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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed May 8, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
1,109
+178 vs. Q4 2024
Portfolio value
$2.64B
+$808.5M (+44.1%) vs. Q4 2024
Filed
May 8, 2025
SEC
Holdings of Arkadios Wealth Advisors in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
SENSSenseonics Holdings, Inc.COM10,198$6.69K<0.1%+50+0.5%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A13,123$7.94K<0.1%−46−0.3%ReducedHistory
Exact Sciences Corp30063PAB1NOTE 0.375% 3/110,000$9.18K<0.1%00.0%Unchanged–
CONMED Corp207410AH4NOTE 2.250% 6/110,000$9.39K<0.1%00.0%Unchanged–
Marriott Vacations Worldwide Corp57164YAD9NOTE 1/110,000$9.59K<0.1%00.0%Unchanged–
NICE Ltd.653656AB4NOTE 9/110,000$9.70K<0.1%00.0%Unchanged–
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/110,000$9.90K<0.1%00.0%Unchanged–
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/011,000$10.7K<0.1%00.0%Unchanged–
NAKNorthern Dynasty Minerals LtdCOM NEW10,100$11.6K<0.1%00.0%UnchangedHistory
Rapid7, Inc.753422AF1NOTE 0.250% 3/113,000$11.9K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/110,000$11.9K<0.1%00.0%Unchanged–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/113,000$12.9K<0.1%00.0%Unchanged–
Ziff Davis, Inc.48123VAE2NOTE 1.750%11/014,000$13.1K<0.1%00.0%Unchanged–
DGXXDigi Power X Inc.COM SUB VTG11,666$13.3K<0.1%+11,666NewHistory
Imax Corp45245EAJ8NOTE 0.500% 4/013,000$14.4K<0.1%00.0%Unchanged–
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/015,000$14.4K<0.1%00.0%Unchanged–
CTXRCitius Pharmaceuticals, Inc.COM10,000$14.9K<0.1%00.0%UnchangedHistory
NCL Corp Ltd62886HBD2NOTE 1.125% 2/117,000$16.5K<0.1%00.0%Unchanged–
Patk703343AG812/01/202813,000$18.2K<0.1%00.0%Unchanged–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/010,000$23.3K<0.1%00.0%Unchanged–
CMCTCreative Media & Community Trust CorpREIT94,169$23.6K<0.1%+94,169NewHistory
MVISMicrovision, Inc.COM NEW20,300$25.2K<0.1%−1,000−4.7%ReducedHistory
REIRing Energy, Inc.COM23,429$26.9K<0.1%+11,579+97.7%AddedHistory
SGHTSight Sciences, Inc.COM12,905$31.0K<0.1%+16+0.1%AddedHistory
WOLFWolfspeed, Inc.Stock12,000$36.7K<0.1%+2,000+20.0%AddedHistory
Bitfarms Ltd Com09173B107Stock50,000$39.4K<0.1%+50,000New–
INVZInnoviz Technologies Ltd.SHS61,000$39.8K<0.1%+61,000NewHistory
NMGNouveau Monde Graphite Inc.Stock30,000$45.3K<0.1%+30,000NewHistory
LUMNLumen Technologies, Inc.Stock12,304$48.2K<0.1%−656−5.1%ReducedHistory
MKZRMacKenzie Realty Capital, Inc.COM36,030$54.0K<0.1%+36,030NewHistory
LYGLloyds Banking Group plcSPONSORED ADR14,839$56.7K<0.1%+2,060+16.1%AddedHistory
UWMCUWM Holdings CorpCOM CL A10,604$57.9K<0.1%+463+4.6%AddedHistory
RCReady Capital CorpCOM11,472$58.4K<0.1%+11,472NewHistory
BRSPBrightSpire Capital, Inc.COM CL A11,615$64.6K<0.1%+11,615NewHistory
OXLCOxford Lane Capital Corp.COM14,053$66.3K<0.1%+969+7.4%AddedHistory
IOVAIovance Biotherapeutics, Inc.COM20,100$66.9K<0.1%−142−0.7%ReducedHistory
RLAYRelay Therapeutics, Inc.COM25,669$67.3K<0.1%+25,669NewHistory
UNITUniti Group Inc.COM13,961$70.4K<0.1%−509−3.5%ReducedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW50,000$72.5K<0.1%+50,000NewHistory
SERVServe Robotics Inc.COM12,846$73.9K<0.1%+12,846NewHistory
RDWRedwire CorpStock10,000$82.9K<0.1%00.0%UnchangedHistory
NFENew Fortress Energy Inc.COM CL A10,077$83.7K<0.1%+77+0.8%AddedHistory
PLUGPlug Power IncStock62,087$83.8K<0.1%+50.0%AddedHistory
FGBIFirst Guaranty Bancshares, Inc.COM12,236$94.2K<0.1%+1,502+14.0%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A13,002$95.8K<0.1%+1,500+13.0%AddedHistory
TDOCTeladoc Health, Inc.COM12,311$98.0K<0.1%−308−2.4%ReducedHistory
MRCCMonroe Capital CorpCOM12,579$98.1K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS11,615$101.7K<0.1%+534+4.8%AddedHistory
KULRKULR Technology Group, Inc.Common Stock78,000$103.0K<0.1%+78,000NewHistory
MINDMind Technology, IncCOM17,550$105.3K<0.1%−1,950−10.0%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,778$106.6K<0.1%+54+0.5%AddedHistory
BTBTBit Digital, IncSHS55,428$112.0K<0.1%+55,428NewHistory
LBTYKLiberty Global Ltd.COM CL C10,952$131.1K<0.1%+10,952NewHistory
OIAInvesco Municipal Income Opportunities TrustCOM23,062$138.8K<0.1%+23,062NewHistory
VTRSViatris IncStock16,039$139.7K<0.1%+2,062+14.8%AddedHistory
FUBOFuboTV Inc.COM48,385$141.3K<0.1%−25,292−34.3%ReducedHistory
CORZCore Scientific, Inc.COM20,018$144.9K<0.1%+20,018NewHistory
MARAMARA Holdings, Inc.COM12,800$147.2K<0.1%−960−7.0%ReducedHistory
RIVNRivian Automotive, Inc.Stock12,294$153.1K<0.1%+1,648+15.5%AddedHistory
PSECProspect Capital CorpCOM37,335$153.1K<0.1%+25,434+213.7%AddedHistory
RIOTRiot Platforms, Inc.COM21,549$153.4K<0.1%+21,549NewHistory
Tidal ETF Tr886364843ATAC US ROTATION10,150$159.4K<0.1%+10,150New–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR11,421$163.8K<0.1%−4,518−28.3%ReducedHistory
Amplify ETF Tr032108847CEF HIGH INCOME14,606$166.7K<0.1%+682+4.9%Added–
QXOQXO, Inc.COM NEW13,270$179.7K<0.1%+13,270NewHistory
VODVodafone Group Public Ltd CoADR19,349$181.3K<0.1%−537−2.7%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM16,722$186.8K<0.1%−4,840−22.4%ReducedHistory
Tidal ETF Tr88634T774II YIELDMAX NVDA12,243$188.3K<0.1%+2,318+23.4%Added–
HSTHost Hotels & Resorts, Inc.COM13,769$195.7K<0.1%+13,769NewHistory
KEYKeycorpCOM12,431$198.8K<0.1%−269−2.1%ReducedHistory
Innovator ETFs Trust45782C474US SML CP PWR B5,635$201.4K<0.1%−228−3.9%Reduced–
CIMChimera Investment CorpCOM SHS15,708$201.5K<0.1%+611+4.0%AddedHistory
TDYTeledyne Technologies IncCOM405$201.6K<0.1%+405NewHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,561$201.6K<0.1%−861−8.3%Reduced–
Franklin Templeton ETF Tr35473P769FRANKLIN INDIA5,496$202.5K<0.1%+5,496New–
FICOFair Isaac CorpCOM110$202.9K<0.1%−16−12.7%ReducedHistory
TDGTransDigm Group INCCOM147$203.2K<0.1%+147NewHistory
HWCHancock Whitney CorpCOM3,874$203.2K<0.1%+19+0.5%AddedHistory
ROKURoku, IncCOM CL A2,900$204.3K<0.1%−513−15.0%ReducedHistory
iShares Tr464288752US HOME CONS ETF2,146$204.4K<0.1%+2,146New–
OCCIOFS Credit Company, Inc.COM33,396$204.4K<0.1%+1,352+4.2%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF5,197$204.6K<0.1%+5,197New–
PVHPVH Corp.COM3,172$205.0K<0.1%+3,172NewHistory
ANAutonation, Inc.COM1,272$206.0K<0.1%+1,272NewHistory
IRIngersoll Rand Inc.COM2,584$206.8K<0.1%+2,584NewHistory
VGVenture Global, Inc.COM CL A20,150$207.5K<0.1%+20,150NewHistory
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT5,426$208.1K<0.1%00.0%Unchanged–
CNRCore Natural Resources, Inc.COM SHS2,714$209.2K<0.1%+2,714NewHistory
AZZAzz IncCOM2,508$209.7K<0.1%+2,508NewHistory
MELIMercadolibre IncCOM108$210.7K<0.1%+108NewHistory
PNNTPennantpark Investment CorpCOM30,061$211.3K<0.1%−10,348−25.6%ReducedHistory
IBNIcici Bank LtdADR6,705$211.3K<0.1%+6,705NewHistory
iShares Tr46429B7470-5 YR TIPS ETF2,065$213.6K<0.1%−156−7.0%Reduced–
KFYKorn FerryCOM NEW3,150$213.7K<0.1%+3,150NewHistory
Harbor ETF Trust41151J885INTERNATNAL COMP8,070$214.1K<0.1%00.0%Unchanged–
PDIPIMCO Dynamic Income FundSHS10,872$215.3K<0.1%+10,872NewHistory
IVTInvenTrust Properties Corp.COM NEW7,338$215.5K<0.1%+7,338NewHistory
Fidelity Covington Trust316092782VLU FACTOR ETF3,635$216.6K<0.1%+3,635New–
SLMSLM CorpCOM7,383$216.8K<0.1%+7,383NewHistory
First Tr Exchng Traded FD VI33740U786FT VEST U.S5,928$218.1K<0.1%00.0%Unchanged–

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q1 2025
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$3.02M$279.7K
Invesco QQQ Trust Series I46090E103ETF$93.8K$1.17M
CCitigroup IncStock$85.2K$326.6K
HDHome Depot, Inc.Stock$366.5K–
NVDANVIDIA CorpStock$216.8K–
BACBank of America CorpStock–$208.7K
CRWDCrowdStrike Holdings, Inc.Stock$141.0K–
GOOGLAlphabet Inc.Stock$123.7K–
GOOGAlphabet Inc.Stock–$109.4K
BRK.BBerkshire Hathaway IncStock$106.5K–
BMYBristol Myers Squibb CoStock$91.5K–
HOODRobinhood Markets, Inc.Stock–$83.2K
TSLATesla, Inc.Stock–$77.7K
AMZNAmazon Com IncStock–$76.1K
OXYOccidental Petroleum CorpStock–$69.1K
MSFTMicrosoft CorpStock–$37.5K
PYPLPayPal Holdings, Inc.Stock–$32.6K
CRMSalesforce, Inc.Stock–$26.8K
AAAlcoa CorpStock–$21.4K
GEGeneral Electric CoStock$20.0K–
RIGTransocean Ltd.REGISTERED SHS–$19.0K
PLTRPalantir Technologies Inc.Stock–$8.44K

Sold out since Q4 2024 (67)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
PLNTPlanet Fitness, Inc.CL A10,984$1.09M0.1%History
NEMNEWMONT CorpStock26,116$972.0K0.1%History
MFCManulife Financial CorpCOM27,642$848.9K<0.1%History
iShares Tr46435U135CYBERSECURITY16,861$822.6K<0.1%–
Simplify Exchange Traded Fun82889N863VOLATILITY PREM31,974$664.7K<0.1%–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW5,913$610.8K<0.1%–
QMCOQuantum CorpCOM8,642$466.0K<0.1%History
COKECoca-Cola Consolidated, Inc.COM370$465.9K<0.1%History
GDDYGoDaddy Inc.CL A1,919$378.8K<0.1%History
RACEFerrari N.V.COM887$376.8K<0.1%History
SILASila Realty Trust, Inc.COMMON STOCK15,207$369.8K<0.1%History
MTDMettler Toledo International IncCOM285$348.7K<0.1%History
POSTPost Holdings, Inc.COM2,967$339.6K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,887$327.5K<0.1%–
EGEverest Group, Ltd.COM903$327.4K<0.1%History
MHOM/I Homes, Inc.COM2,226$295.9K<0.1%History
ALGNAlign Technology IncCOM1,397$291.3K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,501$288.0K<0.1%–
CNRCore Natural Resources, Inc.COM2,677$285.6K<0.1%History
First Tr Exchange-Traded FD33738D309SENIOR LN FD6,031$278.9K<0.1%–
TDToronto Dominion BankStock5,028$267.7K<0.1%History
DDOGDatadog, Inc.CL A COM1,873$267.6K<0.1%History
iShares Tr46435G219INVT GRAD SY ETF5,992$265.8K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN4,488$246.6K<0.1%–
CPCanadian Pacific Kansas City LtdCOM3,208$232.2K<0.1%History
CDNSCadence Design Systems IncStock767$230.6K<0.1%History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,124$224.1K<0.1%–
iShares Tr464287515EXPANDED TECH2,220$222.3K<0.1%–
CMCTCreative Media & Community Trust CorpCOM979,998$220.5K<0.1%History
GLNGGolar LNG LtdSHS5,204$220.2K<0.1%History
ONOn Semiconductor CorpStock3,482$219.5K<0.1%History
Fidelity Covington Trust316092352BLUE CHIP GRWTH4,670$216.0K<0.1%–
CRHCRH Public Ltd CoORD2,335$216.0K<0.1%History
COOCooper Companies, Inc.COM2,346$215.7K<0.1%History
Innovator ETFs Trust45782C748US EQTY PWR BUF5,634$211.4K<0.1%–
iShares Tr46434V290US SML CAP EQT3,113$210.1K<0.1%–
iShares Tr464288158SHRT NAT MUN ETF1,992$210.1K<0.1%–
iShares Tr46435G474FALN ANGLS USD7,751$207.0K<0.1%–
ENTGEntegris IncCOM2,083$206.3K<0.1%History
SLFSun Life Financial IncCOM3,404$202.0K<0.1%History
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,437$201.4K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT11,257$194.2K<0.1%–
Invesco Exchange Traded FD T46137V621FINL PFD ETF12,790$186.1K<0.1%–
Advisorshares Ranger Equity Bear ETF00768Y883CEF11,278$184.3K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM10,258$159.3K<0.1%History
JBLUJetBlue Airways CorpCOM20,201$158.8K<0.1%History
PRPermian Resources CorpCLASS A COM10,938$157.3K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM10,750$117.5K<0.1%History
EVNEaton Vance Municipal Income TrustSH BEN INT11,191$113.1K<0.1%History
NMZNuveen Municipal High Income Opportunity FundCOM10,110$109.3K<0.1%History
OPTTOcean Power Technologies, Inc.COM NEW100,000$102.0K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A12,431$84.0K<0.1%History
HRTXHeron Therapeutics, Inc.COM50,000$76.5K<0.1%History
TLRYTilray Brands, Inc.COM CL 255,189$73.4K<0.1%History
Veren Inc92340V107COM NEW11,513$59.2K<0.1%–
ALTMArcadium Lithium plcStock11,007$56.5K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS20,000$47.0K<0.1%History
NOTEFiscalNote Holdings, Inc.COMMON STOCK37,289$39.9K<0.1%History
Altair Engr Inc021369AC7NOTE 1.750% 6/116,000$24.9K<0.1%–
BLNKBlink Charging Co.COM13,930$19.4K<0.1%History
Envestnet, Inc.29404KAE6NOTE 0.750% 8/119,000$18.9K<0.1%–
OPENOpendoor Technologies Inc.COM11,065$17.7K<0.1%History
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/110,000$16.0K<0.1%–
Box Inc10316TAB0NOTE 1/111,000$13.9K<0.1%–
Live Nation Entertainment IN538034AU3NOTE 2.000% 2/111,000$13.5K<0.1%–
Liberty Media Corp531229AQ5NOTE 2.250% 8/110,000$12.2K<0.1%–
Etsy Inc29786AAL0NOTE 0.125% 9/012,000$10.3K<0.1%–