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Livermore
Livermore
ZHEN

Symphony Financial, Ltd. Co.

SEC CIK
0001800687
Latest filing
Aug 3, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
169
+7 vs. Q2 2021
Portfolio value
$285.0M
−$8.87M (−3.0%) vs. Q2 2021
Filed
Oct 12, 2021
SEC
Holdings of Symphony Financial, Ltd. Co. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
USDPUSD Partners LPCOM UT REP LTD12,479$79.0K<0.1%+159+1.3%AddedHistory
VISNVistance Networks, Inc.COM10,000$137.0K<0.1%−321−3.1%ReducedHistory
GNRCGenerac Holdings Inc.Stock500$203.0K0.1%+500NewHistory
CCitigroup IncStock2,843$203.0K0.1%+2,843NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF426$208.0K0.1%00.0%UnchangedHistory
BNTXBioNTech SESPONSORED ADS750$208.0K0.1%+750NewHistory
BMYBristol Myers Squibb CoStock3,608$219.0K0.1%−1,885−34.3%ReducedHistory
PYPLPayPal Holdings, Inc.Stock857$222.0K0.1%−269−23.9%ReducedHistory
TJXTJX Companies IncStock3,216$225.0K0.1%−256−7.4%ReducedHistory
CCSCentury Communities, Inc.COM3,700$235.0K0.1%+3,700NewHistory
DENDenbury IncCOM3,300$238.0K0.1%+3,300NewHistory
NOWServiceNow, Inc.Stock388$240.0K0.1%−167−30.1%ReducedHistory
PRUPrudential Financial IncStock2,375$251.0K0.1%+2,375NewHistory
iShares Tr464288414NATIONAL MUN ETF2,163$251.0K0.1%−159−6.8%Reduced–
JPMJPMorgan Chase & CoStock1,526$253.0K0.1%−4−0.3%ReducedHistory
ROKURoku, IncCOM CL A835$253.0K0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock1,265$255.0K0.1%−478−27.4%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW258$256.0K0.1%−34−11.6%ReducedHistory
INTUIntuit Inc.Stock473$259.0K0.1%−249−34.5%ReducedHistory
LRCXLam Research CorpCOM465$264.0K0.1%+44+10.5%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF5,220$266.0K0.1%00.0%Unchanged–
DOCUDocuSign, Inc.Stock1,055$271.0K0.1%+1,055NewHistory
LLYEli Lilly & CoStock1,182$272.0K0.1%−119−9.1%ReducedHistory
XELXcel Energy IncStock4,364$273.0K0.1%−52−1.2%ReducedHistory
MAMastercard IncStock779$275.0K0.1%−729−48.3%ReducedHistory
SBUXStarbucks CorpStock2,470$277.0K0.1%−884−26.4%ReducedHistory
APTVAptiv PLCSHS1,841$277.0K0.1%+1,841NewHistory
FTNTFortinet, Inc.Stock962$278.0K0.1%−60−5.9%ReducedHistory
WMWaste Management IncStock1,857$282.0K0.1%+2+0.1%AddedHistory
KKellanovaStock4,341$283.0K0.1%+96+2.3%AddedHistory
RTXRTX CorpStock3,314$288.0K0.1%−94−2.8%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock1,702$290.0K0.1%−800−32.0%ReducedHistory
CSCOCisco Systems, Inc.Stock5,237$291.0K0.1%+115+2.2%AddedHistory
iShares Tr464288760US AER DEF ETF2,820$298.0K0.1%−222−7.3%Reduced–
WPCW. P. Carey Inc.COM4,057$300.0K0.1%00.0%UnchangedHistory
NSPInsperity, Inc.COM2,725$304.0K0.1%−1,009−27.0%ReducedHistory
UNHUnitedHealth Group IncStock762$305.0K0.1%−489−39.1%ReducedHistory
LUVSouthwest Airlines CoCOM5,844$307.0K0.1%−3,181−35.2%ReducedHistory
PSXPhillips 66Stock4,403$308.0K0.1%−793−15.3%ReducedHistory
PSAPublic StorageCOM1,064$322.0K0.1%+1,064NewHistory
Vanguard Intermediate-Term Bond ETF921937819ETF3,620$324.0K0.1%−242−6.3%Reduced–
ABTXAllegiance Bancshares, Inc.COM8,517$329.0K0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock3,300$331.0K0.1%+3,300NewHistory
TASKTaskUs, Inc.CLASS A COM4,800$331.0K0.1%+4,800NewHistory
SPGIS&P Global Inc.Stock780$333.0K0.1%−18−2.3%ReducedHistory
ONOn Semiconductor CorpStock7,294$334.0K0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock966$338.0K0.1%−710−42.4%ReducedHistory
MCDMcDonalds CorpStock1,403$343.0K0.1%−315−18.3%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,164$350.0K0.1%−1,593−33.5%Reduced–
SPDR Series Trust78464A805ST STR PR SP15006,526$350.0K0.1%+6,526New–
ULUnilever PLCSPON ADR NEW6,378$350.0K0.1%−798−11.1%ReducedHistory
SHOPShopify Inc.Stock262$353.0K0.1%00.0%UnchangedHistory
PINSPinterest, Inc.CL A7,162$361.0K0.1%−165−2.3%ReducedHistory
ORCLOracle CorpStock3,994$364.0K0.1%+3,994NewHistory
HONHoneywell International IncCOM1,694$364.0K0.1%−290−14.6%ReducedHistory
NLYAnnaly Capital Management IncCOM42,965$364.0K0.1%−2,595−5.7%ReducedHistory
ZBRAZebra Technologies CorpCL A700$368.0K0.1%+700NewHistory
PANWPalo Alto Networks IncStock792$375.0K0.1%−317−28.6%ReducedHistory
WSTWest Pharmaceutical Services IncCOM880$381.0K0.1%+880NewHistory
GLOBGlobant S.A.COM1,365$385.0K0.1%00.0%UnchangedHistory
FNDFloor & Decor Holdings, Inc.CL A3,100$389.0K0.1%+3,100NewHistory
ATVIActivision Blizzard, Inc.COM5,522$427.0K0.1%+218+4.1%AddedHistory
KMBKimberly Clark CorpStock3,183$432.0K0.2%+127+4.2%AddedHistory
ENBEnbridge IncStock10,924$435.0K0.2%−63−0.6%ReducedHistory
CRMSalesforce, Inc.Stock1,614$437.0K0.2%−992−38.1%ReducedHistory
AMATApplied Materials IncStock3,512$450.0K0.2%+573+19.5%AddedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW7,716$463.0K0.2%+7,716New–
PFEPfizer IncStock10,707$466.0K0.2%−2,672−20.0%ReducedHistory
DISWalt Disney CoStock2,721$470.0K0.2%−676−19.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF1,321$475.0K0.2%−25−1.9%Reduced–
ACNAccenture plcStock1,477$478.0K0.2%−591−28.6%ReducedHistory
CVXChevron CorpStock4,739$490.0K0.2%−1,161−19.7%ReducedHistory
NRGNRG Energy, Inc.Stock12,000$498.0K0.2%+12,000NewHistory
ITWIllinois Tool Works IncStock2,354$502.0K0.2%−326−12.2%ReducedHistory
VVisa Inc.Stock2,223$504.0K0.2%−1,684−43.1%ReducedHistory
SOSouthern CoStock8,306$520.0K0.2%−253−3.0%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock898$520.0K0.2%−26−2.8%ReducedHistory
LHLabcorp Holdings Inc.COM NEW1,831$525.0K0.2%+1,831NewHistory
DAVAEndava plcADS3,978$535.0K0.2%−130−3.2%ReducedHistory
AXPAmerican Express CoStock3,196$548.0K0.2%−889−21.8%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,967$554.0K0.2%+10.0%AddedHistory
HUBSHubSpot IncCOM816$556.0K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock10,673$565.0K0.2%−1,980−15.6%ReducedHistory
MV Oil Tr553859109TR UNITS68,369$569.0K0.2%+1,653+2.5%Added–
CVSCVS Health CorpStock6,781$589.0K0.2%−767−10.2%ReducedHistory
ZSZscaler, Inc.Stock2,295$594.0K0.2%+18+0.8%AddedHistory
SCIService Corp InternationalCOM9,900$602.0K0.2%+9,900NewHistory
AVGOBroadcom Inc.Stock1,235$605.0K0.2%−558−31.1%ReducedHistory
iShares Tr464287150CORE S&P TTL STK6,297$626.0K0.2%−881−12.3%Reduced–
iShares Russell 1000 Growth ETF464287614ETF2,282$631.0K0.2%−7−0.3%Reduced–
NUENucor CorpCOM6,375$636.0K0.2%+6,375NewHistory
DHIHorton D R IncCOM7,374$638.0K0.2%+7,374NewHistory
BRK.BBerkshire Hathaway IncStock2,346$651.0K0.2%−758−24.4%ReducedHistory
ASMLASML Holding NVADR878$659.0K0.2%+48+5.8%AddedHistory
GOOGLAlphabet Inc.Stock246$661.0K0.2%−808−76.7%ReducedHistory
ASOAcademy Sports & Outdoors, Inc.COM16,200$666.0K0.2%+16,200NewHistory
VanEck ETF Trust92189F411BDC INCOME ETF38,822$671.0K0.2%−239−0.6%Reduced–
iShares Tr46435G342MORTGE REL ETF18,411$672.0K0.2%00.0%Unchanged–
FSKFS KKR Capital CorpCOM30,589$685.0K0.2%−1,036−3.3%ReducedHistory
EDConsolidated Edison IncStock9,714$714.0K0.3%−649−6.3%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Symphony Financial, Ltd. Co. in Q3 2021
SecurityClassPutsCalls
iShares Tr46435G862MSCI UN KNGDOM–$2.11M

Sold out since Q2 2021 (20)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Symphony Financial, Ltd. Co. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
VanEck ETF Trust92189F437FALLEN ANGEL HG111,561$3.67M1.2%–
iShares Tr46435G474FALN ANGLS USD27,504$824.0K0.3%–
POOLPool CorpCOM1,500$686.0K0.2%History
FCXFreeport-McMoran IncStock17,111$634.0K0.2%History
CHWYChewy, Inc.CL A7,120$578.0K0.2%History
ILMNIllumina, Inc.COM1,000$472.0K0.2%History
EOGEOG Resources IncStock5,300$443.0K0.2%History
SRESempraStock3,300$436.0K0.1%History
TSCOTractor Supply CoCOM2,200$410.0K0.1%History
NVSNovartis AGADR4,198$383.0K0.1%History
TFINTriumph Financial, Inc.COM4,900$363.0K0.1%History
AZTAAzenta, Inc.COM3,395$321.0K0.1%History
iShares Core U.S. Aggregate Bond ETF464287226ETF2,528$292.0K0.1%–
TTDTrade Desk, Inc.Stock3,540$277.0K0.1%History
DGDollar General CorpCOM1,250$271.0K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF4,733$254.0K0.1%–
MRKMerck & Co., Inc.Stock2,969$232.0K0.1%History
ZTSZoetis Inc.Stock1,226$229.0K0.1%History
EXPEExpedia Group, Inc.Stock1,319$216.0K0.1%History
CCICrown Castle Inc.REIT1,019$200.0K0.1%History