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Livermore
Livermore
ZHEN

TSFG, LLC

SEC CIK
0001800513
Latest filing
Jul 23, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
889
+19 vs. Q2 2021
Portfolio value
$256.2M
+$8.12M (+3.3%) vs. Q2 2021
Filed
Oct 12, 2021
SEC
Holdings of TSFG, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CRONCronos Group Inc.COM150$1.00K<0.1%00.0%UnchangedHistory
iShares Tr46429B606MSCI POLAND ETF39$1.00K<0.1%−109−73.6%Reduced–
iShares Inc46434G798MSCI RUSSIA ETF11$1.00K<0.1%−37−77.1%Reduced–
KLDOKaleido Biosciences, Inc.COM100$1.00K<0.1%+100NewHistory
MMLPMartin Midstream Partners L.P.UNIT L P INT400$1.00K<0.1%00.0%UnchangedHistory
MACKMerrimack Pharmaceuticals IncCOM NEW160$1.00K<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.COM380$1.00K<0.1%+100+35.7%AddedHistory
PASGPassage BIO, Inc.COM100$1.00K<0.1%+100NewHistory
DTILPrecision Biosciences IncCOM100$1.00K<0.1%+100NewHistory
ZOMDFZomedica Corp.COM2,500$1.00K<0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock10$2.00K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock29$2.00K<0.1%00.0%UnchangedHistory
ALCAlcon IncStock20$2.00K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock23$2.00K<0.1%00.0%UnchangedHistory
APDAir Products & Chemicals, Inc.Stock7$2.00K<0.1%00.0%UnchangedHistory
RITMRithm Capital Corp.REIT204$2.00K<0.1%−286−58.4%ReducedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF45$2.00K<0.1%00.0%Unchanged–
iShares MSCI USA Momentum Factor ETF46432F396ETF14$2.00K<0.1%00.0%Unchanged–
RIORio Tinto PLCADR25$2.00K<0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock20$2.00K<0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock14$2.00K<0.1%00.0%UnchangedHistory
ETNEaton Corp plcStock14$2.00K<0.1%00.0%UnchangedHistory
PHParker-Hannifin CorpStock6$2.00K<0.1%00.0%UnchangedHistory
iShares MSCI India ETF46429B598ETF34$2.00K<0.1%00.0%Unchanged–
HALHalliburton CoStock80$2.00K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock100$2.00K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock20$2.00K<0.1%00.0%UnchangedHistory
FLEXFlex Ltd.Stock100$2.00K<0.1%00.0%UnchangedHistory
SRESempraStock15$2.00K<0.1%00.0%UnchangedHistory
AAgilent Technologies, Inc.COM15$2.00K<0.1%00.0%UnchangedHistory
AOUTAmerican Outdoor Brands, Inc.COM85$2.00K<0.1%00.0%UnchangedHistory
ATOAtmos Energy CorpCOM27$2.00K<0.1%00.0%UnchangedHistory
NOVNOV Inc.COM166$2.00K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS200$2.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV47$2.00K<0.1%00.0%Unchanged–
ACPabrdn Income Credit Strategies FundCOM200$2.00K<0.1%00.0%UnchangedHistory
FBINFortune Brands Innovations, Inc.COM18$2.00K<0.1%00.0%UnchangedHistory
iShares Inc464286814MSCI NETHERL ETF36$2.00K<0.1%00.0%Unchanged–
CHTRCharter Communications, Inc.CL A3$2.00K<0.1%00.0%UnchangedHistory
NDAQNasdaq, Inc.COM10$2.00K<0.1%00.0%UnchangedHistory
FTSFortis Inc.COM53$2.00K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF23$2.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W505US MIDCAP DIVID51$2.00K<0.1%00.0%Unchanged–
LEVILevi Strauss & CoCL A COM STK100$2.00K<0.1%00.0%UnchangedHistory
TOLToll Brothers, Inc.COM40$2.00K<0.1%−505−92.7%ReducedHistory
SLMSLM CorpCOM91$2.00K<0.1%00.0%UnchangedHistory
VVVValvoline IncCOM49$2.00K<0.1%00.0%UnchangedHistory
RNGRingCentral, Inc.CL A10$2.00K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM40$2.00K<0.1%00.0%UnchangedHistory
IQiQIYI, Inc.SPONSORED ADS250$2.00K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW408$2.00K<0.1%00.0%UnchangedHistory
AGRAvangrid, Inc.COM50$2.00K<0.1%00.0%UnchangedHistory
AVEOAveo Pharmaceuticals, Inc.COM NEW292$2.00K<0.1%00.0%UnchangedHistory
DRNADicerna Pharmaceuticals IncCOM100$2.00K<0.1%+100NewHistory
KYNBKyntra Bio, Inc.COM150$2.00K<0.1%−4,860−97.0%ReducedHistory
CPAYCorpay, Inc.COM6$2.00K<0.1%00.0%UnchangedHistory
PCFHigh Income Securities FundSHS BEN INT200$2.00K<0.1%00.0%UnchangedHistory
OGENOragenics IncCOM PAR3,000$2.00K<0.1%00.0%UnchangedHistory
PLXPPLx Pharma Winddown Corp.COM100$2.00K<0.1%00.0%UnchangedHistory
VANIVivani Medical, Inc.COM NEW500$2.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W869EUROPE SMCP DV26$2.00K<0.1%00.0%Unchanged–
LVTXLAVA Therapeutics NVSHS400$2.00K<0.1%00.0%UnchangedHistory
CBChubb LtdStock18$3.00K<0.1%00.0%UnchangedHistory
VFCV F CorpStock46$3.00K<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF53$3.00K<0.1%00.0%Unchanged–
FSLRFirst Solar, Inc.Stock29$3.00K<0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock16$3.00K<0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock39$3.00K<0.1%00.0%UnchangedHistory
Vanguard Total World Stock ETF922042742ETF27$3.00K<0.1%00.0%Unchanged–
HPQHP IncStock105$3.00K<0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock102$3.00K<0.1%00.0%UnchangedHistory
Barrick Gold Corp067901108COM152$3.00K<0.1%00.0%Unchanged–
Global X FDS37954Y442CLOUD COMPUTNG106$3.00K<0.1%00.0%Unchanged–
THOThor Industries IncCOM21$3.00K<0.1%00.0%UnchangedHistory
CMPSCOMPASS Pathways plcSPONSORED ADS100$3.00K<0.1%+100NewHistory
iShares Tr464288414NATIONAL MUN ETF27$3.00K<0.1%00.0%Unchanged–
ADPTAdaptive Biotechnologies CorpCOM100$3.00K<0.1%00.0%UnchangedHistory
DOVDOVER CorpCOM16$3.00K<0.1%00.0%UnchangedHistory
MWAMueller Water Products, Inc.COM SER A200$3.00K<0.1%00.0%UnchangedHistory
DTMDT Midstream, Inc.COMMON STOCK67$3.00K<0.1%+67NewHistory
iShares Tr46429B671MSCI CHINA ETF41$3.00K<0.1%00.0%Unchanged–
CHRWC. H. Robinson Worldwide, Inc.COM NEW29$3.00K<0.1%00.0%UnchangedHistory
RFRegions Financial CorpCOM159$3.00K<0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW75$3.00K<0.1%00.0%UnchangedHistory
USBUS Bancorp DECOM NEW54$3.00K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF54$3.00K<0.1%00.0%Unchanged–
NCLHNorwegian Cruise Line Holdings Ltd.SHS100$3.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN44$3.00K<0.1%00.0%Unchanged–
ALKAlaska Air Group, Inc.COM50$3.00K<0.1%00.0%UnchangedHistory
RRGBRed Robin Gourmet Burgers IncCOM120$3.00K<0.1%00.0%UnchangedHistory
RMRRMR Group Inc.CL A82$3.00K<0.1%+1+1.2%AddedHistory
SKINSkinHealth Systems Inc.COM CL A100$3.00K<0.1%00.0%UnchangedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT532$3.00K<0.1%00.0%UnchangedHistory
ARNCArconic CorpCOM100$3.00K<0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM4$3.00K<0.1%00.0%UnchangedHistory
PRTSCarParts.com, Inc.COM200$3.00K<0.1%00.0%UnchangedHistory
CSSEChicken Soup for the Soul Entertainment, Inc.CL A125$3.00K<0.1%+125NewHistory
DFSDiscover Financial ServicesCOM25$3.00K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM400$3.00K<0.1%−1,000−71.4%ReducedHistory
HBIHanesbrands Inc.COM200$3.00K<0.1%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of TSFG, LLC in Q3 2021
SecurityClassPutsCalls
KYNBKyntra Bio, Inc.COM–$1.00K

Sold out since Q2 2021 (18)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of TSFG, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Trust DJ Internet ETF33733E306Equities8,472$2.07M0.8%–
PHMPultegroup IncCOM1,510$82.0K<0.1%History
Invesco S&P Midcap Low46138E202Equities1,484$79.0K<0.1%–
First Tr Exchange-Traded FD33733E207NY ARCA BIOTECH285$49.0K<0.1%–
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS1,725$29.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A2,150$23.0K<0.1%–
PAYCPaycom Software, Inc.Stock50$18.0K<0.1%History
PLUGPlug Power IncStock500$17.0K<0.1%History
Churchill Capital Corp IV171439102CL A500$14.0K<0.1%–
BKDBrookdale Senior Living Inc.COM1,500$12.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW400$7.00K<0.1%History
EROEro Copper Corp.COM300$6.00K<0.1%History
New Sr Invt Group Inc648691103COM700$6.00K<0.1%–
CXWCoreCivic, Inc.COM357$4.00K<0.1%History
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS800$3.00K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF18$2.00K<0.1%–
ACBAurora Cannabis IncCOM33––History
SQBGSequential Brands Group, Inc.COM NEW5––History