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Livermore
Livermore
ZHEN

Symphony Financial, Ltd. Co.

SEC CIK
0001800687
Latest filing
Aug 3, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
162
−29 vs. Q1 2021
Portfolio value
$293.9M
−$82.6M (−21.9%) vs. Q1 2021
Filed
Jul 13, 2021
SEC
Holdings of Symphony Financial, Ltd. Co. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
USDPUSD Partners LPCOM UT REP LTD12,320$94.0K<0.1%−5,071−29.2%ReducedHistory
CCICrown Castle Inc.REIT1,019$200.0K0.1%+1,019NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF426$209.0K0.1%00.0%UnchangedHistory
EXPEExpedia Group, Inc.Stock1,319$216.0K0.1%00.0%UnchangedHistory
VISNVistance Networks, Inc.COM10,321$220.0K0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock1,226$229.0K0.1%+1,226NewHistory
MRKMerck & Co., Inc.Stock2,969$232.0K0.1%−1,267−29.9%ReducedHistory
TJXTJX Companies IncStock3,472$233.0K0.1%−309−8.2%ReducedHistory
JPMJPMorgan Chase & CoStock1,530$238.0K0.1%−179−10.5%ReducedHistory
FTNTFortinet, Inc.Stock1,022$245.0K0.1%+1,022NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF4,733$254.0K0.1%+534+12.7%Added–
WMWaste Management IncStock1,855$259.0K0.1%−754−28.9%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF5,220$263.0K0.1%−834−13.8%Reduced–
ISRGIntuitive Surgical IncCOM NEW292$268.0K0.1%−60−17.0%ReducedHistory
CSCOCisco Systems, Inc.Stock5,122$271.0K0.1%−4,994−49.4%ReducedHistory
DGDollar General CorpCOM1,250$271.0K0.1%−257−17.1%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF2,322$272.0K0.1%−136−5.5%Reduced–
LRCXLam Research CorpCOM421$272.0K0.1%−375−47.1%ReducedHistory
KKellanovaStock4,245$273.0K0.1%+151+3.7%AddedHistory
TTDTrade Desk, Inc.Stock3,540$277.0K0.1%00.0%UnchangedConverted for a 10-for-1 splitHistory
ONOn Semiconductor CorpStock7,294$277.0K0.1%00.0%UnchangedHistory
XELXcel Energy IncStock4,416$290.0K0.1%−3,133−41.5%ReducedHistory
RTXRTX CorpStock3,408$291.0K0.1%−157−4.4%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,528$292.0K0.1%−87−3.3%Reduced–
LLYEli Lilly & CoStock1,301$299.0K0.1%−593−31.3%ReducedHistory
GLOBGlobant S.A.COM1,365$300.0K0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM4,057$305.0K0.1%−237−5.5%ReducedHistory
NOWServiceNow, Inc.Stock555$306.0K0.1%−526−48.7%ReducedHistory
MMM3M CoStock1,623$321.0K0.1%−44−2.6%ReducedHistory
AZTAAzenta, Inc.COM3,395$321.0K0.1%+3,395NewHistory
SPGIS&P Global Inc.Stock798$327.0K0.1%−6,327−88.8%ReducedHistory
PYPLPayPal Holdings, Inc.Stock1,126$329.0K0.1%−456−28.8%ReducedHistory
ABTXAllegiance Bancshares, Inc.COM8,517$330.0K0.1%00.0%UnchangedHistory
iShares Tr464288760US AER DEF ETF3,042$333.0K0.1%−299−8.9%Reduced–
NSPInsperity, Inc.COM3,734$337.0K0.1%+316+9.2%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF3,862$348.0K0.1%+388+11.2%Added–
INTUIntuit Inc.Stock722$354.0K0.1%−14−1.9%ReducedHistory
METAMeta Platforms, Inc.Stock1,030$358.0K0.1%−16−1.5%ReducedHistory
TFINTriumph Financial, Inc.COM4,900$363.0K0.1%+300+6.5%AddedHistory
BMYBristol Myers Squibb CoStock5,493$369.0K0.1%+1,308+31.3%AddedHistory
SBUXStarbucks CorpStock3,354$374.0K0.1%−2,254−40.2%ReducedHistory
ROKURoku, IncCOM CL A835$381.0K0.1%−31−3.6%ReducedHistory
UNPUnion Pacific CorpStock1,743$382.0K0.1%−1,359−43.8%ReducedHistory
NVSNovartis AGADR4,198$383.0K0.1%+4,198NewHistory
SHOPShopify Inc.Stock262$384.0K0.1%+12+4.8%AddedHistory
AWKAmerican Water Works Company, Inc.Stock2,502$386.0K0.1%+1,165+87.1%AddedHistory
MCDMcDonalds CorpStock1,718$397.0K0.1%−350−16.9%ReducedHistory
NLYAnnaly Capital Management IncCOM45,560$404.0K0.1%+45,560NewHistory
KMBKimberly Clark CorpStock3,056$409.0K0.1%−4,143−57.5%ReducedHistory
TSCOTractor Supply CoCOM2,200$410.0K0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock1,109$412.0K0.1%−120−9.8%ReducedHistory
AMATApplied Materials IncStock2,939$416.0K0.1%+1,419+93.4%AddedHistory
ULUnilever PLCSPON ADR NEW7,176$419.0K0.1%−531−6.9%ReducedHistory
HONHoneywell International IncCOM1,984$435.0K0.1%−257−11.5%ReducedHistory
SRESempraStock3,300$436.0K0.1%+3,300NewHistory
ENBEnbridge IncStock10,987$439.0K0.1%−63−0.6%ReducedHistory
EOGEOG Resources IncStock5,300$443.0K0.2%+5,300NewHistory
PSXPhillips 66Stock5,196$444.0K0.2%−794−13.3%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock924$466.0K0.2%+105+12.8%AddedHistory
DAVAEndava plcADS4,108$471.0K0.2%+29+0.7%AddedHistory
ILMNIllumina, Inc.COM1,000$472.0K0.2%+1,000NewHistory
Invesco QQQ Trust Series I46090E103ETF1,346$477.0K0.2%+2+0.1%Added–
HUBSHubSpot IncCOM816$480.0K0.2%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM9,025$480.0K0.2%−1,363−13.1%ReducedHistory
ZSZscaler, Inc.Stock2,277$494.0K0.2%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock1,251$500.0K0.2%−1,607−56.2%ReducedHistory
ATVIActivision Blizzard, Inc.COM5,304$505.0K0.2%+1,005+23.4%AddedHistory
SOSouthern CoStock8,559$516.0K0.2%−2,546−22.9%ReducedHistory
PFEPfizer IncStock13,379$524.0K0.2%−407−3.0%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF4,757$528.0K0.2%−791−14.3%Reduced–
MAMastercard IncStock1,508$552.0K0.2%−1,472−49.4%ReducedHistory
MV Oil Tr553859109TR UNITS66,716$567.0K0.2%−16,560−19.9%Reduced–
ASMLASML Holding NVADR830$572.0K0.2%+15+1.8%AddedHistory
PINSPinterest, Inc.CL A7,327$574.0K0.2%00.0%UnchangedHistory
CHWYChewy, Inc.CL A7,120$578.0K0.2%+7,120NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,966$595.0K0.2%−18−0.4%ReducedHistory
DISWalt Disney CoStock3,397$595.0K0.2%−1,355−28.5%ReducedHistory
ITWIllinois Tool Works IncStock2,680$599.0K0.2%−1,319−33.0%ReducedHistory
ACNAccenture plcStock2,068$609.0K0.2%−1,193−36.6%ReducedHistory
CVXChevron CorpStock5,900$616.0K0.2%−912−13.4%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF2,289$622.0K0.2%+41+1.8%Added–
CVSCVS Health CorpStock7,548$628.0K0.2%+58+0.8%AddedHistory
LMTLockheed Martin CorpStock1,676$633.0K0.2%−1,062−38.8%ReducedHistory
FCXFreeport-McMoran IncStock17,111$634.0K0.2%−2,232−11.5%ReducedHistory
CRMSalesforce, Inc.Stock2,606$638.0K0.2%−1,249−32.4%ReducedHistory
VanEck ETF Trust92189F411BDC INCOME ETF39,061$669.0K0.2%−2,057−5.0%Reduced–
AXPAmerican Express CoStock4,085$675.0K0.2%−204−4.8%ReducedHistory
FSKFS KKR Capital CorpCOM31,625$675.0K0.2%+7,763+32.5%AddedHistory
KOCoca Cola CoStock12,653$683.0K0.2%−3,956−23.8%ReducedHistory
iShares Tr46435G342MORTGE REL ETF18,411$683.0K0.2%−513−2.7%Reduced–
POOLPool CorpCOM1,500$686.0K0.2%00.0%UnchangedHistory
CSXCSX CorpStock21,491$687.0K0.2%+650+3.1%AddedConverted for a 3-for-1 splitHistory
iShares Tr464287150CORE S&P TTL STK7,178$709.0K0.2%−992−12.1%Reduced–
CFRCullen/Frost Bankers, Inc.COM6,477$723.0K0.2%00.0%UnchangedHistory
EDConsolidated Edison IncStock10,363$743.0K0.3%+4,072+64.7%AddedHistory
ORealty Income CorpREIT11,040$743.0K0.3%−2,431−18.0%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF29,057$777.0K0.3%+29,057New–
VZVerizon Communications IncStock14,340$803.0K0.3%−2,572−15.2%ReducedHistory
iShares Core S&P U.S. Growth ETF464287671ETF8,083$815.0K0.3%−4,447−35.5%Reduced–
iShares Tr46435G474FALN ANGLS USD27,504$824.0K0.3%+27,504New–

Sold out since Q1 2021 (46)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Symphony Financial, Ltd. Co. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD121,717$3.90M1.0%–
Vanguard S&P 500 ETF922908363ETF5,147$1.92M0.5%–
LPLALPL Financial Holdings Inc.COM10,610$1.52M0.4%History
XYZBlock, Inc.CL A5,450$1.29M0.3%History
ETSYEtsy IncCOM5,274$1.09M0.3%History
MUMicron Technology IncStock10,975$1.03M0.3%History
Vanguard Morningstar Mid-Cap ETF922908629ETF3,767$856.0K0.2%–
ZNGAZynga IncCL A74,404$784.0K0.2%History
DOCUDocuSign, Inc.Stock3,726$766.0K0.2%History
HIHillenbrand, Inc.COM14,000$700.0K0.2%History
RDFNRedfin CorpCOM9,870$661.0K0.2%History
DDOGDatadog, Inc.CL A COM7,057$627.0K0.2%History
ADSKAutodesk, Inc.COM2,261$581.0K0.2%History
FSLRFirst Solar, Inc.Stock6,700$564.0K0.1%History
DEDeere & CoStock1,407$528.0K0.1%History
PFSIPennyMac Financial Services, Inc.COM8,600$515.0K0.1%History
PIIPolaris Inc.Stock3,715$508.0K0.1%History
HOLXHologic IncCOM6,414$479.0K0.1%History
BABAAlibaba Group Holding LtdADR2,045$471.0K0.1%History
MELIMercadolibre IncCOM281$435.0K0.1%History
LZBLa-Z-Boy IncCOM9,465$408.0K0.1%History
FS KKR Cap Corp II35952V303COM18,999$391.0K0.1%–
TWLOTwilio IncCL A1,069$382.0K0.1%History
FCELFuelcell Energy IncCOM26,440$366.0K0.1%History
FSLYFastly, Inc.CL A5,098$359.0K0.1%History
TPICQTpi Composites, IncCOM5,623$326.0K0.1%History
GMGeneral Motors CoCOM5,155$319.0K0.1%History
INTCIntel CorpStock4,733$310.0K0.1%History
XPEVXpeng Inc.ADS8,226$304.0K0.1%History
AVLRAvalara, Inc.COM2,016$285.0K0.1%History
EQIXEquinix IncCOM395$272.0K0.1%History
OKTAOkta, Inc.CL A1,191$272.0K0.1%History
NFLXNetflix IncStock486$265.0K0.1%History
PLANAnaplan, Inc.COM4,680$265.0K0.1%History
QSQuantumScape CorpCOM CL A5,318$263.0K0.1%History
UALUnited Airlines Holdings, Inc.COM3,901$260.0K0.1%History
SPOTSpotify Technology S.A.Stock889$251.0K0.1%History
MDBMongoDB, Inc.CL A847$251.0K0.1%History
TDOCTeladoc Health, Inc.COM1,380$251.0K0.1%History
PTONPeloton Interactive, Inc.CL A COM2,087$241.0K0.1%History
RSGRepublic Services, Inc.COM2,190$222.0K0.1%History
SNOWSnowflake Inc.Stock932$220.0K0.1%History
SYKStryker CorpStock847$210.0K0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,106$202.0K0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY5,243$202.0K0.1%–
GILDGilead Sciences, Inc.Stock2,776$200.0K0.1%History