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Livermore
Livermore
ZHEN

TSFG, LLC

SEC CIK
0001800513
Latest filing
Jul 23, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
889
+19 vs. Q2 2021
Portfolio value
$256.2M
+$8.12M (+3.3%) vs. Q2 2021
Filed
Oct 12, 2021
SEC
Holdings of TSFG, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF526$27.0K<0.1%00.0%Unchanged–
Flexshares Tr33939L308MSTAR EMKT FAC449$27.0K<0.1%00.0%Unchanged–
PRUPrudential Financial IncStock269$28.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF236$28.0K<0.1%00.0%Unchanged–
iShares Tr464288208MRGSTR MD CP ETF420$28.0K<0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/99991,101$28.0K<0.1%00.0%UnchangedHistory
TXG10x Genomics, Inc.CL A COM197$29.0K<0.1%+9+4.8%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT1,140$29.0K<0.1%+1+0.1%AddedHistory
DDDuPont de Nemours, Inc.COM422$29.0K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock205$30.0K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock1,250$30.0K<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A439$30.0K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM825$30.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A821ST STR SP400GRW399$30.0K<0.1%00.0%Unchanged–
Paramount Global92556H206CL B760$30.0K<0.1%00.0%Unchanged–
YUMYum Brands IncStock255$31.0K<0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock525$32.0K<0.1%00.0%UnchangedHistory
METMetlife IncStock519$32.0K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock315$32.0K<0.1%00.0%UnchangedHistory
SAMBoston Beer Co IncCL A63$32.0K<0.1%+25+65.8%AddedHistory
SPDR Series Trust78464A201ST STR SP600GRWO368$32.0K<0.1%00.0%Unchanged–
EBAYeBay IncCOM460$32.0K<0.1%+356+342.3%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST2,235$32.0K<0.1%00.0%Unchanged–
iShares S&P 100 ETF464287101ETF165$33.0K<0.1%00.0%Unchanged–
DELLDell Technologies Inc.Stock318$33.0K<0.1%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT126$33.0K<0.1%+1+0.8%AddedHistory
APPSDigital Turbine, Inc.COM NEW500$34.0K<0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR668$34.0K<0.1%00.0%Unchanged–
CRWDCrowdStrike Holdings, Inc.Stock142$35.0K<0.1%+11+8.4%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR588$35.0K<0.1%+2+0.3%AddedHistory
RKLBRocket Lab CorpCOM2,150$35.0K<0.1%+2,150NewHistory
RYRoyal Bank of CanadaStock360$36.0K<0.1%+51+16.5%AddedHistory
ILMNIllumina, Inc.COM88$36.0K<0.1%+4+4.8%AddedHistory
iShares Tr464287754US INDUSTRIALS338$36.0K<0.1%+94+38.5%Added–
First Rep BK San Francisco C33616C100COM189$36.0K<0.1%+1+0.5%Added–
SLViShares Silver TrustETF1,795$37.0K<0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock1,760$38.0K<0.1%+1,000+131.6%AddedHistory
AEPAmerican Electric Power Co IncStock469$38.0K<0.1%+4+0.9%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF288$38.0K<0.1%00.0%Unchanged–
SRPTSarepta Therapeutics, Inc.COM415$38.0K<0.1%+20+5.1%AddedHistory
TLRYTilray Brands, Inc.COM CL 23,387$38.0K<0.1%−25−0.7%ReducedHistory
MCKMcKesson CorpStock198$39.0K<0.1%00.0%UnchangedHistory
ADIAnalog Devices IncStock235$39.0K<0.1%00.0%UnchangedHistory
New York Life Investments Et45409B560FTSE INTL EQTY C1,656$40.0K<0.1%00.0%Unchanged–
JPINuveen Preferred Securities & Income Opportunities FundCOM1,600$40.0K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock178$41.0K<0.1%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock1,000$41.0K<0.1%00.0%UnchangedHistory
BHKBlackRock Core Bond TrustSHS BEN INT2,488$41.0K<0.1%00.0%UnchangedHistory
GHGuardant Health, Inc.COM325$41.0K<0.1%+11+3.5%AddedHistory
SESea LtdSPONSORD ADS128$41.0K<0.1%+10+8.5%AddedHistory
HONHoneywell International IncCOM198$42.0K<0.1%−12−5.7%ReducedHistory
HOLXHologic IncCOM572$42.0K<0.1%00.0%UnchangedHistory
RGSRegis CorpCOM12,200$42.0K<0.1%00.0%UnchangedHistory
ETSYEtsy IncCOM209$43.0K<0.1%00.0%UnchangedHistory
HPIJohn Hancock Preferred Income FundSH BEN INT2,000$43.0K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock3,624$45.0K<0.1%+70+2.0%AddedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE624$45.0K<0.1%00.0%Unchanged–
NIONIO Inc.ADR1,300$46.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF1,697$46.0K<0.1%00.0%Unchanged–
Vanguard Total International Bond ETF92203J407ETF823$47.0K<0.1%00.0%Unchanged–
iShares Tr46434V886HDG MSCI JAPAN1,162$47.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH285$47.0K<0.1%+285New–
iShares Tr464287762US HLTHCARE ETF170$47.0K<0.1%00.0%Unchanged–
KMBKimberly Clark CorpStock365$48.0K<0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock100$48.0K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF859$48.0K<0.1%00.0%Unchanged–
ABNBAirbnb, Inc.Stock293$49.0K<0.1%+6+2.1%AddedHistory
LUVSouthwest Airlines CoCOM954$49.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F528VANECK SHRT MUNI2,768$50.0K<0.1%+2,768New–
iShares Tr464288158SHRT NAT MUN ETF463$50.0K<0.1%+463New–
UUnity Software Inc.COM397$50.0K<0.1%+26+7.0%AddedHistory
GDGeneral Dynamics CorpStock262$51.0K<0.1%+2+0.8%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF498$51.0K<0.1%00.0%Unchanged–
iShares S&P Small-Cap 600 Growth ETF464287887ETF400$52.0K<0.1%00.0%Unchanged–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF1,198$53.0K<0.1%+636+113.2%Added–
GTGoodyear Tire & Rubber CoCOM3,000$53.0K<0.1%00.0%UnchangedHistory
RTXRTX CorpStock634$54.0K<0.1%+1+0.2%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF773$54.0K<0.1%00.0%Unchanged–
iShares Tips Bond ETF464287176ETF431$55.0K<0.1%+40+10.2%Added–
EDConsolidated Edison IncStock764$55.0K<0.1%+1+0.1%AddedHistory
NOCNorthrop Grumman CorpStock152$55.0K<0.1%00.0%UnchangedHistory
CXPColumbia Property Trust, Inc.COM NEW2,894$55.0K<0.1%00.0%UnchangedHistory
COUPCoupa Software IncCOM253$55.0K<0.1%+12+5.0%AddedHistory
KKRKKR & Co. Inc.COM923$56.0K<0.1%+202+28.0%AddedHistory
LVSLas Vegas Sands CorpCOM1,521$56.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT892$56.0K<0.1%00.0%Unchanged–
iShares U.S. Medical Devices ETF464288810ETF900$57.0K<0.1%00.0%UnchangedConverted for a 6-for-1 split–
QCOMQualcomm IncStock449$58.0K<0.1%+3+0.7%AddedHistory
MMM3M CoStock339$59.0K<0.1%+19+5.9%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF1,291$59.0K<0.1%+965+296.0%Added–
DBX ETF Tr233051200XTRACK MSCI EAFE1,570$59.0K<0.1%00.0%Unchanged–
iShares Tr464287192US TRSPRTION241$59.0K<0.1%−24−9.1%Reduced–
Flexshares Tr33939L100MORNSTAR USMKT350$59.0K<0.1%00.0%Unchanged–
Vanguard S&P 500 Growth ETF921932505ETF225$60.0K<0.1%00.0%Unchanged–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF979$60.0K<0.1%+371+61.0%Added–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF951$60.0K<0.1%00.0%Unchanged–
KSSKOHLS CorpStock1,267$60.0K<0.1%+6+0.5%AddedHistory
WWayfair Inc.CL A234$60.0K<0.1%+13+5.9%AddedHistory
iShares Tr46428951110+ YR INVST GRD863$60.0K<0.1%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD1,201$61.0K<0.1%00.0%Unchanged–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of TSFG, LLC in Q3 2021
SecurityClassPutsCalls
KYNBKyntra Bio, Inc.COM–$1.00K

Sold out since Q2 2021 (18)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of TSFG, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Trust DJ Internet ETF33733E306Equities8,472$2.07M0.8%–
PHMPultegroup IncCOM1,510$82.0K<0.1%History
Invesco S&P Midcap Low46138E202Equities1,484$79.0K<0.1%–
First Tr Exchange-Traded FD33733E207NY ARCA BIOTECH285$49.0K<0.1%–
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS1,725$29.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A2,150$23.0K<0.1%–
PAYCPaycom Software, Inc.Stock50$18.0K<0.1%History
PLUGPlug Power IncStock500$17.0K<0.1%History
Churchill Capital Corp IV171439102CL A500$14.0K<0.1%–
BKDBrookdale Senior Living Inc.COM1,500$12.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW400$7.00K<0.1%History
EROEro Copper Corp.COM300$6.00K<0.1%History
New Sr Invt Group Inc648691103COM700$6.00K<0.1%–
CXWCoreCivic, Inc.COM357$4.00K<0.1%History
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS800$3.00K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF18$2.00K<0.1%–
ACBAurora Cannabis IncCOM33––History
SQBGSequential Brands Group, Inc.COM NEW5––History