DCF Advisers, LLC
- SEC CIK
- 0001802493
- Latest filing
- Aug 10, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 66
- −6 vs. Q3 2021
- Portfolio value
- $198.7M
- +$14.8M (+8.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| IMDXInsight Molecular Diagnostics Inc. | COM | 12,149 | $26.0K | <0.1% | 00.0% | Unchanged | History |
| APTXAptinyx Inc. | COM | 57,000 | $152.0K | 0.1% | −57,000−50.0% | Reduced | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 154,500 | $156.0K | 0.1% | 00.0% | Unchanged | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 85,000 | $208.0K | 0.1% | −2,000−2.3% | Reduced | History |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $211.0K | 0.1% | – | New | – |
| AIRTAir T Inc | COM | 10,004 | $252.0K | 0.1% | +333+3.4% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 5,000 | $261.0K | 0.1% | 00.0% | Unchanged | History |
| Paramount Global92556H206 | CL B | 11,100 | $335.0K | 0.2% | −1,400−11.2% | Reduced | – |
| APTVAptiv PLC | SHS | 2,250 | $371.0K | 0.2% | 00.0% | Unchanged | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 15,990 | $376.0K | 0.2% | −9,010−36.0% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 10,000 | $417.0K | 0.2% | 00.0% | Unchanged | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 5,000 | $422.0K | 0.2% | −4,500−47.4% | Reduced | – |
| NKTRNektar Therapeutics | COM | 31,300 | $423.0K | 0.2% | 00.0% | Unchanged | History |
| OVIDOvid Therapeutics Inc. | COM | 141,701 | $455.0K | 0.2% | 00.0% | Unchanged | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 5,000 | $465.0K | 0.2% | 00.0% | Unchanged | History |
| BOXBox Inc | CL A | 18,500 | $485.0K | 0.2% | 00.0% | Unchanged | History |
| BDXBecton Dickinson & Co | Stock | 2,000 | $503.0K | 0.3% | −1,000−33.3% | Reduced | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 160,000 | $539.0K | 0.3% | 00.0% | Unchanged | History |
| EQEquillium, Inc. | COM | 187,666 | $708.0K | 0.4% | +2,000+1.1% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 12,745 | $742.0K | 0.4% | 00.0% | Unchanged | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 94,000 | $774.0K | 0.4% | +72,500+337.2% | Added | History |
| NXPINXP Semiconductors N.V. | COM | 3,500 | $797.0K | 0.4% | 00.0% | Unchanged | History |
| VIRVir Biotechnology, Inc. | COM | 20,000 | $837.0K | 0.4% | −8,000−28.6% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 2,500 | $841.0K | 0.4% | 00.0% | Unchanged | History |
| ITWIllinois Tool Works Inc | Stock | 3,500 | $864.0K | 0.4% | 00.0% | Unchanged | History |
| NOKNokia Corp | SPONSORED ADR | 150,000 | $933.0K | 0.5% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 20,000 | $1.03M | 0.5% | +20,000 | New | History |
| STEWSRH Total Return Fund, Inc. | COM | 83,000 | $1.18M | 0.6% | 00.0% | Unchanged | History |
| MSMorgan Stanley | Stock | 12,500 | $1.23M | 0.6% | 00.0% | Unchanged | History |
| AERIAerie Pharmaceuticals Inc | COM | 192,065 | $1.35M | 0.7% | +55,564+40.7% | Added | History |
| QCOMQualcomm Inc | Stock | 7,500 | $1.37M | 0.7% | 00.0% | Unchanged | History |
| SLViShares Silver Trust | ETF | 67,500 | $1.45M | 0.7% | −12,500−15.6% | Reduced | History |
| MRVLMarvell Technology, Inc. | COM | 17,500 | $1.53M | 0.8% | 00.0% | Unchanged | History |
| LNSRLENSAR, Inc. | COM | 279,788 | $1.68M | 0.8% | 00.0% | Unchanged | History |
| BMYBristol Myers Squibb Co | Stock | 32,500 | $2.03M | 1.0% | 00.0% | Unchanged | History |
| SGENSeagen Inc. | COM | 13,500 | $2.09M | 1.1% | 00.0% | Unchanged | History |
| IMPLIPI Legacy Liquidation Co | COM | 256,027 | $2.21M | 1.1% | +106,027+70.7% | Added | History |
| AAPLApple Inc. | Stock | 12,500 | $2.22M | 1.1% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 92,500 | $2.28M | 1.1% | +32,500+54.2% | Added | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 55,000 | $2.31M | 1.2% | +15,000+37.5% | Added | – |
| ALTAltimmune, Inc. | COM NEW | 280,700 | $2.57M | 1.3% | +41,500+17.3% | Added | History |
| VZVerizon Communications Inc | Stock | 50,000 | $2.60M | 1.3% | −50,000−50.0% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 259,000 | $2.65M | 1.3% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 12,750 | $2.87M | 1.4% | +1,500+13.3% | Added | History |
| PRTAProthena Corp Public Ltd Co | SHS | 60,000 | $2.96M | 1.5% | 00.0% | Unchanged | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 18,000 | $3.05M | 1.5% | +500+2.9% | Added | History |
| LLYEli Lilly & Co | Stock | 11,250 | $3.11M | 1.6% | 00.0% | Unchanged | History |
| IAUiShares Gold Trust | ETF | 100,000 | $3.48M | 1.8% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 168,750 | $3.50M | 1.8% | +36,250+27.4% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 115,000 | $3.68M | 1.9% | −60,000−34.3% | Reduced | – |
| ORCLOracle Corp | Stock | 42,500 | $3.71M | 1.9% | +2,500+6.3% | Added | History |
| PFEPfizer Inc | Stock | 65,000 | $3.84M | 1.9% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 68,000 | $4.11M | 2.1% | +3,000+4.6% | Added | History |
| TPBTurning Point Brands, Inc. | COM | 111,926 | $4.23M | 2.1% | +10,926+10.8% | Added | History |
| GLDSPDR Gold Trust | ETF | 25,000 | $4.27M | 2.2% | +2,500+11.1% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 30,000 | $4.32M | 2.2% | −10,000−25.0% | Reduced | History |
| GMGeneral Motors Co | COM | 85,000 | $4.98M | 2.5% | −5,000−5.6% | Reduced | History |
| INCYIncyte Corp | COM | 70,000 | $5.14M | 2.6% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 145,500 | $6.47M | 3.3% | −4,500−3.0% | Reduced | History |
| ARGXArgenx SE | SPONSORED ADR | 25,000 | $8.76M | 4.4% | 00.0% | Unchanged | History |
| XNCRXencor Inc | COM | 241,763 | $9.70M | 4.9% | +11,763+5.1% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 17,200 | $10.9M | 5.5% | +1,200+7.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 4,350 | $12.6M | 6.3% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 99,318 | $13.4M | 6.8% | +21,568+27.7% | Added | History |
| MUMicron Technology Inc | Stock | 177,500 | $16.5M | 8.3% | 00.0% | Unchanged | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 359,000 | $18.8M | 9.5% | −20,000−5.3% | Reduced | History |
Options (7)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Vanguard S&P 500 ETF922908363 | ETF | $28.4M | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $13.9M | – |
| ORCLOracle Corp | Stock | – | $1.96M |
| HONHoneywell International Inc | COM | – | $1.88M |
| MUMicron Technology Inc | Stock | $932.0K | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | – | $694.0K |
| REGNRegeneron Pharmaceuticals, Inc. | COM | – | $126.0K |
Sold out since Q3 2021 (8)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| BABAAlibaba Group Holding Ltd | ADR | 14,500 | $2.15M | 1.2% | History |
| PSFEPaysafe Ltd | ORD | 110,000 | $853.0K | 0.5% | History |
| ADMSAdamas Pharmaceuticals Inc | COM | 140,000 | $687.0K | 0.4% | History |
| BIIBBiogen Inc. | COM | 2,000 | $566.0K | 0.3% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 30,000 | $551.0K | 0.3% | – |
| TBHCBrand House Collective, Inc. | COM | 11,000 | $211.0K | 0.1% | History |
| QTNTQuotient Ltd | SHS | 83,937 | $196.0K | 0.1% | History |
| VLDXWVelo3D, Inc. | *W EXP 12/01/202 | 42,000 | $72.0K | <0.1% | History |