CM Management, LLC
- SEC CIK
- 0001841857
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 8, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 91
- +6 vs. Q2 2021
- Portfolio value
- $134.1M
- −$4.28M (−3.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Creatd, Inc.225265115 | *W EXP 09/15/202 | 103,400 | $72.0K | 0.1% | +81,017+362.0% | Added | – |
| AUIDauthID Inc. | Common Stock | 10,000 | $112.0K | 0.1% | +10,000 | New | History |
| CRTDCreatd, Inc. | COM | 60,000 | $163.0K | 0.1% | −130,000−68.4% | Reduced | History |
| PTPIPetros Pharmaceuticals, Inc. | COM | 100,000 | $200.0K | 0.1% | 00.0% | Unchanged | History |
| YARWYarrow Bioscience, Inc. | COM | 143,750 | $200.0K | 0.1% | 00.0% | Unchanged | History |
| NEUENeueHealth, Inc. | COM | 25,000 | $204.0K | 0.2% | +25,000 | New | History |
| TAT&T Inc. | Stock | 10,000 | $270.0K | 0.2% | +10,000 | New | History |
| NBSENeuBase Therapeutics, Inc. | COM | 75,000 | $271.0K | 0.2% | +75,000 | New | History |
| SVCService Properties Trust | COM SH BEN INT | 25,000 | $280.0K | 0.2% | +25,000 | New | History |
| KHCKraft Heinz Co | Stock | 10,000 | $368.0K | 0.3% | +10,000 | New | History |
| FEMYFemasys Inc | COM | 60,000 | $413.0K | 0.3% | 00.0% | Unchanged | History |
| HPEHewlett Packard Enterprise Co | COM | 30,000 | $428.0K | 0.3% | 00.0% | Unchanged | History |
| AMSCAmerican Superconductor Corp | Stock | 30,000 | $437.0K | 0.3% | +30,000 | New | History |
| AEAdams Resources & Energy, Inc. | COM NEW | 15,000 | $456.0K | 0.3% | +15,000 | New | History |
| ELDNEledon Pharmaceuticals, Inc. | COM | 75,000 | $464.0K | 0.3% | 00.0% | Unchanged | History |
| GANXGain Therapeutics, Inc. | COM | 64,327 | $479.0K | 0.4% | +54,327+543.3% | Added | History |
| BCELAtreca, Inc. | CL A COM | 80,000 | $498.0K | 0.4% | +20,000+33.3% | Added | History |
| PLPCPreformed Line Products Co | COM | 8,000 | $520.0K | 0.4% | 00.0% | Unchanged | History |
| DITAmcon Distributing Co | COM NEW | 3,500 | $521.0K | 0.4% | +417+13.5% | Added | History |
| VZVerizon Communications Inc | Stock | 10,000 | $540.0K | 0.4% | +10,000 | New | History |
| CBAYCymaBay Therapeutics, Inc. | COM | 150,000 | $548.0K | 0.4% | 00.0% | Unchanged | History |
| SWNSouthwestern Energy Co | COM | 100,000 | $554.0K | 0.4% | +100,000 | New | History |
| SRCE1st Source Corp | COM | 12,000 | $567.0K | 0.4% | 00.0% | Unchanged | History |
| GTXGarrett Motion Inc. | Stock | 80,000 | $590.0K | 0.4% | +80,000 | New | History |
| FLXNFlexion Therapeutics Inc | COM | 100,000 | $610.0K | 0.5% | +25,000+33.3% | Added | History |
| HRTXHeron Therapeutics, Inc. | COM | 60,000 | $641.0K | 0.5% | +10,000+20.0% | Added | History |
| ARKO Corp.041242116 | *W EXP 12/22/202 | 300,000 | $654.0K | 0.5% | +100,000+50.0% | Added | – |
| SPPISpectrum Pharmaceuticals Inc | COM | 300,000 | $654.0K | 0.5% | 00.0% | Unchanged | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 45,000 | $668.0K | 0.5% | 00.0% | Unchanged | History |
| FNFFidelity National Financial, Inc. | COM SHS | 15,000 | $680.0K | 0.5% | +5,000+50.0% | Added | History |
| Discovery Inc25470F302 | COM SER C | 30,000 | $728.0K | 0.5% | 00.0% | Unchanged | – |
| TBPHTheravance Biopharma, Inc. | COM | 100,000 | $740.0K | 0.6% | +50,000+100.0% | Added | History |
| SMSISmith Micro Software, Inc. | COM NEW | 160,000 | $774.0K | 0.6% | 00.0% | Unchanged | History |
| USAPUniversal Stainless & Alloy Products Inc | COM | 78,542 | $799.0K | 0.6% | 00.0% | Unchanged | History |
| CTXSCitrix Systems Inc | COM | 8,000 | $859.0K | 0.6% | 00.0% | Unchanged | History |
| MTGMgic Investment Corp | COM | 60,000 | $898.0K | 0.7% | 00.0% | Unchanged | History |
| NKTRNektar Therapeutics | COM | 50,000 | $898.0K | 0.7% | 00.0% | Unchanged | History |
| ELTXElicio Therapeutics, Inc. | COM | 93,750 | $916.0K | 0.7% | 00.0% | Unchanged | History |
| PAASPan American Silver Corp | Stock | 40,000 | $931.0K | 0.7% | +20,000+100.0% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 20,000 | $941.0K | 0.7% | +5,000+33.3% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | – | $958.0K | 0.7% | – | New | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 200,000 | $972.0K | 0.7% | +25,000+14.3% | Added | History |
| ACNBAcnb Corp | COM | 35,000 | $980.0K | 0.7% | +1,000+2.9% | Added | History |
| AVTAAvantax, Inc. | COM | 65,000 | $1.01M | 0.8% | 00.0% | Unchanged | History |
| IAGIamgold Corp | COM | 450,000 | $1.02M | 0.8% | 00.0% | Unchanged | History |
| EQTEQT Corp | Stock | 50,000 | $1.02M | 0.8% | +10,000+25.0% | Added | History |
| BCDABioCardia, Inc. | COM | 329,000 | $1.03M | 0.8% | 00.0% | Unchanged | History |
| TRCTejon Ranch Co | COM | 60,000 | $1.07M | 0.8% | −10,000−14.3% | Reduced | History |
| SAICScience Applications International Corp | COM | 12,500 | $1.07M | 0.8% | 00.0% | Unchanged | History |
| PTCTPTC Therapeutics, Inc. | COM | 30,000 | $1.12M | 0.8% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 16,000 | $1.12M | 0.8% | 00.0% | Unchanged | History |
| INTTIntest Corp | COM | 100,000 | $1.15M | 0.9% | −26,600−21.0% | Reduced | History |
| BATLBattalion Oil Corp | COM | 118,289 | $1.15M | 0.9% | 00.0% | Unchanged | History |
| CVSCVS Health Corp | Stock | 15,000 | $1.27M | 0.9% | 00.0% | Unchanged | History |
| OGNOrganon & Co. | Stock | 40,000 | $1.31M | 1.0% | +20,000+100.0% | Added | History |
| OSPNOneSpan Inc. | COM | 70,000 | $1.31M | 1.0% | 00.0% | Unchanged | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 125,000 | $1.35M | 1.0% | +25,000+25.0% | Added | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 200,000 | $1.36M | 1.0% | −100,000−33.3% | Reduced | History |
| TASTCarrols Restaurant Group, Inc. | COM | 375,000 | $1.37M | 1.0% | +85,000+29.3% | Added | History |
| CTSOCytosorbents Corp | COM NEW | 175,000 | $1.42M | 1.1% | +25,000+16.7% | Added | History |
| VTOLBristow Group Inc. | COM | 45,000 | $1.43M | 1.1% | −8,000−15.1% | Reduced | History |
| NWLINational Western Life Group, Inc. | CL A | 7,000 | $1.47M | 1.1% | +1,000+16.7% | Added | History |
| BPBP PLC | ADR | 60,000 | $1.64M | 1.2% | 00.0% | Unchanged | History |
| RNACCartesian Therapeutics, Inc. | COM | 400,000 | $1.66M | 1.2% | 00.0% | Unchanged | History |
| KMIKinder Morgan, Inc. | Stock | 100,000 | $1.67M | 1.2% | +100,000 | New | History |
| THFFFirst Financial Corp | Stock | 40,000 | $1.68M | 1.3% | 00.0% | Unchanged | History |
| ARKOARKO Corp. | COM | 170,000 | $1.72M | 1.3% | +20,000+13.3% | Added | History |
| RLGTRadiant Logistics, Inc | COM | 271,037 | $1.73M | 1.3% | 00.0% | Unchanged | History |
| NHCNational Healthcare Corp | COM | 25,000 | $1.75M | 1.3% | 00.0% | Unchanged | History |
| RNWKRealnetworks Inc | COM NEW | 1,125,000 | $1.79M | 1.3% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 35,000 | $1.86M | 1.4% | +10,000+40.0% | Added | History |
| VTRSViatris Inc | Stock | 140,000 | $1.90M | 1.4% | +20,000+16.7% | Added | History |
| TVTXTravere Therapeutics, Inc. | COM | 80,000 | $1.94M | 1.4% | +20,000+33.3% | Added | History |
| CADECadence Bancorporation | CL A | 90,000 | $1.98M | 1.5% | 00.0% | Unchanged | History |
| CHRSCoherus Oncology, Inc. | COM | 125,000 | $2.01M | 1.5% | +25,000+25.0% | Added | History |
| ARKRARK Restaurants Corp | COM | 130,000 | $2.04M | 1.5% | +15,000+13.0% | Added | History |
| IMGNImmunoGen, Inc. | COM | 375,000 | $2.13M | 1.6% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 125,000 | $2.26M | 1.7% | +15,000+13.6% | Added | – |
| RBCAARepublic Bancorp Inc | CL A | 46,000 | $2.33M | 1.7% | −9,000−16.4% | Reduced | History |
| RIGLRigel Pharmaceuticals Inc | COM NEW | 750,000 | $2.72M | 2.0% | 00.0% | Unchanged | History |
| BGCBGC Group, Inc. | CL A | 525,000 | $2.73M | 2.0% | +25,000+5.0% | Added | History |
| CTRACoterra Energy Inc. | Stock | 140,000 | $3.05M | 2.3% | 00.0% | Unchanged | History |
| TALOTalos Energy Inc. | COM | 225,000 | $3.10M | 2.3% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM | 2,650,000 | $3.39M | 2.5% | 00.0% | Unchanged | History |
| AVIRAtea Pharmaceuticals, Inc. | COM | 100,000 | $3.51M | 2.6% | +10,000+11.1% | Added | History |
| FOLDAmicus Therapeutics, Inc. | COM | 450,000 | $4.30M | 3.2% | 00.0% | Unchanged | History |
| TGBTrekor Metals Ltd | COM | 2,650,000 | $5.01M | 3.7% | 00.0% | Unchanged | History |
| SFESSafeguard Scientifics Inc | COM NEW | 575,000 | $5.11M | 3.8% | 00.0% | Unchanged | History |
| ALCOAlico, Inc. | COM | 165,000 | $5.65M | 4.2% | 00.0% | Unchanged | History |
| NMRKNewmark Group, Inc. | CL A | 425,000 | $6.08M | 4.5% | 00.0% | Unchanged | History |
| CYTKCytokinetics Inc | COM NEW | 275,000 | $9.83M | 7.3% | −50,000−15.4% | Reduced | History |
Sold out since Q2 2021 (7)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| CLDRCloudera, Inc. | COM | 425,000 | $6.74M | 4.9% | History |
| PFEPfizer Inc | Stock | 50,000 | $1.96M | 1.4% | History |
| SDSandridge Energy Inc | COM NEW | 280,000 | $1.76M | 1.3% | History |
| BMYBristol Myers Squibb Co | Stock | 20,000 | $1.34M | 1.0% | History |
| ATERAterian, Inc. | Equity | 50,000 | $732.0K | 0.5% | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 25,000 | $248.0K | 0.2% | History |
| TAOXTAO Synergies Inc. | COM NEW | 10,000 | $99.0K | 0.1% | History |