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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 15, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
931
+13 vs. Q3 2024
Portfolio value
$1.83B
+$68.2M (+3.9%) vs. Q3 2024
Filed
Jan 15, 2025
SEC
Holdings of Arkadios Wealth Advisors in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
SENSSenseonics Holdings, Inc.COM10,148$5.31K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,100$5.87K<0.1%00.0%UnchangedHistory
Exact Sciences Corp30063PAB1NOTE 0.375% 3/110,000$9.26K<0.1%00.0%Unchanged–
CONMED Corp207410AH4NOTE 2.250% 6/110,000$9.28K<0.1%00.0%Unchanged–
Marriott Vacations Worldwide Corp57164YAD9NOTE 1/110,000$9.51K<0.1%00.0%Unchanged–
NICE Ltd.653656AB4NOTE 9/110,000$9.57K<0.1%00.0%Unchanged–
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/110,000$9.84K<0.1%+10,000New–
Etsy Inc29786AAL0NOTE 0.125% 9/012,000$10.3K<0.1%00.0%Unchanged–
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/011,000$11.0K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/110,000$11.7K<0.1%00.0%Unchanged–
Rapid7, Inc.753422AF1NOTE 0.250% 3/113,000$12.0K<0.1%00.0%Unchanged–
Liberty Media Corp531229AQ5NOTE 2.250% 8/110,000$12.2K<0.1%00.0%Unchanged–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/113,000$12.9K<0.1%00.0%Unchanged–
Ziff Davis, Inc.48123VAE2NOTE 1.750%11/014,000$13.1K<0.1%00.0%Unchanged–
Live Nation Entertainment IN538034AU3NOTE 2.000% 2/111,000$13.5K<0.1%00.0%Unchanged–
Imax Corp45245EAJ8NOTE 0.500% 4/013,000$13.8K<0.1%00.0%Unchanged–
Box Inc10316TAB0NOTE 1/111,000$13.9K<0.1%00.0%Unchanged–
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/015,000$14.0K<0.1%00.0%Unchanged–
CHPTChargePoint Holdings, Inc.COM CL A13,169$14.1K<0.1%−1,727−11.6%ReducedHistory
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/110,000$16.0K<0.1%00.0%Unchanged–
REIRing Energy, Inc.COM11,850$16.1K<0.1%−2,415−16.9%ReducedHistory
NCL Corp Ltd62886HBD2NOTE 1.125% 2/117,000$17.6K<0.1%00.0%Unchanged–
Patk703343AG812/01/202813,000$17.7K<0.1%00.0%Unchanged–
OPENOpendoor Technologies Inc.COM11,065$17.7K<0.1%+11,065NewHistory
Envestnet, Inc.29404KAE6NOTE 0.750% 8/119,000$18.9K<0.1%00.0%Unchanged–
BLNKBlink Charging Co.COM13,930$19.4K<0.1%−5,100−26.8%ReducedHistory
NRG Energy, Inc.629377CG5DBCV 2.750% 6/010,000$21.9K<0.1%00.0%Unchanged–
Altair Engr Inc021369AC7NOTE 1.750% 6/116,000$24.9K<0.1%00.0%Unchanged–
MVISMicrovision, Inc.COM NEW21,300$27.9K<0.1%−350−1.6%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR12,779$34.8K<0.1%−841−6.2%ReducedHistory
NOTEFiscalNote Holdings, Inc.COMMON STOCK37,289$39.9K<0.1%+37,289NewHistory
CTXRCitius Pharmaceuticals, Inc.COM10,000$40.0K<0.1%+2,000+25.0%AddedConverted for a 1-for-25 splitHistory
SGHTSight Sciences, Inc.COM12,889$46.9K<0.1%+12,889NewHistory
AUTLAutolus Therapeutics plcSPON ADS20,000$47.0K<0.1%+20,000NewHistory
PSECProspect Capital CorpCOM11,901$51.3K<0.1%00.0%UnchangedHistory
ALTMArcadium Lithium plcStock11,007$56.5K<0.1%+409+3.9%AddedHistory
Veren Inc92340V107COM NEW11,513$59.2K<0.1%+11,513New–
UWMCUWM Holdings CorpCOM CL A10,141$59.5K<0.1%00.0%UnchangedHistory
OXLCOxford Lane Capital Corp.COM13,084$66.3K<0.1%−166−1.3%ReducedHistory
WOLFWolfspeed, Inc.Stock10,000$66.6K<0.1%+10,000NewHistory
LUMNLumen Technologies, Inc.Stock12,960$68.8K<0.1%−407−3.0%ReducedHistory
TLRYTilray Brands, Inc.COM CL 255,189$73.4K<0.1%00.0%UnchangedHistory
HRTXHeron Therapeutics, Inc.COM50,000$76.5K<0.1%+50,000NewHistory
UNITUniti Group Inc.COM14,470$79.6K<0.1%−34−0.2%ReducedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A12,431$84.0K<0.1%+12,431NewHistory
FUBOFuboTV Inc.COM73,677$92.8K<0.1%00.0%UnchangedHistory
OPTTOcean Power Technologies, Inc.COM NEW100,000$102.0K<0.1%+100,000NewHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,724$103.2K<0.1%+575+5.7%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A11,502$105.2K<0.1%+11,502NewHistory
MRCCMonroe Capital CorpCOM12,579$106.9K<0.1%00.0%UnchangedHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,110$109.3K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS11,081$111.6K<0.1%−311−2.7%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT11,191$113.1K<0.1%−8,157−42.2%ReducedHistory
TDOCTeladoc Health, Inc.COM12,619$114.7K<0.1%+12,619NewHistory
PFLTPennantPark Floating Rate Capital Ltd.COM10,750$117.5K<0.1%00.0%UnchangedHistory
FGBIFirst Guaranty Bancshares, Inc.COM10,734$121.9K<0.1%+10,734NewHistory
PLUGPlug Power IncStock62,082$132.2K<0.1%+29,062+88.0%AddedHistory
RIVNRivian Automotive, Inc.Stock10,646$141.6K<0.1%+472+4.6%AddedHistory
IOVAIovance Biotherapeutics, Inc.COM20,242$149.8K<0.1%+20,242NewHistory
NFENew Fortress Energy Inc.COM CL A10,000$151.2K<0.1%+10,000NewHistory
MINDMind Technology, IncCOM19,500$154.8K<0.1%00.0%UnchangedHistory
PRPermian Resources CorpCLASS A COM10,938$157.3K<0.1%−3,876−26.2%ReducedHistory
JBLUJetBlue Airways CorpCOM20,201$158.8K<0.1%00.0%UnchangedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM10,258$159.3K<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108847CEF HIGH INCOME13,924$160.4K<0.1%−1,382−9.0%Reduced–
QBTSD-Wave Quantum Inc.Stock19,245$161.7K<0.1%+19,245NewHistory
RDWRedwire CorpStock10,000$164.6K<0.1%+10,000NewHistory
VODVodafone Group Public Ltd CoADR19,886$168.8K<0.1%−5,937−23.0%ReducedHistory
VTRSViatris IncStock13,977$174.0K<0.1%−52−0.4%ReducedHistory
Advisorshares Ranger Equity Bear ETF00768Y883CEF11,278$184.3K<0.1%−13,072−53.7%Reduced–
Invesco Exchange Traded FD T46137V621FINL PFD ETF12,790$186.1K<0.1%−1,705−11.8%Reduced–
PKSTPeakstone Realty TrustCommon Stock17,235$190.8K<0.1%+476+2.8%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT11,257$194.2K<0.1%+222+2.0%Added–
WBAWalgreens Boots Alliance, Inc.COM21,562$201.2K<0.1%−1,182−5.2%ReducedHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,437$201.4K<0.1%−45−1.3%Reduced–
SLFSun Life Financial IncCOM3,404$202.0K<0.1%−129−3.7%ReducedHistory
FEFirstenergy CorpCOM5,078$202.0K<0.1%+5,078NewHistory
Fidelity MSCI Financials Index ETF316092501ETF2,961$203.4K<0.1%+2,961New–
iShares Tr46435G102CONV BD ETF2,406$204.4K<0.1%+2,406New–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR15,939$205.0K<0.1%−6,685−29.5%ReducedHistory
ENTGEntegris IncCOM2,083$206.3K<0.1%+191+10.1%AddedHistory
EQIXEquinix IncCOM219$206.7K<0.1%−293−57.2%ReducedHistory
iShares Tr46435G474FALN ANGLS USD7,751$207.0K<0.1%−4,797−38.2%Reduced–
Direxion Shs ETF Tr25460G138DAILY 20+ YEAR T5,200$207.8K<0.1%+5,200New–
Harbor ETF Trust41151J885INTERNATNAL COMP8,070$208.6K<0.1%+353+4.6%Added–
BPOPPopular, Inc.COM NEW2,219$208.7K<0.1%−945−29.9%ReducedHistory
Schwab U.S. Broad Market ETF808524102ETF9,213$209.1K<0.1%−5,022−35.3%ReducedConverted for a 3-for-1 split–
iShares Tr464288158SHRT NAT MUN ETF1,992$210.1K<0.1%+83+4.3%Added–
iShares Tr46434V290US SML CAP EQT3,113$210.1K<0.1%+14+0.5%Added–
HWCHancock Whitney CorpCOM3,855$210.9K<0.1%−542−12.3%ReducedHistory
CIMChimera Investment CorpCOM SHS15,097$211.4K<0.1%−12,777−45.8%ReducedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF5,634$211.4K<0.1%−1,274−18.4%Reduced–
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT5,426$213.6K<0.1%+5,426New–
Global X FDS37954Y293GLB X MLP ENRG I3,540$214.4K<0.1%+3,540New–
VanEck ETF Trust92189F486IG FLOA RATE ETF8,443$214.9K<0.1%+272+3.3%Added–
SSNCSS&C Technologies Holdings IncCOM2,843$215.5K<0.1%+2,843NewHistory
COOCooper Companies, Inc.COM2,346$215.7K<0.1%−164−6.5%ReducedHistory
iShares Semiconductor ETF464287523ETF1,001$215.8K<0.1%−76−7.1%Reduced–
CRHCRH Public Ltd CoORD2,335$216.0K<0.1%+109+4.9%AddedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH4,670$216.0K<0.1%+4,670New–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q4 2024
SecurityClassPutsCalls
HDHome Depot, Inc.Stock$389.0K–
MSTRStrategy IncStock–$289.6K
NVDANVIDIA CorpStock$268.6K–
GOOGLAlphabet Inc.Stock$151.4K–
CRWDCrowdStrike Holdings, Inc.Stock$136.9K–
BRK.BBerkshire Hathaway IncStock$90.7K–
HOODRobinhood Markets, Inc.Stock–$55.9K
AAPLApple Inc.Stock$50.1K–
GOOGAlphabet Inc.Stock$38.1K–

Sold out since Q3 2024 (74)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
Fidelity Covington Trust316092329FIDELITY MAGELAN106,155$3.25M0.2%–
CPRICapri Holdings LtdSHS26,339$1.12M0.1%History
SWNSouthwestern Energy CoCOM148,000$1.05M0.1%History
MROMarathon Oil CorpCOM35,354$941.5K0.1%History
TELTE Connectivity plcStock5,022$758.3K<0.1%History
iShares Tr46436E874IBONDS 24 TRM TS30,119$722.9K<0.1%–
Vanguard Total International Bond ETF92203J407ETF11,644$585.5K<0.1%–
CMCTCreative Media & Community Trust CorpCOM NEW1,114,824$547.9K<0.1%History
EMNEastman Chemical CoStock4,671$522.9K<0.1%History
MCHPMicrochip Technology IncStock6,214$498.9K<0.1%History
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB21,338$450.7K<0.1%–
CNICanadian National Railway CoStock3,675$430.5K<0.1%History
FERGFerguson Enterprises Inc.COMMON STOCK NEW1,993$395.8K<0.1%History
First Tr Exchng Traded FD VI33740U570VEST US MAX BUFF11,288$351.5K<0.1%–
DEODiageo PLCSPON ADR NEW2,407$337.8K<0.1%History
AFLAflac IncStock3,002$335.6K<0.1%History
IRMIron Mountain IncCOM2,812$334.2K<0.1%History
iShares Tr46434VBG4IBONDS DEC24 ETF12,509$315.4K<0.1%–
Innovator ETFs Trust45783Y228US SMALL CAP 1011,827$309.3K<0.1%–
NTESNetEase, Inc.SPONSORED ADS3,180$297.4K<0.1%History
SMCISuper Micro Computer, Inc.Stock695$289.4K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC11,348$288.2K<0.1%–
AERAerCap Holdings N.V.SHS2,859$270.8K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM1,139$269.0K<0.1%History
BCSBarclays PLCADR22,103$268.6K<0.1%History
BAHBooz Allen Hamilton Holding CorpCL A1,627$264.8K<0.1%History
Tidal ETF Tr886364843ATAC US ROTATION14,862$257.8K<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,572$250.0K<0.1%–
iShares Tr46428951110+ YR INVST GRD4,585$245.7K<0.1%–
Innovator ETFs Trust45783Y780US EQT ACC 9 BFR8,596$243.6K<0.1%–
STMSTMicroelectronics N.V.NY REGISTRY8,044$239.1K<0.1%History
IQVIQVIA Holdings Inc.Stock1,000$236.9K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA1,872$236.3K<0.1%–
VTRVentas, Inc.REIT3,682$236.1K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,568$235.5K<0.1%–
CDWCDW CorpCOM999$226.1K<0.1%History
WINGWingstop Inc.COM538$223.9K<0.1%History
Innovator ETFs Trust45783Y848US EQTY ACCELRT97,506$223.2K<0.1%–
MGAMagna International IncCOM5,269$216.2K<0.1%History
HSYHershey CoCOM1,120$214.8K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR10,500$214.0K<0.1%History
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,580$213.5K<0.1%–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT5,691$212.7K<0.1%–
THOThor Industries IncCOM1,927$211.8K<0.1%History
iShares Tr46428865310-20 YR TRS ETF1,885$206.0K<0.1%–
iShares Tr464287739U.S. REAL ES ETF2,014$205.2K<0.1%–
Innovator ETFs Tr45783Y616PREM INCM 30 BAR8,290$204.3K<0.1%–
LPGDorian LPG Ltd.SHS USD5,900$203.1K<0.1%History
NXPINXP Semiconductors N.V.COM845$202.8K<0.1%History
ANAutonation, Inc.COM1,121$200.6K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH2,987$200.2K<0.1%–
WENWendy's CoStock11,378$199.3K<0.1%History
RIOTRiot Platforms, Inc.COM26,662$197.8K<0.1%History
Paramount Global92556H206CL B17,723$188.2K<0.1%–
DBRGDigitalBridge Group, Inc.CL A NEW12,637$178.6K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF12,545$177.8K<0.1%History
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,000$173.5K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF11,896$146.9K<0.1%–
Tidal ETF Tr88634T824II YIELDMAX COIN OP10,000$134.0K<0.1%–
CORZCore Scientific, Inc.COM10,042$119.1K<0.1%History
PSLVSprott Physical Silver TrustPHYSICAL SILVER11,318$118.3K<0.1%History
ETHGrayscale Ethereum Staking Mini ETFCOM UNIT47,328$115.5K<0.1%History
ERCAllspring Multi-Sector Income FundCOM10,924$104.7K<0.1%History
GENIGenius Sports LtdSHARES CL A10,050$78.8K<0.1%History
PTONPeloton Interactive, Inc.CL A COM10,808$50.6K<0.1%History
NOKNokia CorpSPONSORED ADR10,569$46.2K<0.1%History
TELLTellurian Inc.COM41,433$40.1K<0.1%History
Cyberark Software Ltd23248VAB1NOTE 11/117,000$31.4K<0.1%–
Pennymac Corp70932AAD5NOTE 5.500%11/020,000$19.9K<0.1%–
AHTAshford Hospitality Trust IncCOM15,051$11.3K<0.1%History
Perficient Inc71375UAF8NOTE 0.125%11/111,000$10.8K<0.1%–
DNMRDanimer Scientific, Inc.COM CL A18,082$8.21K<0.1%History
SIFYSify Technologies LtdSPONSORED ADR17,000$6.12K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/112,000$3.62K<0.1%–