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Livermore
Livermore
ZHEN

DCM Advisors, LLC

SEC CIK
0001839498
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
281
+39 vs. Q2 2021
Portfolio value
$259.8M
+$83.5M (+47.4%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of DCM Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Global X FDS37954Y327GLBX MSCI COLUM14$00.0%00.0%Unchanged–
Global X FDS37954Y319MSCI GREECE ETF18$00.0%00.0%Unchanged–
ARK ETF Tr00214Q807SPACE & DEFENSE100$2.00K<0.1%+100New–
ARK ETF Tr00214Q5003D PRINTING ETF165$6.00K<0.1%00.0%Unchanged–
Global X FDS37954Y624AUTONMOUS EV ETF253$7.00K<0.1%+1+0.4%Added–
Global X FDS37954Y483NASDAQ 100 COVER500$11.0K<0.1%+200+66.7%Added–
First Tr Exchange Traded FD33738R118NASD TECH DIV204$12.0K<0.1%+1+0.5%Added–
ETF Ser Solutions26922A230HOYA CAP HOUSI300$12.0K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X103PORTFLO EURP ETF500$20.0K<0.1%+500New–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF450$21.0K<0.1%00.0%Unchanged–
ARECAmerican Resources CorpCL A10,900$21.0K<0.1%−100−0.9%ReducedHistory
iShares Russell 2000 ETF464287655ETF111$24.0K<0.1%+111New–
iShares Tr464287630RUS 2000 VAL ETF150$24.0K<0.1%+89+145.9%Added–
Global X FDS37954Y194ADAPTIVE US RISK1,000$28.0K<0.1%+1,000New–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF600$30.0K<0.1%+600New–
First Trust Cloud Computing ETF33734X192ETF342$36.0K<0.1%−382−52.8%Reduced–
Vanguard Consumer Discretionary ETF92204A108ETF150$46.0K<0.1%+150New–
Direxion Shs ETF Tr25460G823DAILY ROBOTICS1,000$47.0K<0.1%00.0%Unchanged–
Credit Suisse Nassau Branch22539T282XLNKS REIT ETN367,350$51.0K<0.1%00.0%Unchanged–
Global X FDS37954Y475S&P 500 COVERED1,200$58.0K<0.1%+1,100+1,100.0%Added–
BIOLBiolase, IncCOM NEW97,000$62.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y277S&P 500 COVERED2,335$71.0K<0.1%+2,335New–
SPDR Index Shs FDS78463X509ST PORT MARK ETF1,800$77.0K<0.1%−500−21.7%Reduced–
DBVTDBV Technologies S.A.SPONSORED ADR15,900$78.0K<0.1%00.0%UnchangedHistory
DSXDiana Shipping Inc.COM14,900$85.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST6,008$86.0K<0.1%−250−4.0%Reduced–
ETF Managers Tr26924G763TREATMENTS TSTNG2,100$86.0K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF1,220$104.0K<0.1%−500−29.1%Reduced–
ACGNAceragen, Inc.COM PAR105,007$108.0K<0.1%+105,007NewHistory
iShares Tips Bond ETF464287176ETF850$109.0K<0.1%+850New–
PAYSPaysign, Inc.COM41,500$112.0K<0.1%00.0%UnchangedHistory
PFFLUBS AGETRACS 2XM ETN6,030$114.0K<0.1%00.0%UnchangedHistory
CLNEClean Energy Fuels Corp.COM14,250$116.0K<0.1%−200−1.4%ReducedHistory
GEVOGevo, Inc.COM PAR17,994$119.0K<0.1%−500−2.7%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF875$122.0K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV2,000$132.0K0.1%00.0%Unchanged–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF2,750$136.0K0.1%−150−5.2%Reduced–
SPDR Ser Tr78464A110FACTST INV ETF640$138.0K0.1%−10−1.5%Reduced–
Adamas Trust, Inc.649604501COM PAR $.0232,600$139.0K0.1%−2,200−6.3%Reduced–
First Tr Exchng Traded FD VI33740F839FT VEST US EQT4,025$140.0K0.1%00.0%Unchanged–
First Trust Rising Dividend Achievers ETF33738R506ETF3,000$142.0K0.1%−100−3.2%Reduced–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF6,200$142.0K0.1%00.0%Unchanged–
CRFCornerstone Total Return Fund IncCOM11,500$143.0K0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG5,000$146.0K0.1%00.0%Unchanged–
ETF Managers Tr26924G201PRIME CYBR SCRTY2,400$146.0K0.1%+250+11.6%Added–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT6,625$151.0K0.1%−500−7.0%Reduced–
SPDR Series Trust78464A292ST STR PFD ETF3,530$153.0K0.1%00.0%Unchanged–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY1,975$154.0K0.1%−25−1.3%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF2,147$160.0K0.1%00.0%Unchanged–
XFLTXAI Floating Rate & Alternative Income TrustCOM18,750$161.0K0.1%−700−3.6%ReducedHistory
BKCCBlackRock Capital Investment CorpCOM42,905$165.0K0.1%+1,000+2.4%AddedHistory
LADRLadder Capital CorpCL A15,000$166.0K0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF4,378$166.0K0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF2,889$169.0K0.1%00.0%Unchanged–
DXDynex Capital IncCOM10,547$182.0K0.1%00.0%UnchangedHistory
Vanguard Health Care ETF92204A504ETF745$184.0K0.1%+745New–
ProShares Tr74347B201PSHS ULTSH 20YRS10,000$184.0K0.1%+10,000New–
Exchange Traded Concepts Tru301505707ROBO GLB ETF2,951$190.0K0.1%−600−16.9%Reduced–
NIDNuveen Intermediate Duration Municipal Term FundCOM13,045$192.0K0.1%+10+0.1%AddedHistory
DHTDHT Holdings, Inc.SHS NEW30,000$196.0K0.1%00.0%UnchangedHistory
ADSKAutodesk, Inc.COM700$200.0K0.1%+700NewHistory
ADIAnalog Devices IncStock1,200$201.0K0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F771FT VEST US6,325$217.0K0.1%00.0%Unchanged–
Direxion Shs ETF Tr25460G773WORK FROM HOME2,950$218.0K0.1%00.0%Unchanged–
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,000$223.0K0.1%00.0%UnchangedHistory
SLViShares Silver TrustETF10,900$224.0K0.1%+700+6.9%AddedHistory
HSTMHealthstream IncCOM7,835$224.0K0.1%+7,835NewHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,150$228.0K0.1%+200+2.2%Added–
NFLXNetflix IncStock380$232.0K0.1%+380NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF3,900$234.0K0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/99999,400$235.0K0.1%−500−5.1%ReducedHistory
IBMInternational Business Machines CorpStock1,735$241.0K0.1%−36−2.0%ReducedHistory
U.S. Global Jets ETF26922A842ETF10,300$243.0K0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,207$256.0K0.1%+237+8.0%Added–
PPGPPG Industries IncStock1,800$257.0K0.1%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM425$257.0K0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock10,140$259.0K0.1%+600+6.3%AddedHistory
iShares Semiconductor ETF464287523ETF595$265.0K0.1%−6−1.0%Reduced–
APTVAptiv PLCSHS1,800$268.0K0.1%+1,800NewHistory
Global X FDS37954Y673US INFR DEV ETF10,600$269.0K0.1%+200+1.9%Added–
CLMCornerstone Strategic Investment Fund, Inc.COM21,100$270.0K0.1%−750−3.4%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR7,800$275.0K0.1%+7,800NewHistory
HMCHonda Motor Co LtdADR ECH CNV IN 39,000$276.0K0.1%+9,000NewHistory
TRPTC Energy CorpCOM5,800$279.0K0.1%+5,800NewHistory
JOUTJohnson Outdoors IncCL A2,639$279.0K0.1%+2,639NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR40,000$280.0K0.1%+40,000NewHistory
MRVLMarvell Technology, Inc.COM4,650$280.0K0.1%−150−3.1%ReducedHistory
STLAStellantis N.V.SHS14,632$281.0K0.1%+14,632NewHistory
AZNAstraZeneca PLCSPONSORED ADR4,700$282.0K0.1%−250−5.1%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF5,650$285.0K0.1%+570+11.2%Added–
GMGeneral Motors CoCOM5,450$287.0K0.1%−14,724−73.0%ReducedHistory
OTISOtis Worldwide CorpStock3,503$288.0K0.1%+3,503NewHistory
Paramount Global92556H206CL B7,300$288.0K0.1%00.0%Unchanged–
LEALear CorpCOM NEW1,850$289.0K0.1%−3,166−63.1%ReducedHistory
MEIMethode Electronics IncCOM6,993$294.0K0.1%−15,151−68.4%ReducedHistory
WMTWalmart Inc.Stock2,166$302.0K0.1%−287−11.7%ReducedHistory
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS14,300$302.0K0.1%−700−4.7%ReducedHistory
CDNSCadence Design Systems IncStock2,000$303.0K0.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock2,606$308.0K0.1%+9+0.3%AddedHistory
ARCCAres Capital CorpCEF15,366$312.0K0.1%+1,260+8.9%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCM Advisors, LLC in Q3 2021
SecurityClassPutsCalls
ProShares Tr74347B201PSHS ULTSH 20YRS–$9.00K

Sold out since Q2 2021 (40)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of DCM Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BGBunge Global SACOM17,717$1.39M0.8%History
CVXChevron CorpStock13,211$1.38M0.8%History
BZHBeazer Homes USA IncCOM NEW68,924$1.33M0.8%History
PAHCPhibro Animal Health CorpCL A COM44,309$1.28M0.7%History
COTYCoty Inc.COM CL A132,935$1.24M0.7%History
RLRalph Lauren CorpCL A9,965$1.17M0.7%History
MMSMaximus, Inc.COM13,291$1.17M0.7%History
ACLSAxcelis Technologies IncStock28,780$1.16M0.7%History
LUMNLumen Technologies, Inc.Stock82,924$1.13M0.6%History
CNCCentene CorpStock15,352$1.12M0.6%History
ELFe.l.f. Beauty, Inc.COM38,771$1.05M0.6%History
KEYKeycorpCOM50,594$1.04M0.6%History
MLIMueller Industries IncCOM22,038$954.0K0.5%History
HSIIHeidrick & Struggles International IncCOM20,711$923.0K0.5%History
BHEBenchmark Electronics IncCOM32,120$914.0K0.5%History
AROCArchrock, Inc.COM97,436$868.0K0.5%History
FISIFinancial Institutions IncCOM25,026$751.0K0.4%History
FDXFedEx CorpStock2,443$729.0K0.4%History
CNDTCONDUENT IncCOM88,678$665.0K0.4%History
DANDANA IncCOM26,594$632.0K0.4%History
PUMPProPetro Holding Corp.COM66,446$609.0K0.3%History
CMRECostamare Inc.SHS50,321$594.0K0.3%History
ADEAAdeia Inc.COM26,568$591.0K0.3%History
SESea LtdSPONSORD ADS2,000$549.0K0.3%History
LILALiberty Latin America Ltd.COM CL A38,732$537.0K0.3%History
CNACna Financial CorpCOM9,976$454.0K0.3%History
SPDR Index Shs FDS78463X400SP CHINA ETF2,441$324.0K0.2%–
BABAAlibaba Group Holding LtdADR1,155$262.0K0.1%History
SWKSSkyworks Solutions, Inc.Stock1,160$222.0K0.1%History
CRWDCrowdStrike Holdings, Inc.Stock850$214.0K0.1%History
AALAmerican Airlines Group Inc.Stock10,000$212.0K0.1%History
Etfis Ser Tr I26923G772INFRAC ACT MLP6,857$202.0K0.1%–
RITMRithm Capital Corp.REIT12,050$128.0K0.1%History
AEVAAeva Technologies, Inc.COM10,000$106.0K0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF267$11.0K<0.1%–
iShares Russell Mid-Cap Value ETF464287473ETF90$10.0K<0.1%–
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X100$6.00K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF79$5.00K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL39$4.00K<0.1%–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT55$2.00K<0.1%–