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Livermore
Livermore
ZHEN

Game Plan Financial Advisors, LLC

SEC CIK
0001802952
Latest filing
Aug 7, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 29, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
354
−9 vs. Q2 2025
Portfolio value
$241.4M
+$12.5M (+5.5%) vs. Q2 2025
Filed
Oct 29, 2025
SEC
Holdings of Game Plan Financial Advisors, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Altaba Inc Escrow021ESC017COM200$00.0%00.0%Unchanged–
Skinny Nutritional Corp830695102COM5,000$00.0%00.0%Unchanged–
Polarityte, Inc.731094207COM NEW40$00.0%00.0%Unchanged–
Miragen Therapeutics Inc604CVR019COMMON STOCK4,000$00.0%−3,000−42.9%Reduced–
GRAMGold Flora Corp.COM1,000$00.0%00.0%UnchangedHistory
South Texas Oil Co XXX84055V109COM140$00.0%00.0%Unchanged–
DMDesktop Metal, Inc.COM CL A100$00.0%−500−83.3%ReducedHistory
Tracon Pharmaceuticalxxxpending Future Allocatioeff 12 03 24892ESC0A3RES50$00.0%00.0%Unchanged–
WBAWalgreens Boots Alliance, Inc.COMMON STOCK100$00.0%00.0%UnchangedHistory
Orhub Inc Com68620R107Common Stock9,500$1<0.1%00.0%Unchanged–
Transwitch Corp Com New894065309com5,000$1<0.1%00.0%Unchanged–
Proxim Wireless Corp744285206COM126$1<0.1%00.0%Unchanged–
ALPPAlpine 4 Holdings, Inc.CL A NEW2,813$2<0.1%00.0%UnchangedHistory
RWAXTap Real Estate Technologies, Inc.COM20,000$5<0.1%00.0%UnchangedHistory
IMNNImunon, Inc.COM1$5<0.1%+1+550.0%AddedConverted for a 1-for-13 splitHistory
Mountain Vy MD Inc F62430M101FGC1,000$10<0.1%00.0%Unchanged–
MRMDMarimed Inc.COM100$15<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock1$20<0.1%00.0%UnchangedHistory
Illinois Fin Aut 5.25 5245204FEP6BMU–$26<0.1%–––
AMCAMC Entertainment Holdings, Inc.CL A NEW10$29<0.1%00.0%UnchangedHistory
AITXArtificial Intelligence Technology Solutions Inc.Common Stock50,000$50<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM20$54<0.1%00.0%UnchangedHistory
ICUSeaStar Medical Holding CorpCOM NEW100$57<0.1%00.0%UnchangedHistory
Labor Smart Inc50541A108COM128,000$90<0.1%00.0%Unchanged–
ProShares Ultrapro Short RUSSELL200074347G390ETF10$118<0.1%00.0%Unchanged–
SVVCFirsthand Technology Value Fund, Inc.COM2,000$120<0.1%−5,000−71.4%ReducedHistory
U.S. Global Jets ETF26922A842ETF5$123<0.1%00.0%Unchanged–
TLRYTilray Brands, Inc.COM CL 272$125<0.1%00.0%UnchangedHistory
USOUnited States Oil Fund, LPUNITS2$148<0.1%00.0%UnchangedHistory
VTRSViatris IncStock15$149<0.1%00.0%UnchangedHistory
GEHCGE HealthCare Technologies Inc.Stock2$150<0.1%−500−99.6%ReducedHistory
BKSYBlackSky Technology Inc.CL A NEW8$161<0.1%−1,437−99.4%ReducedHistory
LITELumentum Holdings Inc.COM1$163<0.1%00.0%UnchangedHistory
AERGApplied Energetics, Inc.COM100$199<0.1%00.0%UnchangedHistory
VZVerizon Communications IncStock5$220<0.1%00.0%UnchangedHistory
INKTMiNK Therapeutics, Inc.COM NEW16$224<0.1%00.0%UnchangedHistory
ASIXAdvanSix Inc.COM12$233<0.1%00.0%UnchangedHistory
Starfleet Innotech Inc Com85490A105COM124,950$245<0.1%00.0%Unchanged–
FUNSix Flags Entertainment CorporationCOM11$250<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR53$255<0.1%00.0%UnchangedHistory
KHCKraft Heinz CoStock10$260<0.1%00.0%UnchangedHistory
ETHGrayscale Ethereum Staking Mini ETFSHS NEW7$274<0.1%−3−30.0%ReducedHistory
IGPKIntegrated Cannabis Solutions, Inc.COM200,000$280<0.1%00.0%UnchangedHistory
SIGASiga Technologies IncCOM35$320<0.1%00.0%UnchangedHistory
MGMMGM Resorts InternationalStock10$347<0.1%00.0%UnchangedHistory
Schwab Fdamental US SM Co Idx808509418COM22$414<0.1%00.0%Unchanged–
GTXGarrett Motion Inc.Stock33$449<0.1%00.0%UnchangedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF10$542<0.1%00.0%Unchanged–
WABWestinghouse Air Brake Technologies CorpStock3$601<0.1%00.0%UnchangedHistory
Schwab U.S. REIT ETF808524847ETF29$626<0.1%+25+625.0%Added–
SLBSLB LimitedStock20$687<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A297US VEGAN CLIMA13$782<0.1%00.0%Unchanged–
DJTTrump Media & Technology Group Corp.Stock50$821<0.1%00.0%UnchangedHistory
SPDR Ser Tr78464A532S&P TRANSN ETF10$839<0.1%00.0%Unchanged–
FSLRFirst Solar, Inc.Stock4$882<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF10$893<0.1%00.0%Unchanged–
LHXL3HARRIS Technologies, Inc.Stock3$916<0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock11$919<0.1%00.0%UnchangedHistory
PLAYDave & Buster's Entertainment, Inc.COM52$944<0.1%00.0%UnchangedHistory
BKDBrookdale Senior Living Inc.COM117$991<0.1%00.0%UnchangedHistory
CMCSAComcast CorpStock32$1.00K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM63$1.09K<0.1%+1+1.6%AddedHistory
OTISOtis Worldwide CorpStock12$1.10K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock30$1.18K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL25$1.32K<0.1%+25New–
BMYBristol Myers Squibb CoStock30$1.35K<0.1%00.0%UnchangedHistory
CPNGCoupang, Inc.CL A43$1.39K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock24$1.43K<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM350$1.45K<0.1%+350NewHistory
NXTNextpower Inc.Stock20$1.48K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE16$1.59K<0.1%00.0%Unchanged–
IQSTiQSTEL IncCOM NEW250$1.63K<0.1%00.0%UnchangedHistory
SWKSSkyworks Solutions, Inc.Stock22$1.69K<0.1%00.0%UnchangedHistory
Schwab808509830COM61$1.74K<0.1%00.0%Unchanged–
Schwab Strategic Tr808524862SHT TM US TRES72$1.75K<0.1%+1+1.4%Added–
Listed FD Tr53656F789ROUNDHILL SPORTS75$1.79K<0.1%00.0%Unchanged–
American Funds939330775MF27$1.82K<0.1%00.0%Unchanged–
MDLZMondelez International, Inc.Stock30$1.87K<0.1%00.0%UnchangedHistory
Dfa US Small Cap Growth Instl23320G273EQUITY FUNDS62$1.88K<0.1%+62New–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF7$2.06K<0.1%+7New–
UNHUnitedHealth Group IncStock6$2.07K<0.1%+6NewHistory
Global X FDS37954Y715RBTCS ARTFL INTE60$2.13K<0.1%00.0%Unchanged–
EMBCEmbecta Corp.Stock151$2.13K<0.1%00.0%UnchangedHistory
American Capital Income Builder-A140193103Com27$2.16K<0.1%00.0%Unchanged–
AGENAgenus IncCOM NEW585$2.25K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock155$2.27K<0.1%00.0%UnchangedHistory
MAMastercard IncStock4$2.29K<0.1%00.0%UnchangedHistory
Schwab Small-Cap Equity808509673MFS108$2.30K<0.1%00.0%Unchanged–
FFord Motor CoStock200$2.39K<0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock56$2.42K<0.1%00.0%UnchangedHistory
American FD Growth FD Of399874106COM28$2.49K<0.1%00.0%Unchanged–
BTCGrayscale Bitcoin Mini Trust ETFETF50$2.53K<0.1%+38+316.7%AddedHistory
ETHEGrayscale Ethereum Staking ETFETF74$2.54K<0.1%−30−28.8%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF10$3.20K<0.1%00.0%Unchanged–
iShares Tr464288752US HOME CONS ETF30$3.22K<0.1%+30New–
Dimensional ETF Trust25434V807INTERNATNAL VAL74$3.41K<0.1%+74New–
ProShares Tr74349Y571ULTRA ETHER ETF40$3.60K<0.1%−160−80.0%Reduced–
First Tr Exchange Traded FD33741X102SMID RISNG ETF99$3.76K<0.1%+99New–
RTXRTX CorpStock24$4.02K<0.1%00.0%UnchangedHistory
UBERUber Technologies, IncStock41$4.02K<0.1%+5+13.9%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Game Plan Financial Advisors, LLC in Q3 2025
SecurityClassPutsCalls
ENVXEnovix CorpCOM–$8.37K

Sold out since Q2 2025 (51)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Game Plan Financial Advisors, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
US Treasury BILL25U S T Bill Due 07/29/25912797QC4BIL5,545,000$5.53M2.4%–
US Treasury BILL25U S T Bill Due 09/09/25912797QT7BIL5,350,000$5.31M2.3%–
US Treasury BILL25U S T Bill Due 07/31/25912797PG6FIX4,600,000$4.58M2.0%–
US Treasury BILL25U S T Bill Due 09/11/25912797PW1BIL4,205,000$4.17M1.8%–
iShares Tr464288786U.S. INSRNCE ETF19,655$2.64M1.2%–
US Treasury912797QB6BIL2,580,000$2.57M1.1%–
US Treasury BILL25U S T Bill Due 08/19/25912797QK6BIL1,735,000$1.72M0.8%–
US Treasury BILL25U S T Bill Due 07/03/25912797NX1COM1,500,000$1.50M0.7%–
United States Treas Bills912797MH7FIX1,375,000$1.36M0.6%–
US Treasury BILL25U S T Bill Due 07/08/25912797PZ4BIL675,000$674.5K0.3%–
DOVDOVER CorpCOM1,747$320.1K0.1%History
US Treasury BILL25U S T Bill Due 08/28/25912797PQ4BIL300,000$297.9K0.1%–
US Treasury BILL25U S T Bill Due 08/12/25912797QJ9BIL275,000$273.6K0.1%–
US Treasury BILL25U S T Bill Due 08/05/25912797QH3BIL265,000$263.9K0.1%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,000$181.7K0.1%–
CRWVCoreWeave, Inc.Stock790$128.8K0.1%History
US Treasury BILL25U S T Bill Due 08/26/25912797QL4BIL127,000$126.1K0.1%–
Bondbloxx ETF Trust09789C705BB RT USD HI YLD2,500$103.0K<0.1%–
US Treasury BILL25U S T Bill Due 08/14/25912797PN1COM100,000$99.5K<0.1%–
US Treasur NT 0.250825UST Note Due 08312591282CAJ0TREASURY100,000$99.3K<0.1%–
US Treasury BILL25U S T Bill Due 09/16/25912797QU4BIL75,000$74.3K<0.1%–
OUSTOuster, Inc.COM NEW3,000$72.8K<0.1%History
DPZDominos Pizza IncCOM135$60.9K<0.1%History
MRVLMarvell Technology, Inc.COM345$26.7K<0.1%History
US Treasur NT 0.250925UST Note Due 09302591282CAM3TREASURY25,000$24.7K<0.1%–
SBUXStarbucks CorpStock270$24.7K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR100$22.6K<0.1%History
United STS Treas NTS91282CJB8Fixed Income20,000$20.0K<0.1%–
SUSuncor Energy IncStock500$18.7K<0.1%History
RCATRed Cat Holdings, Inc.Stock2,500$18.2K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM1,977$15.9K<0.1%History
WELLWelltower Inc.REIT100$15.4K<0.1%History
CSXCSX CorpStock453$14.8K<0.1%History
JBSJBS N.V.ADR1,000$14.6K<0.1%History
DDDuPont de Nemours, Inc.COM200$13.7K<0.1%History
ABEOAbeona Therapeutics Inc.COM NEW2,350$13.3K<0.1%History
TSCOTractor Supply CoCOM250$13.2K<0.1%History
TTWOTake Two Interactive Software IncCOM50$12.1K<0.1%History
US Treasury BILL25U S T Bill Due 08/21/25912797PP6COM10,000$9.94K<0.1%–
KFFBKentucky First Federal BancorpCOM1,500$4.37K<0.1%History
TDOCTeladoc Health, Inc.COM500$4.36K<0.1%History
BFLYButterfly Network, Inc.COM CL A2,000$4.00K<0.1%History
SOLVSolventum CorpStock25$1.90K<0.1%History
OLOOlo Inc.CL A200$1.78K<0.1%History
STZConstellation Brands, Inc.Stock10$1.63K<0.1%History
BlackSky Technology Inc.09263B116*W EXP 10/30/2025,000$1.48K<0.1%–
AKAMAkamai Technologies IncCOM10$798<0.1%History
ULYXUrgent.ly Inc.COM NEW28$179<0.1%History
TSPHTuSimple Holdings Inc.CL A500$150<0.1%History
CMGHFChaoda Modern Agriculture Holdings LtdUFO150$4<0.1%History
ATHXAthersys, IncCOM NEW120$00.0%History