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Livermore
Livermore
ZHEN

Beacon Pointe Advisors, LLC

SEC CIK
0001744317
Latest filing
Aug 18, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,312
+246 vs. Q2 2023
Portfolio value
$8.01B
+$1.91B (+31.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Beacon Pointe Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
WKHSWorkhorse Group Inc.COM NEW14,330$5.94K<0.1%+14,330NewHistory
HPCOHempacco Co., Inc.COM17,450$6.63K<0.1%00.0%UnchangedHistory
UNCYUnicycive Therapeutics, Inc.COM11,861$10.2K<0.1%+11,861NewHistory
OESXOrion Energy Systems, Inc.COM10,000$12.6K<0.1%00.0%UnchangedHistory
HOOKHOOKIPA Pharma Inc.COM25,000$15.4K<0.1%+25,000NewHistory
Lumiradx LimitedG5709L109SHS72,040$16.9K<0.1%+72,040New–
QUBTQuantum Computing Inc.COM16,000$17.3K<0.1%00.0%UnchangedHistory
KSCPKnightscope, Inc.CLASS A COM23,004$18.2K<0.1%+23,004NewHistory
TRAWTraws Pharma, Inc.COM NEW28,430$20.2K<0.1%+130.0%AddedHistory
CUECue Biopharma, Inc.COM10,000$23.0K<0.1%00.0%UnchangedHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW22,800$24.9K<0.1%−6,700−22.7%ReducedHistory
Maiden Holdings, Ltd.G5753U112SHS15,000$26.4K<0.1%00.0%Unchanged–
NKLANikola CorpCOM17,204$27.0K<0.1%+2,225+14.9%AddedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW12,150$33.0K<0.1%+12,150NewHistory
FSMFortuna Mining Corp.COM13,920$37.9K<0.1%+1,000+7.7%AddedHistory
TILInstil Bio, Inc.COM96,999$41.5K<0.1%+96,999NewHistory
REALTheRealReal, Inc.COM20,615$43.5K<0.1%+20,615NewHistory
IBRXImmunityBio, Inc.COM26,042$44.0K<0.1%+26,042NewHistory
POWWOutdoor Holding CoCOM22,000$44.4K<0.1%+22,000NewHistory
BBDBank BradescoSP ADR PFD NEW16,565$47.2K<0.1%+680+4.3%AddedHistory
UNITUniti Group Inc.COM10,058$47.5K<0.1%+10,058NewHistory
PTONPeloton Interactive, Inc.CL A COM10,068$50.8K<0.1%+26+0.3%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR25,069$53.4K<0.1%+590+2.4%AddedHistory
Theratechnologies Inc88338H704COM NEW26,025$56.0K<0.1%+26,025New–
SANBanco Santander, S.A.ADR16,461$61.9K<0.1%+2,755+20.1%AddedHistory
GTHXG1 Therapeutics, Inc.COM43,000$61.9K<0.1%+43,000NewHistory
GRNTGranite Ridge Resources, Inc.COM10,605$64.7K<0.1%+340+3.3%AddedHistory
Nuveen PFD & Incm Securties67072C105COM10,926$67.4K<0.1%+26+0.2%Added–
NVTSNavitas Semiconductor CorpCOM10,029$69.7K<0.1%00.0%UnchangedHistory
INMBInmune Bio, Inc.COM10,368$70.2K<0.1%+10,368NewHistory
NGNovagold Resources IncCOM NEW19,600$75.3K<0.1%+19,600NewHistory
LCIDLucid Group, Inc.COM13,513$75.5K<0.1%+2,432+21.9%AddedHistory
TELLTellurian Inc.COM67,149$77.9K<0.1%+67,149NewHistory
PMXPIMCO Municipal Income Fund IIICOM12,550$81.2K<0.1%+12,550NewHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM11,300$86.0K<0.1%00.0%UnchangedHistory
TSQTownsquare Media, Inc.CL A10,000$87.2K<0.1%+10,000NewHistory
JRSNuveen Real Estate Income FundCOM13,100$87.8K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT24,242$88.7K<0.1%+326+1.4%AddedHistory
NIONIO Inc.ADR10,002$90.4K<0.1%+10,002NewHistory
AQSTAquestive Therapeutics, Inc.COM60,000$91.8K<0.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM14,541$92.0K<0.1%+200+1.4%AddedHistory
LAZRQLuminar Technologies, Inc.COM CL A20,422$92.9K<0.1%−810−3.8%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM11,711$96.7K<0.1%+1,025+9.6%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,162$97.0K<0.1%+114+1.1%AddedHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT10,581$97.3K<0.1%+10,581NewHistory
AFBAlliancebernstein National Municipal Income FundCOM10,431$97.4K<0.1%−2,231−17.6%ReducedHistory
IAGIamgold CorpCOM45,433$97.7K<0.1%+45,433NewHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS11,650$98.9K<0.1%−2,500−17.7%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR10,616$104.6K<0.1%−936−8.1%ReducedHistory
HLHecla Mining CoCOM28,315$110.7K<0.1%+28,315NewHistory
ARIApollo Commercial Real Estate Finance, Inc.COM11,126$112.7K<0.1%+250+2.3%AddedHistory
HBANHuntington Bancshares IncCOM10,840$112.7K<0.1%+10,840NewHistory
GABGabelli Equity Trust IncCOM22,000$112.9K<0.1%+22,000NewHistory
HLNHaleon plcADR13,971$116.4K<0.1%+410+3.0%AddedHistory
STKLSunOpta Inc.COM35,015$118.0K<0.1%+13,249+60.9%AddedHistory
AVXLAnavex Life Sciences Corp.COM NEW18,225$119.4K<0.1%+225+1.3%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW26,351$119.6K<0.1%00.0%UnchangedHistory
EGYVaalco Energy IncCOM NEW28,000$122.9K<0.1%00.0%UnchangedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM16,897$124.5K<0.1%+5,842+52.8%AddedHistory
QSQuantumScape CorpCOM CL A18,632$124.6K<0.1%+1,210+6.9%AddedHistory
DDD3D Systems CorpCOM NEW25,702$126.2K<0.1%+25,702NewHistory
IGRCbre Global Real Estate Income FundCOM28,362$127.6K<0.1%+100+0.4%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM10,437$132.1K<0.1%+10,437NewHistory
RITMRithm Capital Corp.REIT14,273$132.6K<0.1%+1,399+10.9%AddedHistory
SIRISirius XM Holdings Inc.COM29,394$132.9K<0.1%+29,394NewHistory
LESLLeslie's, Inc.COM24,552$139.0K<0.1%+24,552NewHistory
Sunpower Corp867652406COM22,580$139.3K<0.1%+8,922+65.3%Added–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR17,339$139.6K<0.1%+17,339NewHistory
UAUnder Armour, Inc.CL C22,990$146.7K<0.1%−668−2.8%ReducedHistory
CTOSCustom Truck One Source, Inc.COM CL A24,072$149.2K<0.1%−9,000−27.2%ReducedHistory
UAAUnder Armour, Inc.Stock22,222$152.2K<0.1%−168−0.8%ReducedHistory
PMLPIMCO Municipal Income Fund IICOM19,901$153.0K<0.1%+19,901NewHistory
CHPTChargePoint Holdings, Inc.COM CL A31,242$155.3K<0.1%+8,688+38.5%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS17,120$157.7K<0.1%+3,217+23.1%AddedHistory
BCSBarclays PLCADR23,226$180.9K<0.1%+3,263+16.3%AddedHistory
PROVProvident Financial Holdings IncCOM13,872$181.6K<0.1%+13,872NewHistory
LBAILakeland Bancorp IncCOM14,547$183.6K<0.1%+14,547NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999913,442$184.4K<0.1%+708+5.6%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR11,950$184.9K<0.1%+585+5.1%AddedHistory
CRKComstock Resources IncCOM17,203$189.7K<0.1%+17,203NewHistory
JFINJiayin Group Inc.SPONSORED ADS35,282$189.8K<0.1%00.0%UnchangedHistory
PCGPG&E CorpStock11,876$191.6K<0.1%+527+4.6%AddedHistory
MFCManulife Financial CorpCOM10,612$194.0K<0.1%+10,612NewHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS15,063$194.0K<0.1%+15,063NewHistory
BFSTBusiness First Bancshares, Inc.COM10,378$194.7K<0.1%+10,378NewHistory
OCOwens CorningStock1,467$200.1K<0.1%+1,467NewHistory
CNMDCONMED CorpCOM1,986$200.3K<0.1%+437+28.2%AddedHistory
MGAMagna International IncCOM3,738$200.4K<0.1%+3,738NewHistory
AMNBAmerican National Bankshares Inc.COM5,302$201.2K<0.1%+5,302NewHistory
MATXMatson, Inc.COM2,268$201.2K<0.1%+2,268NewHistory
Global X FDS37954Y624AUTONMOUS EV ETF8,584$201.6K<0.1%+610+7.6%Added–
ZZillow Group, Inc.CL C CAP STK4,370$201.7K<0.1%+349+8.7%AddedHistory
TOLToll Brothers, Inc.COM2,730$201.9K<0.1%+2,730NewHistory
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT5,391$202.4K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
ENPHEnphase Energy, Inc.Stock1,690$203.1K<0.1%+1,690NewHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF4,349$204.1K<0.1%+4,349New–
WKWorkiva IncCOM CL A2,015$204.2K<0.1%+15+0.8%AddedHistory
STAGSTAG Industrial, Inc.COM5,923$204.4K<0.1%+187+3.3%AddedHistory
iShares U.S. Regional Banks ETF464288778ETF6,084$204.4K<0.1%+6,084New–
iShares Tr46436E7180-3 MTH TREASURY2,036$204.9K<0.1%+2,036New–

Options (16)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Beacon Pointe Advisors, LLC in Q3 2023
SecurityClassPutsCalls
PEPPepsiCo IncStock$3.30M–
NFLXNetflix IncStock–$2.30M
TSLATesla, Inc.Stock–$2.20M
SPYSPDR S&P 500 ETF TrustETF$555.7K$1.20M
HIMSHims & Hers Health, Inc.Stock–$634.0K
DRIDarden Restaurants IncCOM$572.9K–
MPCMarathon Petroleum CorpStock–$469.2K
SOFISoFi Technologies, Inc.Stock–$319.6K
MSFTMicrosoft CorpStock$94.7K$189.4K
GISGeneral Mills IncStock$224.0K–
NVDANVIDIA CorpStock$87.0K$130.5K
AAPLApple Inc.Stock–$205.5K
HCAHCA Healthcare, Inc.COM–$98.4K
AMZNAmazon Com IncStock–$30.1K
PFEPfizer IncStock–$3.32K
WUWestern Union COStock–$1.32K

Sold out since Q2 2023 (31)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Beacon Pointe Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
TGTTarget CorpStock58,031$7.65M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP86,185$5.37M0.1%History
iShares Tr46435G268RUSEL 2500 ETF9,275$533.0K<0.1%–
CORCencora, Inc.Stock2,228$428.8K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF14,555$419.0K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF7,104$372.0K<0.1%–
iShares Tr4642874407-10 YR TRSY BD3,287$317.5K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM5,380$304.8K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A41,325$279.4K<0.1%History
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER5,288$271.9K<0.1%–
CGNXCognex CorpCOM4,811$269.5K<0.1%History
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,658$262.5K<0.1%–
IONQIonQ, Inc.COM18,837$254.9K<0.1%History
BCEBce IncCOM NEW5,515$251.4K<0.1%History
NRG Energy, Inc.629377CG5DBCV 2.750% 6/06,565$245.5K<0.1%–
IVZInvesco Ltd.Stock14,209$238.9K<0.1%History
SONSonoco Products CoCOM4,003$236.3K<0.1%History
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC2,320$230.7K<0.1%History
Clearway Energy, Inc.18539C105CL A8,500$229.5K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,950$220.6K<0.1%–
GENGen Digital Inc.Stock11,450$212.4K<0.1%History
RMDResmed IncCOM970$211.9K<0.1%History
RPMRPM International IncCOM2,316$207.8K<0.1%History
AXONAxon Enterprise, Inc.COM1,052$205.3K<0.1%History
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL4,450$203.2K<0.1%–
GLGlobe Life Inc.COM1,837$201.4K<0.1%History
Invesco Exch TRD SLF Idx FD46138J494BULSHS 2027 MUNI8,492$200.4K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF11,785$136.7K<0.1%History
RMNIRimini Street, Inc.COM14,803$70.9K<0.1%History
PTRAQProterra IncCOM19,060$22.9K<0.1%History
VATEINNOVATE Corp.COM12,800$22.4K<0.1%History