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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Oct 24, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
918
+68 vs. Q2 2024
Portfolio value
$1.76B
+$282.4M (+19.1%) vs. Q2 2024
Filed
Oct 24, 2024
SEC
Holdings of Arkadios Wealth Advisors in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,100$3.35K<0.1%00.0%UnchangedHistory
SENSSenseonics Holdings, Inc.COM10,148$3.55K<0.1%00.0%UnchangedHistory
Spirit Airls Inc848577AB8NOTE 1.000% 5/112,000$3.62K<0.1%00.0%Unchanged–
SIFYSify Technologies LtdSPONSORED ADR17,000$6.12K<0.1%+17,000NewHistory
DNMRDanimer Scientific, Inc.COM CL A18,082$8.21K<0.1%00.0%UnchangedHistory
CONMED Corp207410AH4NOTE 2.250% 6/110,000$9.28K<0.1%00.0%Unchanged–
Marriott Vacations Worldwide Corp57164YAD9NOTE 1/110,000$9.28K<0.1%00.0%Unchanged–
NICE Ltd.653656AB4NOTE 9/110,000$9.55K<0.1%00.0%Unchanged–
Exact Sciences Corp30063PAB1NOTE 0.375% 3/110,000$9.69K<0.1%00.0%Unchanged–
Etsy Inc29786AAL0NOTE 0.125% 9/012,000$10.3K<0.1%00.0%Unchanged–
Perficient Inc71375UAF8NOTE 0.125%11/111,000$10.8K<0.1%00.0%Unchanged–
Liberty Media Corp531229AQ5NOTE 2.250% 8/110,000$11.0K<0.1%00.0%Unchanged–
AHTAshford Hospitality Trust IncCOM15,051$11.3K<0.1%00.0%UnchangedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/011,000$11.3K<0.1%00.0%Unchanged–
Rapid7, Inc.753422AF1NOTE 0.250% 3/113,000$11.9K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/110,000$11.9K<0.1%00.0%Unchanged–
Live Nation Entertainment IN538034AU3NOTE 2.000% 2/111,000$11.9K<0.1%00.0%Unchanged–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/113,000$12.7K<0.1%00.0%Unchanged–
Ziff Davis, Inc.48123VAE2NOTE 1.750%11/014,000$12.9K<0.1%00.0%Unchanged–
Imax Corp45245EAJ8NOTE 0.500% 4/013,000$13.0K<0.1%00.0%Unchanged–
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/015,000$13.9K<0.1%00.0%Unchanged–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/110,000$14.1K<0.1%00.0%Unchanged–
Box Inc10316TAB0NOTE 1/111,000$14.4K<0.1%00.0%Unchanged–
NCL Corp Ltd62886HBD2NOTE 1.125% 2/117,000$16.4K<0.1%00.0%Unchanged–
Envestnet, Inc.29404KAE6NOTE 0.750% 8/119,000$18.7K<0.1%00.0%Unchanged–
Patk703343AG812/01/202813,000$19.6K<0.1%00.0%Unchanged–
Pennymac Corp70932AAD5NOTE 5.500%11/020,000$19.9K<0.1%00.0%Unchanged–
CHPTChargePoint Holdings, Inc.COM CL A14,896$20.4K<0.1%−17−0.1%ReducedHistory
NRG Energy, Inc.629377CG5DBCV 2.750% 6/010,000$22.2K<0.1%00.0%Unchanged–
Altair Engr Inc021369AC7NOTE 1.750% 6/116,000$22.8K<0.1%00.0%Unchanged–
REIRing Energy, Inc.COM14,265$22.8K<0.1%−764−5.1%ReducedHistory
MVISMicrovision, Inc.COM NEW21,650$24.7K<0.1%+3,400+18.6%AddedHistory
ALTMArcadium Lithium plcStock10,598$30.2K<0.1%−4,130−28.0%ReducedHistory
Cyberark Software Ltd23248VAB1NOTE 11/117,000$31.4K<0.1%00.0%Unchanged–
BLNKBlink Charging Co.COM19,030$32.7K<0.1%−8,819−31.7%ReducedHistory
TELLTellurian Inc.COM41,433$40.1K<0.1%−13,500−24.6%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR13,620$42.5K<0.1%+13,620NewHistory
NOKNokia CorpSPONSORED ADR10,569$46.2K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM10,808$50.6K<0.1%−225−2.0%ReducedHistory
PSECProspect Capital CorpCOM11,901$63.7K<0.1%−11,024−48.1%ReducedHistory
OXLCOxford Lane Capital Corp.COM13,250$69.4K<0.1%+610+4.8%AddedHistory
PLUGPlug Power IncStock33,020$74.6K<0.1%+5,075+18.2%AddedHistory
MINDMind Technology, IncCOM19,500$75.3K<0.1%+19,500NewHistory
GENIGenius Sports LtdSHARES CL A10,050$78.8K<0.1%+10,050NewHistory
UNITUniti Group Inc.COM14,504$81.8K<0.1%00.0%UnchangedHistory
UWMCUWM Holdings CorpCOM CL A10,141$86.4K<0.1%−6,500−39.1%ReducedHistory
LUMNLumen Technologies, Inc.Stock13,367$94.9K<0.1%+2,554+23.6%AddedHistory
TLRYTilray Brands, Inc.COM CL 255,189$97.1K<0.1%−200−0.4%ReducedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW200,000$100.1K<0.1%+50,000+33.3%AddedHistory
MRCCMonroe Capital CorpCOM12,579$101.6K<0.1%00.0%UnchangedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,149$103.3K<0.1%+55+0.5%AddedHistory
FUBOFuboTV Inc.COM73,677$104.6K<0.1%+12,000+19.5%AddedHistory
ERCAllspring Multi-Sector Income FundCOM10,924$104.7K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS11,392$111.2K<0.1%−200−1.7%ReducedHistory
RIVNRivian Automotive, Inc.Stock10,174$114.2K<0.1%+10,174NewHistory
ETHGrayscale Ethereum Staking Mini ETFCOM UNIT47,328$115.5K<0.1%+47,328NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,110$117.9K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER11,318$118.3K<0.1%+318+2.9%AddedHistory
CORZCore Scientific, Inc.COM10,042$119.1K<0.1%+10,042NewHistory
PFLTPennantPark Floating Rate Capital Ltd.COM10,750$124.4K<0.1%−2,028−15.9%ReducedHistory
JBLUJetBlue Airways CorpCOM20,201$132.5K<0.1%−1,223−5.7%ReducedHistory
Tidal ETF Tr88634T824II YIELDMAX COIN OP10,000$134.0K<0.1%+10,000New–
Invesco Exch Traded FD Tr II46138E511PFD ETF11,896$146.9K<0.1%+73+0.6%Added–
VTRSViatris IncStock14,029$162.9K<0.1%−68,571−83.0%ReducedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM10,258$168.3K<0.1%+10,258NewHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,000$173.5K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF12,545$177.8K<0.1%+89+0.7%AddedHistory
DBRGDigitalBridge Group, Inc.CL A NEW12,637$178.6K<0.1%−525−4.0%ReducedHistory
HOODRobinhood Markets, Inc.Stock7,946$186.1K<0.1%+646+8.8%AddedHistory
Paramount Global92556H206CL B17,723$188.2K<0.1%−1,671−8.6%Reduced–
Amplify ETF Tr032108847CEF HIGH INCOME15,306$188.7K<0.1%+4,100+36.6%Added–
RIOTRiot Platforms, Inc.COM26,662$197.8K<0.1%+13,617+104.4%AddedHistory
WENWendy's CoStock11,378$199.3K<0.1%−6,566−36.6%ReducedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH2,987$200.2K<0.1%−492−14.1%Reduced–
ANAutonation, Inc.COM1,121$200.6K<0.1%+1,121NewHistory
VanEck ETF Trust92189F429PREFERRED SECURT11,035$201.5K<0.1%+11,035New–
CDNSCadence Design Systems IncStock743$201.5K<0.1%+743NewHistory
PRPermian Resources CorpCLASS A COM14,814$201.6K<0.1%+14,814NewHistory
iShares Tr464288158SHRT NAT MUN ETF1,909$202.7K<0.1%−1,056−35.6%Reduced–
NXPINXP Semiconductors N.V.COM845$202.8K<0.1%+845NewHistory
LPGDorian LPG Ltd.SHS USD5,900$203.1K<0.1%−385−6.1%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM22,744$203.8K<0.1%−13,019−36.4%ReducedHistory
Innovator ETFs Tr45783Y616PREM INCM 30 BAR8,290$204.3K<0.1%+40.0%Added–
SLFSun Life Financial IncCOM3,533$205.0K<0.1%+3,533NewHistory
iShares Tr464287739U.S. REAL ES ETF2,014$205.2K<0.1%+2,014New–
iShares Tr46434V290US SML CAP EQT3,099$205.6K<0.1%+3,099New–
iShares Tr46428865310-20 YR TRS ETF1,885$206.0K<0.1%+1,885New–
CRHCRH Public Ltd CoORD2,226$206.4K<0.1%+2,226NewHistory
GDDYGoDaddy Inc.CL A1,317$206.5K<0.1%+1,317NewHistory
Fidelity Covington Trust316092709MSCI INDL INDX2,869$207.0K<0.1%+2,869New–
Invesco Nasdaq 100 ETF46138G649ETF1,033$207.6K<0.1%+1,033New–
VanEck ETF Trust92189F486IG FLOA RATE ETF8,171$208.1K<0.1%+121+1.5%Added–
OMFOneMain Holdings, Inc.COM4,488$211.2K<0.1%−155−3.3%ReducedHistory
THOThor Industries IncCOM1,927$211.8K<0.1%+1,927NewHistory
Innovator ETFs Trust45782C474US SML CP PWR B5,719$212.0K<0.1%−4,090−41.7%Reduced–
GILGildan Activewear Inc.Stock4,502$212.1K<0.1%+4,502NewHistory
EVNEaton Vance Municipal Income TrustSH BEN INT19,348$212.2K<0.1%−12,356−39.0%ReducedHistory
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT5,691$212.7K<0.1%+5,691New–
ENTGEntegris IncCOM1,892$212.9K<0.1%+150+8.6%AddedHistory
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,580$213.5K<0.1%+9,580New–

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q3 2024
SecurityClassPutsCalls
HDHome Depot, Inc.Stock$405.2K–
PFEPfizer IncStock–$289.4K
NVDANVIDIA CorpStock$242.9K–
MSTRStrategy IncStock–$168.6K
GOOGLAlphabet Inc.Stock$132.7K–
CRWDCrowdStrike Holdings, Inc.Stock$112.2K–
BRK.BBerkshire Hathaway IncStock$92.1K–
HOODRobinhood Markets, Inc.Stock–$58.5K
AMZNAmazon Com IncStock–$55.9K
TSLATesla, Inc.Stock–$52.3K
AAPLApple Inc.Stock$46.6K–
GOOGAlphabet Inc.Stock$33.4K–
AMDAdvanced Micro Devices IncStock–$16.4K

Sold out since Q2 2024 (49)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
Northern LTS FD Tr IV66538H195R3 GBL DIVIDEND762,512$18.9M1.3%–
LRCXLam Research CorpCOM8,104$8.63M0.6%History
USOUnited States Oil Fund, LPUNITS42,033$3.35M0.2%History
iShares Inc464286400MSCI BRAZIL ETF99,922$2.73M0.2%–
Sprott FDS Tr85208P303URANIUM MINERS E42,905$2.11M0.1%–
BLKBlackRock, Inc.COM823$647.9K<0.1%History
WHRWhirlpool CorpStock5,958$608.9K<0.1%History
CORTCorcept Therapeutics IncCOM16,224$527.1K<0.1%History
CSLCarlisle Companies IncCOM1,087$440.6K<0.1%History
MATXMatson, Inc.COM3,195$418.5K<0.1%History
CVSACovista Inc.COM5,889$401.7K<0.1%History
HUBGHub Group, Inc.CL A8,457$364.1K<0.1%History
BTUPeabody Energy CorpCOM16,451$363.9K<0.1%History
GRBKGreen Brick Partners, Inc.COM6,298$360.5K<0.1%History
ProShares Tr74347X633ULTRA FNCLS NEW5,400$345.5K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,241$345.1K<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF1,080$341.5K<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -3,033$290.1K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,927$286.3K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF13,074$275.1K<0.1%–
TTTrane Technologies plcSHS823$270.6K<0.1%History
INSTInstructure Holdings, Inc.COM11,248$263.3K<0.1%History
iShares Tr46429B671MSCI CHINA ETF6,111$257.7K<0.1%–
iShares Tr464287812US CONSM STAPLES3,843$252.7K<0.1%–
AMCRAmcor plcORD25,597$250.3K<0.1%History
BEEPMobile Infrastructure CorpCOM SHS68,648$235.5K<0.1%History
EQNREquinor ASASPONSORED ADR8,022$229.1K<0.1%History
SPDR Series Trust78464A706ST STR GLB DOW1,734$222.2K<0.1%–
iShares Ibonds Dec 2032 Term Corporate ETF46436E312ETF8,940$219.6K<0.1%–
EEni SpASPONSORED ADR7,045$216.9K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM202$212.3K<0.1%History
GBTCGrayscale Bitcoin Trust ETFETF3,901$207.7K<0.1%History
Innovator ETFs Trust45782C888US EQT BUFR APR5,002$207.5K<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF6,522$205.9K<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF4,147$203.3K<0.1%–
RFRegions Financial CorpCOM10,063$201.7K<0.1%History
NIONIO Inc.ADR38,567$160.4K<0.1%History
MFAMfa Financial, Inc.COM11,068$117.8K<0.1%History
ADMAAdma Biologics, Inc.COM10,000$111.8K<0.1%History
SHCRSharecare, Inc.COM CL A80,000$108.0K<0.1%History
MCRMFS Charter Income TrustSH BEN INT11,450$71.8K<0.1%History
EGYVaalco Energy IncCOM NEW10,210$64.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST10,656$53.9K<0.1%History
PHKPIMCO High Income FundCOM SHS10,350$49.9K<0.1%History
IIIInformation Services Group Inc.COM11,053$32.5K<0.1%History
OPENOpendoor Technologies Inc.COM10,098$18.6K<0.1%History
HYLNHyliion Holdings Corp.COMMON STOCK10,023$16.2K<0.1%History
SIFYSify Technologies LtdSPONSORED ADS17,000$7.48K<0.1%History
Kensington Capital AcquisitiG5251K129*W EXP 99/99/99910,000$259<0.1%–