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Livermore
Livermore
ZHEN

Transcend Wealth Collective, LLC

SEC CIK
0001776082
Latest filing
Aug 4, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
324
−89 vs. Q1 2021
Portfolio value
$695.5M
−$136.3M (−16.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Transcend Wealth Collective, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/2030117,775$29.0K<0.1%00.0%Unchanged–
ELVTElevate Credit, Inc.COM10,000$36.0K<0.1%00.0%UnchangedHistory
CALACalithera Biosciences, Inc.COM19,771$41.0K<0.1%−5,000−20.2%ReducedHistory
IVRInvesco Mortgage Capital Inc.COM14,124$54.0K<0.1%+4,000+39.5%AddedHistory
APTOAptose Biosciences Inc.COM NEW24,000$80.0K<0.1%00.0%UnchangedHistory
SWNSouthwestern Energy CoCOM14,681$83.0K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS11,647$114.0K<0.1%+547+4.9%AddedHistory
Gold STD Ventures Corp380738104COM242,341$135.0K<0.1%−20,000−7.6%Reduced–
PNNTPennantpark Investment CorpCOM21,500$144.0K<0.1%−9,500−30.6%ReducedHistory
GLVClough Global Dividend & Income FundCOM15,939$173.0K<0.1%00.0%UnchangedHistory
LBAILakeland Bancorp IncCOM10,055$176.0K<0.1%00.0%UnchangedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,705$195.0K<0.1%+500+4.9%AddedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM13,220$198.0K<0.1%+23+0.2%AddedHistory
EMREmerson Electric CoStock2,087$201.0K<0.1%−228−9.8%ReducedHistory
VLYValley National BancorpCOM14,955$201.0K<0.1%00.0%UnchangedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM12,850$202.0K<0.1%+1,100+9.4%AddedHistory
PPGPPG Industries IncStock1,199$204.0K<0.1%+1,199NewHistory
DTEDte Energy CoCOM1,577$204.0K<0.1%00.0%UnchangedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM8,813$204.0K<0.1%+8,813NewHistory
iShares Tr464288836U.S. PHARMA ETF1,109$206.0K<0.1%+1,109New–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,200$207.0K<0.1%+4,200New–
DLYDoubleLine Yield Opportunities FundCOM10,496$210.0K<0.1%00.0%UnchangedHistory
PIMFranklin Master Intermediate Income TrustSH BEN INT50,100$210.0K<0.1%00.0%UnchangedHistory
iShares Tr464287150CORE S&P TTL STK2,138$212.0K<0.1%+2,138New–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL4,407$217.0K<0.1%+333+8.2%Added–
OMEXOdyssey Marine Exploration IncCOM NEW34,300$218.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y814FINTECH ETF4,600$220.0K<0.1%+4,600New–
BGHBarings Global Short Duration High Yield FundCOM12,917$221.0K<0.1%00.0%UnchangedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW4,496$222.0K<0.1%−27−0.6%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF1,408$223.0K<0.1%+1,408New–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,144$223.0K<0.1%+4,144New–
Schwab U.S. Small-Cap ETF808524607ETF2,167$225.0K<0.1%+96+4.6%Added–
MSIMotorola Solutions, Inc.Stock1,036$225.0K<0.1%−139−11.8%ReducedHistory
PBCTPeople's United Financial, Inc.COM13,100$225.0K<0.1%+13,100NewHistory
CMRCCommerce.com, Inc.COM SER 13,500$227.0K<0.1%+3,500NewHistory
GPCGenuine Parts CoStock1,877$238.0K<0.1%−1−0.1%ReducedHistory
HCAHCA Healthcare, Inc.COM1,155$238.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN22,361$238.0K<0.1%+829+3.9%AddedHistory
SYYSysco CorpStock3,086$240.0K<0.1%+3,086NewHistory
iShares Tr46435U853BROAD USD HIGH5,878$243.0K<0.1%+224+4.0%Added–
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER6,132$244.0K<0.1%−650−9.6%Reduced–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF4,568$247.0K<0.1%00.0%Unchanged–
iShares Tr46436E619ESG ADVAN ETF5,015$251.0K<0.1%+654+15.0%Added–
ORealty Income CorpREIT3,868$258.0K<0.1%−12,314−76.1%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,243$259.0K<0.1%00.0%Unchanged–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH9,217$261.0K<0.1%+9,217New–
CNOBConnectOne Bancorp, Inc.COM10,000$262.0K<0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock713$264.0K<0.1%+17+2.4%AddedHistory
CTSHCognizant Technology Solutions CorpCL A3,867$268.0K<0.1%−29−0.7%ReducedHistory
RPMRPM International IncCOM3,035$269.0K<0.1%+11+0.4%AddedHistory
DOWDow Inc.Stock4,265$270.0K<0.1%−83−1.9%ReducedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG8,858$270.0K<0.1%+312+3.7%Added–
CTVACorteva, Inc.Stock6,112$271.0K<0.1%−663−9.8%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR4,537$271.0K<0.1%−2,388−34.5%ReducedHistory
VFCV F CorpStock3,352$276.0K<0.1%−83−2.4%ReducedHistory
AXPAmerican Express CoStock1,675$276.0K<0.1%−367−18.0%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF3,149$277.0K<0.1%+3,149New–
BlackRock 2022 GBL Incm Opp09258P104COM29,903$277.0K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR1,375$280.0K<0.1%+30+2.2%AddedHistory
ROSTRoss Stores, Inc.COM2,284$285.0K<0.1%+2,284NewHistory
MYDBlackRock Muniyield Fund, Inc.COM19,123$289.0K<0.1%+5,000+35.4%AddedHistory
iShares Tr46428743220 YR TR BD ETF2,043$291.0K<0.1%+2,043New–
FISFidelity National Information Services, Inc.Stock2,092$294.0K<0.1%+2,092NewHistory
RYRoyal Bank of CanadaStock2,890$294.0K<0.1%+355+14.0%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,927$294.0K<0.1%−14−0.7%Reduced–
XYZBlock, Inc.CL A1,239$302.0K<0.1%−341−21.6%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F4,638$303.0K<0.1%+4,638New–
WMBWilliams Companies, Inc.COM11,380$303.0K<0.1%−1,141−9.1%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF1,977$305.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD14,900$307.0K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB14,269$309.0K<0.1%00.0%Unchanged–
GSKGSK plcSPONSORED ADR7,782$311.0K<0.1%−92−1.2%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF4,134$312.0K<0.1%−1,216−22.7%Reduced–
SPLKSplunk IncCOM2,216$320.0K<0.1%−128−5.5%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT6,373$323.0K<0.1%−84,943−93.0%Reduced–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM23,024$326.0K<0.1%+3,694+19.1%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF6,500$327.0K<0.1%+6,500New–
PENNPENN Entertainment, Inc.COM4,330$332.0K<0.1%+1,800+71.1%AddedHistory
MVTBlackRock Munivest Fund II, Inc.COM21,346$335.0K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock7,055$336.0K<0.1%+319+4.7%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF6,522$336.0K<0.1%+6,522New–
FFord Motor CoStock22,812$337.0K<0.1%+9,141+66.9%AddedHistory
CMOCapstead Mortgage CorpCOM NO PAR56,000$343.0K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM8,446$344.0K<0.1%+8,446NewHistory
TDToronto Dominion BankStock4,941$347.0K<0.1%+551+12.6%AddedHistory
PSXPhillips 66Stock4,032$348.0K0.1%+1,377+51.9%AddedHistory
DDDuPont de Nemours, Inc.COM4,506$350.0K0.1%+117+2.7%AddedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM30,609$353.0K0.1%−5,000−14.0%ReducedHistory
FRMEFirst Merchants CorpCOM8,484$354.0K0.1%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock2,316$355.0K0.1%+2,316NewHistory
AGNCAGNC Investment Corp.REIT21,200$358.0K0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM14,971$361.0K0.1%−200−1.3%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,015$362.0K0.1%+3,015NewHistory
Vanguard S&P 500 ETF922908363ETF941$369.0K0.1%00.0%Unchanged–
LOOPLoop Industries, Inc.COM30,000$370.0K0.1%−2,500−7.7%ReducedHistory
MASMasco CorpCOM6,392$376.0K0.1%+6,392NewHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY15,100$380.0K0.1%+15,100New–
iShares MSCI USA Momentum Factor ETF46432F396ETF2,206$386.0K0.1%+700+46.5%Added–
SRESempraStock2,949$393.0K0.1%+24+0.8%AddedHistory
USBUS Bancorp DECOM NEW7,040$402.0K0.1%+656+10.3%AddedHistory

Sold out since Q1 2021 (138)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 138 by value last quarter.

Positions of Transcend Wealth Collective, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
OBDCBlue Owl Capital CorpCOM4,197,450$57.8M6.9%History
ZMZoom Communications, Inc.Stock79,528$25.6M3.1%History
MRKMerck & Co., Inc.Stock310,505$23.9M2.9%History
ATACAlbatross Acquisition CorpSHS CL A1,351,853$13.4M1.6%History
JPMJPMorgan Chase & CoStock84,945$12.9M1.6%History
UPWKUpwork, IncCOM200,159$8.96M1.1%History
iShares Tr46435G425ESG AWR MSCI USA69,709$6.33M0.8%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF52,898$6.18M0.7%–
SPYSPDR S&P 500 ETF TrustETF15,475$6.13M0.7%History
State Street Technology Select Sector SPDR ETF81369Y803ETF43,640$5.79M0.7%–
MDTMedtronic plcStock43,295$5.12M0.6%History
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF89,275$5.03M0.6%–
State Street Financial Select Sector SPDR ETF81369Y605ETF137,286$4.67M0.6%–
VVisa Inc.Stock21,463$4.54M0.5%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF45,973$4.52M0.5%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF57,417$4.21M0.5%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF44,772$4.16M0.5%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF24,573$4.13M0.5%–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM176,753$3.92M0.5%History
GLDSPDR Gold TrustETF23,541$3.77M0.5%History
VZVerizon Communications IncStock62,362$3.63M0.4%History
State Street Energy Select Sector SPDR ETF81369Y506ETF68,227$3.35M0.4%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF105,240$3.29M0.4%–
ProShares Tr74348A467S&P 500 DV ARIST34,990$3.02M0.4%–
PYPLPayPal Holdings, Inc.Stock11,201$2.72M0.3%History
NEENextera Energy IncStock35,068$2.65M0.3%History
ORCLOracle CorpStock37,241$2.61M0.3%History
TSLATesla, Inc.Stock3,459$2.31M0.3%History
KOCoca Cola CoStock40,574$2.14M0.3%History
State Street SPDR S&P Regional Banking ETF78464A698ETF30,166$2.01M0.2%–
PIMCO ETF Tr72201R7830-5 HIGH YIELD19,912$1.97M0.2%–
KMIKinder Morgan, Inc.Stock117,823$1.97M0.2%History
CRMSalesforce, Inc.Stock9,158$1.94M0.2%History
RVICRetail Value Inc.COM90,210$1.69M0.2%History
VanEck ETF Trust92189F353EMERGING MRKT HI70,011$1.66M0.2%–
NVDANVIDIA CorpStock3,017$1.61M0.2%History
GSGoldman Sachs Group IncStock4,832$1.58M0.2%History
TFCTruist Financial CorpCOM26,850$1.57M0.2%History
UNHUnitedHealth Group IncStock3,916$1.46M0.2%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD16,245$1.34M0.2%–
ETNEaton Corp plcStock9,286$1.29M0.2%History
PTONPeloton Interactive, Inc.CL A COM11,197$1.26M0.2%History
MMM3M CoStock6,212$1.20M0.1%History
iShares Tr46435G474FALN ANGLS USD41,136$1.20M0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF34,210$1.11M0.1%–
PAGPenske Automotive Group, Inc.COM12,932$1.04M0.1%History
NVSNovartis AGADR12,003$1.02M0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT95,961$996.0K0.1%History
ACNAccenture plcStock3,566$991.0K0.1%History
WDAYWorkday, Inc.CL A3,928$971.0K0.1%History
State Street SPDR Portfolio S&P 500 ETF78464A854ETF20,702$966.0K0.1%–
UBERUber Technologies, IncStock17,480$952.0K0.1%History
J P Morgan Exchange Traded F46641Q753US VALUE FACTR27,226$935.0K0.1%–
MAMastercard IncStock2,598$932.0K0.1%History
SPOTSpotify Technology S.A.Stock3,352$897.0K0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF29,500$853.0K0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF6,265$851.0K0.1%–
NFLXNetflix IncStock1,519$792.0K0.1%History
HOUSAnywhere Real Estate Inc.COM51,973$786.0K0.1%History
ETREntergy CorpCOM7,571$752.0K0.1%History
RITMRithm Capital Corp.REIT65,419$740.0K0.1%History
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT53,795$688.0K0.1%History
SPDR Series Trust78464A763ST STR SP DIV5,702$673.0K0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD12,201$628.0K0.1%–
AWKAmerican Water Works Company, Inc.Stock3,893$582.0K0.1%History
RETAReata Pharmaceuticals IncCL A5,650$564.0K0.1%History
John Hancock Exchange Traded47804J206MULTIFACTOR MI11,246$552.0K0.1%–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM39,824$549.0K0.1%History
EPDEnterprise Products Partners L.P.Stock24,488$539.0K0.1%History
TWOU2U, LLCCOM13,760$526.0K0.1%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS19,000$524.0K0.1%History
Vanguard Information Technology ETF92204A702ETF1,411$505.0K0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A15,748$488.0K0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED12,033$486.0K0.1%–
VanEck ETF Trust92189F411BDC INCOME ETF28,387$458.0K0.1%–
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP8,955$456.0K0.1%–
SPDR Series Trust78468R721STATE STREET SPD8,690$450.0K0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS20,206$450.0K0.1%History
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN32,185$431.0K0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO5,000$407.0K<0.1%–
SWISolarWinds CorpCOM23,300$406.0K<0.1%History
MPTMedical Properties Trust IncCOM18,956$404.0K<0.1%History
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF32,750$398.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY16,365$383.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF7,321$362.0K<0.1%–
JPMorgan Ultra-Short Income ETF46641Q837ETF6,753$342.0K<0.1%–
MPCMarathon Petroleum CorpStock6,342$340.0K<0.1%History
First Tr Exchange-Traded Alp33735J101COM SHS5,280$335.0K<0.1%–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US4,585$334.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS3,354$330.0K<0.1%–
PJTPJT Partners Inc.COM CL A4,797$324.0K<0.1%History
iShares Core MSCI Emerging Markets ETF46434G103ETF4,860$311.0K<0.1%–
PLDPrologis, Inc.REIT2,905$308.0K<0.1%History
Vanguard Total International Bond ETF92203J407ETF5,249$301.0K<0.1%–
LGILazard Global Total Return & Income Fund IncCOM15,372$297.0K<0.1%History
CLDRCloudera, Inc.COM23,350$283.0K<0.1%History
METMetlife IncStock4,652$282.0K<0.1%History
KKRKKR & Co. Inc.COM5,714$280.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS14,500$280.0K<0.1%History
FBRXForte Biosciences, Inc.COM8,000$274.0K<0.1%History