRSViatris Inc | Stock | 150,000 | $2.03M | 1.5% | +10,000+7.1% | Added | History |
| RLGTRadiant Logistics, Inc | COM | 280,787 | $2.05M | 1.5% | +9,750+3.6% | Added | History |
| RIGLRigel Pharmaceuticals Inc | COM NEW | 775,000 | $2.05M | 1.6% | +25,000+3.3% | Added | History |
| ARKRARK Restaurants Corp | COM | 130,000 | $2.19M | 1.7% | 00.0% | Unchanged | History |
| TALOTalos Energy Inc. | COM | 225,000 | $2.21M | 1.7% | 00.0% | Unchanged | History |
| RBCAARepublic Bancorp Inc | CL A | 45,000 | $2.29M | 1.7% | −1,000−2.2% | Reduced | History |
| INTCIntel Corp | Stock | 45,000 | $2.32M | 1.8% | +10,000+28.6% | Added | History |
| NHCNational Healthcare Corp | COM | 39,000 | $2.65M | 2.0% | +14,000+56.0% | Added | History |
| IMGNImmunoGen, Inc. | COM | 375,000 | $2.78M | 2.1% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM | 2,925,195 | $2.88M | 2.2% | +275,195+10.4% | Added | History |
| CTRACoterra Energy Inc. | Stock | 160,000 | $3.04M | 2.3% | +20,000+14.3% | Added | History |
| BGCBGC Group, Inc. | CL A | 675,000 | $3.14M | 2.4% | +150,000+28.6% | Added | History |
| SFESSafeguard Scientifics Inc | COM NEW | 600,000 | $4.41M | 3.3% | +25,000+4.3% | Added | History |
| FOLDAmicus Therapeutics, Inc. | COM | 450,000 | $5.20M | 3.9% | 00.0% | Unchanged | History |
| TGBTrekor Metals Ltd | COM | 2,650,000 | $5.43M | 4.1% | 00.0% | Unchanged | History |
| ALCOAlico, Inc. | COM | 165,000 | $6.11M | 4.6% | 00.0% | Unchanged | History |
| NMRKNewmark Group, Inc. | CL A | 360,000 | $6.73M | 5.1% | −65,000−15.3% | Reduced | History |
| CYTKCytokinetics Inc | COM NEW | 275,000 | $12.5M | 9.5% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (15)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| CADECadence Bancorporation | CL A | 90,000 | $1.98M | 1.5% | History |
| TVTXTravere Therapeutics, Inc. | COM | 80,000 | $1.94M | 1.4% | History |
| BPBP PLC | ADR | 60,000 | $1.64M | 1.2% | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 200,000 | $1.36M | 1.0% | History |
| SAICScience Applications International Corp | COM | 12,500 | $1.07M | 0.8% | History |
| EQTEQT Corp | Stock | 50,000 | $1.02M | 0.8% | History |
| AVTAAvantax, Inc. | COM | 65,000 | $1.01M | 0.8% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 20,000 | $941.0K | 0.7% | History |
| FLXNFlexion Therapeutics Inc | COM | 100,000 | $610.0K | 0.5% | History |
| HPEHewlett Packard Enterprise Co | COM | 30,000 | $428.0K | 0.3% | History |
| PTPIPetros Pharmaceuticals, Inc. | COM | 100,000 | $200.0K | 0.1% | History |
| YARWYarrow Bioscience, Inc. | COM | 143,750 | $200.0K | 0.1% | History |
| CRTDCreatd, Inc. | COM | 60,000 | $163.0K | 0.1% | History |
| AUIDauthID Inc. | Common Stock | 10,000 | $112.0K | 0.1% | History |
| Creatd, Inc.225265115 | *W EXP 09/15/202 | 103,400 | $72.0K | 0.1% | – |