Advisor OS, LLC
- SEC CIK
- 0001767580
- Latest filing
- Aug 5, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 340
- +56 vs. Q3 2023
- Portfolio value
- $768.3M
- +$101.1M (+15.2%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ASTLWAlgoma Steel Group Inc. | *W EXP 10/19/202 | 21,875 | $40.3K | <0.1% | +21,875 | New | History |
| USEAUnited Maritime Corp | COM | 22,238 | $54.9K | <0.1% | +22,238 | New | History |
| NOKNokia Corp | SPONSORED ADR | 30,023 | $102.7K | <0.1% | +30,023 | New | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 18,541 | $105.9K | <0.1% | +115+0.6% | Added | History |
| RITMRithm Capital Corp. | REIT | 10,538 | $112.5K | <0.1% | 00.0% | Unchanged | History |
| CRMDCorMedix Inc. | COM | 30,000 | $112.8K | <0.1% | +5,000+20.0% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 11,806 | $113.1K | <0.1% | +883+8.1% | Added | History |
| GLQClough Global Equity Fund | COM | 21,952 | $130.1K | <0.1% | −82−0.4% | Reduced | History |
| FFord Motor Co | Stock | 11,260 | $137.3K | <0.1% | +11,260 | New | History |
| ASCArdmore Shipping Corp | COM | 10,000 | $140.9K | <0.1% | +10,000 | New | History |
| AMAntero Midstream Corp | Stock | 14,433 | $180.8K | <0.1% | +1,177+8.9% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 28,924 | $195.5K | <0.1% | +28,924 | New | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 6,949 | $200.1K | <0.1% | +6,949 | New | History |
| TJXTJX Companies Inc | Stock | 2,146 | $201.3K | <0.1% | +2,146 | New | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 4,034 | $202.6K | <0.1% | +4,034 | New | – |
| LNTAlliant Energy Corp | Stock | 3,951 | $202.7K | <0.1% | +3,951 | New | History |
| EPAMEPAM Systems, Inc. | COM | 682 | $202.8K | <0.1% | +682 | New | History |
| ETREntergy Corp | COM | 2,011 | $203.5K | <0.1% | +2,011 | New | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,969 | $204.3K | <0.1% | −21,821−73.2% | Reduced | – |
| RSGRepublic Services, Inc. | COM | 1,258 | $207.5K | <0.1% | +1,258 | New | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 1,995 | $208.9K | <0.1% | +1,995 | New | – |
| iShares Tr46435U184 | IBONDS 24 TRM HG | 9,000 | $208.9K | <0.1% | 00.0% | Unchanged | – |
| PUKPrudential PLC | ADR | 9,370 | $210.4K | <0.1% | +9,370 | New | History |
| EFREaton Vance Senior Floating-Rate Trust | COM | 16,623 | $210.4K | <0.1% | +16,623 | New | History |
| OTISOtis Worldwide Corp | Stock | 2,352 | $210.5K | <0.1% | +2,352 | New | History |
| CTASCintas Corp | Stock | 355 | $213.7K | <0.1% | +355 | New | History |
| MARMarriott International Inc | Stock | 954 | $215.1K | <0.1% | +954 | New | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 1,441 | $215.3K | <0.1% | +1,441 | New | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,447 | $215.8K | <0.1% | +3,447 | New | History |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 2,834 | $215.9K | <0.1% | +2,834 | New | – |
| IVTInvenTrust Properties Corp. | COM NEW | 8,610 | $218.2K | <0.1% | −285−3.2% | Reduced | History |
| SNPSSynopsys Inc | COM | 428 | $220.4K | <0.1% | +428 | New | History |
| Harbor ETF Trust41151J505 | COMM ALL WEA ETF | 10,578 | $221.5K | <0.1% | +10,578 | New | – |
| ZTSZoetis Inc. | Stock | 1,130 | $223.1K | <0.1% | +1,130 | New | History |
| Timothy Plan887432334 | INTL ETF | 8,441 | $223.2K | <0.1% | +8,441 | New | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 4,176 | $224.8K | <0.1% | +4,176 | New | – |
| LOWLowes Companies Inc | Stock | 1,017 | $226.2K | <0.1% | +1,017 | New | History |
| PEGPublic Service Enterprise Group Inc | COM | 3,735 | $228.4K | <0.1% | −1,570−29.6% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 2,194 | $230.3K | <0.1% | +2,194 | New | – |
| Invesco Exch Traded FD Tr II46138G516 | ESG S&P 500 EQL | 9,584 | $232.4K | <0.1% | −384−3.9% | Reduced | – |
| ETNEaton Corp plc | Stock | 967 | $232.9K | <0.1% | +967 | New | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 11,127 | $236.3K | <0.1% | 00.0% | Unchanged | History |
| CAHCardinal Health Inc | Stock | 2,361 | $238.0K | <0.1% | +2,361 | New | History |
| UBSUBS Group AG | Stock | 7,703 | $238.0K | <0.1% | +7,703 | New | History |
| SYYSysco Corp | Stock | 3,256 | $238.1K | <0.1% | +3,256 | New | History |
| CBIOCrescent Biopharma, Inc. | COM | 101,000 | $238.4K | <0.1% | +101,000 | New | History |
| SCHWSchwab Charles Corp | Stock | 3,469 | $238.6K | <0.1% | −8,500−71.0% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 1,624 | $238.9K | <0.1% | +1,624 | New | – |
| AEPAmerican Electric Power Co Inc | Stock | 2,977 | $241.8K | <0.1% | +18+0.6% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 2,763 | $242.2K | <0.1% | +2,763 | New | – |
| CNQCanadian Natural Resources Ltd | COM | 3,708 | $242.9K | <0.1% | +3,708 | New | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 2,630 | $243.2K | <0.1% | +2,630 | New | – |
| CSXCSX Corp | Stock | 7,124 | $247.0K | <0.1% | −2,437−25.5% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 9,496 | $247.9K | <0.1% | +185+2.0% | Added | History |
| PHParker-Hannifin Corp | Stock | 541 | $249.0K | <0.1% | +541 | New | History |
| MDTMedtronic plc | Stock | 3,052 | $251.4K | <0.1% | +3,052 | New | History |
| SWKStanley Black & Decker, Inc. | COM | 2,597 | $254.7K | <0.1% | +27+1.1% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 5,544 | $255.4K | <0.1% | −4,949−47.2% | Reduced | – |
| LCIILci Industries | COM | 2,064 | $259.5K | <0.1% | −103−4.8% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 551 | $259.7K | <0.1% | +551 | New | History |
| DEDeere & Co | Stock | 653 | $261.2K | <0.1% | +653 | New | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 6,405 | $263.2K | <0.1% | +6,405 | New | – |
| KMBKimberly Clark Corp | Stock | 2,183 | $265.2K | <0.1% | +2,183 | New | History |
| iShares Tr464287150 | CORE S&P TTL STK | 2,522 | $265.3K | <0.1% | +3+0.1% | Added | – |
| TRVTravelers Companies, Inc. | Stock | 1,394 | $265.6K | <0.1% | +103+8.0% | Added | History |
| Fidelity Merrimack STR Tr316188200 | LTD TRM BD ETF | 5,417 | $266.5K | <0.1% | +13+0.2% | Added | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 9,602 | $268.8K | <0.1% | +9,602 | New | – |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 28,827 | $278.8K | <0.1% | −615−2.1% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 724 | $279.5K | <0.1% | +724 | New | History |
| MPLXMPLX LP | COM UNIT REP LTD | 7,748 | $284.5K | <0.1% | 00.0% | Unchanged | History |
| CVSCVS Health Corp | Stock | 3,607 | $284.9K | <0.1% | +3,607 | New | History |
| NSCNorfolk Southern Corp | Stock | 1,208 | $285.5K | <0.1% | +78+6.9% | Added | History |
| HONHoneywell International Inc | COM | 1,362 | $285.6K | <0.1% | +1,362 | New | History |
| TRIThomson Reuters Corp | COM NO PAR | 1,971 | $288.2K | <0.1% | +241+13.9% | Added | History |
| PAYXPaychex Inc | Stock | 2,426 | $289.0K | <0.1% | +151+6.6% | Added | History |
| OMCOmnicom Group Inc. | COM | 3,352 | $289.9K | <0.1% | −94−2.7% | Reduced | History |
| MOAltria Group, Inc. | Stock | 7,197 | $290.3K | <0.1% | +624+9.5% | Added | History |
| ADMArcher-Daniels-Midland Co | Stock | 4,040 | $291.8K | <0.1% | +270+7.2% | Added | History |
| ORCLOracle Corp | Stock | 2,786 | $293.7K | <0.1% | +568+25.6% | Added | History |
| SPLKSplunk Inc | COM | 1,948 | $296.8K | <0.1% | +40+2.1% | Added | History |
| RCReady Capital Corp | COM | 29,329 | $300.6K | <0.1% | +216+0.7% | Added | History |
| CMECME Group Inc. | COM | 1,428 | $300.7K | <0.1% | +289+25.4% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 3,729 | $302.1K | <0.1% | +174+4.9% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 5,916 | $303.6K | <0.1% | −2,127−26.4% | Reduced | History |
| CMICummins Inc | Stock | 1,296 | $310.5K | <0.1% | +5+0.4% | Added | History |
| WMWaste Management Inc | Stock | 1,741 | $311.8K | <0.1% | +1,741 | New | History |
| IBNIcici Bank Ltd | ADR | 13,135 | $313.1K | <0.1% | +280+2.2% | Added | History |
| Fidelity High Dividend ETF316092840 | ETF | 7,504 | $317.3K | <0.1% | +7,504 | New | – |
| SHELShell plc | ADR | 4,829 | $317.8K | <0.1% | +379+8.5% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,974 | $326.2K | <0.1% | +372+23.2% | Added | – |
| STESTERIS plc | SHS USD | 1,490 | $327.6K | <0.1% | +40+2.8% | Added | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 3,158 | $330.9K | <0.1% | +3,158 | New | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 26,782 | $337.5K | <0.1% | −891−3.2% | Reduced | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 36,675 | $337.8K | <0.1% | −1,224−3.2% | Reduced | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,331 | $339.8K | <0.1% | +1,331 | New | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 5,264 | $341.8K | <0.1% | +1,112+26.8% | Added | – |
| iShares Tr464288802 | ESG OPTIMIZED | 3,425 | $344.2K | <0.1% | −870−20.3% | Reduced | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,115 | $344.5K | <0.1% | +309+6.4% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,252 | $346.9K | <0.1% | +1,252 | New | – |
| WCNWaste Connections, Inc. | COM | 2,338 | $349.0K | <0.1% | +149+6.8% | Added | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AAPLApple Inc. | Stock | $34.7K | – |
Sold out since Q3 2023 (13)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 54,995 | $3.67M | 0.5% | – |
| FLEXFlex Ltd. | Stock | 65,787 | $1.77M | 0.3% | History |
| NVRNVR Inc | COM | 291 | $1.74M | 0.3% | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 8,493 | $870.9K | 0.1% | – |
| BIOBio-Rad Laboratories, Inc. | CL A | 2,020 | $724.1K | 0.1% | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 2,425 | $474.5K | 0.1% | – |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 3,480 | $341.5K | 0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 5,904 | $272.9K | <0.1% | – |
| First Tr Exchange-Traded FD336917109 | SHS | 7,882 | $263.6K | <0.1% | – |
| Vanguard Materials ETF92204A801 | ETF | 1,525 | $263.1K | <0.1% | – |
| NEENextera Energy Inc | Stock | 4,550 | $260.7K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 8,838 | $243.8K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 26,602 | $164.1K | <0.1% | – |