DCF Advisers, LLC
- SEC CIK
- 0001802493
- Latest filing
- Aug 10, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 57
- −9 vs. Q4 2021
- Portfolio value
- $170.6M
- −$28.1M (−14.2%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| IMDXInsight Molecular Diagnostics Inc. | COM | 25,149 | $37.0K | <0.1% | +13,000+107.0% | Added | History |
| NKTRNektar Therapeutics | COM | 15,000 | $81.0K | <0.1% | −16,300−52.1% | Reduced | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 53,000 | $82.0K | <0.1% | −32,000−37.6% | Reduced | History |
| APTXAptinyx Inc. | COM | 57,000 | $129.0K | 0.1% | 00.0% | Unchanged | History |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $213.0K | 0.1% | – | – | – |
| TBHCBrand House Collective, Inc. | COM | 24,132 | $224.0K | 0.1% | +24,132 | New | History |
| AIRTAir T Inc | COM | 12,000 | $273.0K | 0.2% | +1,996+20.0% | Added | History |
| SOFISoFi Technologies, Inc. | Stock | 45,000 | $425.0K | 0.2% | +45,000 | New | History |
| OVIDOvid Therapeutics Inc. | COM | 141,701 | $445.0K | 0.3% | 00.0% | Unchanged | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 150,000 | $494.0K | 0.3% | −10,000−6.3% | Reduced | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 7,500 | $517.0K | 0.3% | +7,500 | New | – |
| EQEquillium, Inc. | COM | 165,663 | $522.0K | 0.3% | −22,003−11.7% | Reduced | History |
| DISWalt Disney Co | Stock | 4,000 | $549.0K | 0.3% | +4,000 | New | History |
| CSCOCisco Systems, Inc. | Stock | 10,000 | $558.0K | 0.3% | +10,000 | New | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 9,000 | $683.0K | 0.4% | +9,000 | New | – |
| NOKNokia Corp | SPONSORED ADR | 150,000 | $819.0K | 0.5% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 7,000 | $912.0K | 0.5% | +7,000 | New | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 9,000 | $938.0K | 0.5% | +9,000 | New | History |
| STEWSRH Total Return Fund, Inc. | COM | 65,000 | $964.0K | 0.6% | −18,000−21.7% | Reduced | History |
| SLViShares Silver Trust | ETF | 45,000 | $1.03M | 0.6% | −22,500−33.3% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 9,000 | $1.04M | 0.6% | +9,000 | New | History |
| ITWIllinois Tool Works Inc | Stock | 5,075 | $1.06M | 0.6% | +1,575+45.0% | Added | History |
| QCOMQualcomm Inc | Stock | 7,500 | $1.15M | 0.7% | 00.0% | Unchanged | History |
| MRVLMarvell Technology, Inc. | COM | 17,500 | $1.25M | 0.7% | 00.0% | Unchanged | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 141,000 | $1.58M | 0.9% | +47,000+50.0% | Added | History |
| AERIAerie Pharmaceuticals Inc | COM | 189,565 | $1.73M | 1.0% | −2,500−1.3% | Reduced | History |
| ALTAltimmune, Inc. | COM NEW | 316,000 | $1.92M | 1.1% | +35,300+12.6% | Added | History |
| FFord Motor Co | Stock | 123,000 | $2.08M | 1.2% | −45,750−27.1% | Reduced | History |
| LNSRLENSAR, Inc. | COM | 287,023 | $2.12M | 1.2% | +7,235+2.6% | Added | History |
| SGENSeagen Inc. | COM | 15,000 | $2.16M | 1.3% | +1,500+11.1% | Added | History |
| AAPLApple Inc. | Stock | 12,500 | $2.18M | 1.3% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 97,500 | $2.30M | 1.4% | +5,000+5.4% | Added | History |
| IMPLIPI Legacy Liquidation Co | COM | 367,058 | $2.34M | 1.4% | +111,031+43.4% | Added | History |
| METAMeta Platforms, Inc. | Stock | 10,600 | $2.36M | 1.4% | +10,600 | New | History |
| PFEPfizer Inc | Stock | 46,500 | $2.41M | 1.4% | −18,500−28.5% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 257,000 | $2.47M | 1.4% | −2,000−0.8% | Reduced | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 55,000 | $2.58M | 1.5% | 00.0% | Unchanged | – |
| PRTAProthena Corp Public Ltd Co | SHS | 76,000 | $2.78M | 1.6% | +16,000+26.7% | Added | History |
| LLYEli Lilly & Co | Stock | 10,350 | $2.96M | 1.7% | −900−8.0% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 19,000 | $3.10M | 1.8% | +1,000+5.6% | Added | History |
| ORCLOracle Corp | Stock | 39,000 | $3.23M | 1.9% | −3,500−8.2% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 30,000 | $3.28M | 1.9% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 80,000 | $3.50M | 2.1% | −5,000−5.9% | Reduced | History |
| TPBTurning Point Brands, Inc. | COM | 103,676 | $3.53M | 2.1% | −8,250−7.4% | Reduced | History |
| INCYIncyte Corp | COM | 45,500 | $3.61M | 2.1% | −24,500−35.0% | Reduced | History |
| IAUiShares Gold Trust | ETF | 100,000 | $3.68M | 2.2% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 70,000 | $3.74M | 2.2% | +2,000+2.9% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 102,500 | $3.93M | 2.3% | −12,500−10.9% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 30,000 | $5.42M | 3.2% | +5,000+20.0% | Added | History |
| BACBank of America Corp | Stock | 145,500 | $6.00M | 3.5% | 00.0% | Unchanged | History |
| XNCRXencor Inc | COM | 257,000 | $6.86M | 4.0% | +15,237+6.3% | Added | History |
| ARGXArgenx SE | SPONSORED ADR | 25,000 | $7.88M | 4.6% | 00.0% | Unchanged | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 14,700 | $10.3M | 6.0% | −2,500−14.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 4,350 | $12.2M | 7.1% | 00.0% | Unchanged | History |
| MUMicron Technology Inc | Stock | 167,500 | $13.0M | 7.6% | −10,000−5.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 88,750 | $14.4M | 8.4% | −10,568−10.6% | Reduced | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 238,500 | $14.6M | 8.6% | −120,500−33.6% | Reduced | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $37.7M | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $11.1M | $4.52M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $2.10M | – |
| MUMicron Technology Inc | Stock | $467.0K | $506.0K |
| GLDSPDR Gold Trust | ETF | – | $632.0K |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | – | $345.0K |
| CSCOCisco Systems, Inc. | Stock | – | $279.0K |
| PRTAProthena Corp Public Ltd Co | SHS | – | $91.0K |
| ETEnergy Transfer LP | COM UT LTD PTN | – | $50.0K |
Sold out since Q4 2021 (19)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| AMGNAmgen Inc | Stock | 12,750 | $2.87M | 1.4% | History |
| VZVerizon Communications Inc | Stock | 50,000 | $2.60M | 1.3% | History |
| BMYBristol Myers Squibb Co | Stock | 32,500 | $2.03M | 1.0% | History |
| MSMorgan Stanley | Stock | 12,500 | $1.23M | 0.6% | History |
| INTCIntel Corp | Stock | 20,000 | $1.03M | 0.5% | History |
| MSFTMicrosoft Corp | Stock | 2,500 | $841.0K | 0.4% | History |
| VIRVir Biotechnology, Inc. | COM | 20,000 | $837.0K | 0.4% | History |
| NXPINXP Semiconductors N.V. | COM | 3,500 | $797.0K | 0.4% | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 12,745 | $742.0K | 0.4% | History |
| BDXBecton Dickinson & Co | Stock | 2,000 | $503.0K | 0.3% | History |
| BOXBox Inc | CL A | 18,500 | $485.0K | 0.2% | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 5,000 | $465.0K | 0.2% | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 5,000 | $422.0K | 0.2% | – |
| FCXFreeport-McMoran Inc | Stock | 10,000 | $417.0K | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 15,990 | $376.0K | 0.2% | History |
| APTVAptiv PLC | SHS | 2,250 | $371.0K | 0.2% | History |
| Paramount Global92556H206 | CL B | 11,100 | $335.0K | 0.2% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 5,000 | $261.0K | 0.1% | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 154,500 | $156.0K | 0.1% | History |