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Livermore
Livermore
ZHEN

Professional Planning

SEC CIK
0001740871
Latest filing
Nov 15, 2021

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
124
−6 vs. Q2 2021
Portfolio value
$209.4M
−$8.38M (−3.8%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Professional Planning in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NLYAnnaly Capital Management IncCOM14,488$121.0K0.1%+22+0.2%AddedHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF4,013$202.0K0.1%−1,499−27.2%Reduced–
XLNXXilinx IncCOM1,350$203.0K0.1%+1,350NewHistory
State Street SPDR S&P Biotech ETF78464A870ETF1,665$209.0K0.1%−157−8.6%Reduced–
BXBlackstone Inc.COM1,876$218.0K0.1%+1,876NewHistory
VanEck ETF Trust92189F460CEF MUNI INCOME7,509$220.0K0.1%+508+7.3%Added–
RPMRPM International IncCOM2,934$227.0K0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG8,048$235.0K0.1%−430−5.1%Reduced–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,007$240.0K0.1%−423−12.3%Reduced–
BACBank of America CorpStock5,717$242.0K0.1%−49−0.8%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF1,862$252.0K0.1%+155+9.1%Added–
AMATApplied Materials IncStock1,960$252.0K0.1%−144−6.8%ReducedHistory
ARK Innovation ETF00214Q104ETF2,325$256.0K0.1%+83+3.7%Added–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,583$263.0K0.1%+2,583New–
SPDR Series Trust78464A763ST STR SP DIV2,254$264.0K0.1%−469−17.2%Reduced–
EMREmerson Electric CoStock2,821$265.0K0.1%+108+4.0%AddedHistory
iShares Select Dividend ETF464287168ETF2,395$274.0K0.1%−175−6.8%Reduced–
HONHoneywell International IncCOM1,326$281.0K0.1%+53+4.2%AddedHistory
GSGoldman Sachs Group IncStock752$284.0K0.1%+752NewHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT7,830$284.0K0.1%+220+2.9%Added–
NOCNorthrop Grumman CorpStock806$290.0K0.1%+88+12.3%AddedHistory
EXPEagle Materials IncCOM2,259$296.0K0.1%−765−25.3%ReducedHistory
LLYEli Lilly & CoStock1,296$299.0K0.1%00.0%UnchangedHistory
YUMYum Brands IncStock2,474$302.0K0.1%+6+0.2%AddedHistory
ILMNIllumina, Inc.COM751$304.0K0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG5,305$305.0K0.1%−526−9.0%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST3,657$323.0K0.2%+171+4.9%Added–
KOCoca Cola CoStock6,227$326.0K0.2%−343−5.2%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock574$327.0K0.2%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,518$328.0K0.2%+1,531+30.7%Added–
Vanguard Total Bond Market ETF921937835ETF3,853$329.0K0.2%−7,703−66.7%Reduced–
iShares Tr464287556ISHARES BIOTECH2,081$336.0K0.2%00.0%Unchanged–
LUVSouthwest Airlines CoCOM6,581$338.0K0.2%−844−11.4%ReducedHistory
RTXRTX CorpStock4,087$351.0K0.2%−156−3.7%ReducedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL7,304$351.0K0.2%+1,512+26.1%Added–
Schwab US Tips ETF808524870ETF5,707$357.0K0.2%+5,707New–
VZVerizon Communications IncStock6,661$359.0K0.2%−5,527−45.3%ReducedHistory
ABMAbm Industries IncCOM8,125$365.0K0.2%+32+0.4%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF7,767$392.0K0.2%+977+14.4%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF3,425$393.0K0.2%+14+0.4%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL6,505$395.0K0.2%−588−8.3%Reduced–
PFSIPennyMac Financial Services, Inc.COM6,469$395.0K0.2%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,593$398.0K0.2%+381+17.2%Added–
iShares Tr464288752US HOME CONS ETF6,170$408.0K0.2%00.0%Unchanged–
PEPPepsiCo IncStock2,743$412.0K0.2%−8−0.3%ReducedHistory
HBNCHorizon Bancorp IncCOM22,778$413.0K0.2%00.0%UnchangedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF13,856$421.0K0.2%−435−3.0%Reduced–
AMGNAmgen IncStock1,991$423.0K0.2%−175−8.1%ReducedHistory
CZRCaesars Entertainment, Inc.COM3,834$430.0K0.2%−641−14.3%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF4,638$437.0K0.2%−9−0.2%Reduced–
SPDR Series Trust78468R408ST TERM HIGH ETF16,069$440.0K0.2%+6,078+60.8%Added–
LOWLowes Companies IncStock2,199$446.0K0.2%+203+10.2%AddedHistory
CCitigroup IncStock6,391$448.0K0.2%+809+14.5%AddedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS5,654$453.0K0.2%−267−4.5%Reduced–
PGProcter & Gamble CoStock3,261$455.0K0.2%−184−5.3%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF6,269$465.0K0.2%+1,800+40.3%Added–
MARMarriott International IncStock3,233$478.0K0.2%−375−10.4%ReducedHistory
LULUlululemon athletica inc.Stock1,221$494.0K0.2%−22−1.8%ReducedHistory
SPDR Series Trust78464A581ST STR SP HCEQ4,417$552.0K0.3%−93−2.1%Reduced–
Fidelity MSCI Materials Index ETF316092881ETF12,781$565.0K0.3%−1,489−10.4%Reduced–
Fidelity MSCI Health Care Index ETF316092600ETF9,392$599.0K0.3%−300−3.1%Reduced–
UNHUnitedHealth Group IncStock1,546$604.0K0.3%−9−0.6%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL11,860$605.0K0.3%+3,575+43.2%Added–
iShares S&P 500 Value ETF464287408ETF4,237$616.0K0.3%+789+22.9%Added–
PFEPfizer IncStock14,708$632.0K0.3%+136+0.9%AddedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS23,181$657.0K0.3%+491+2.2%AddedHistory
iShares Tips Bond ETF464287176ETF5,650$721.0K0.3%+369+7.0%Added–
LMTLockheed Martin CorpStock2,219$765.0K0.4%−74−3.2%ReducedHistory
JNJJohnson & JohnsonStock4,801$775.0K0.4%−28−0.6%ReducedHistory
DHRDanaher CorpStock2,642$804.0K0.4%+921+53.5%AddedHistory
ABBVAbbVie Inc.Stock7,604$820.0K0.4%+472+6.6%AddedHistory
WMWaste Management IncStock5,593$835.0K0.4%−53−0.9%ReducedHistory
iShares Tr464287515EXPANDED TECH2,198$877.0K0.4%+101+4.8%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF17,502$887.0K0.4%+3,930+29.0%Added–
AMDAdvanced Micro Devices IncStock8,633$888.0K0.4%+381+4.6%AddedHistory
AWKAmerican Water Works Company, Inc.Stock5,273$891.0K0.4%−709−11.9%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF35,159$893.0K0.4%+2,833+8.8%Added–
Fidelity MSCI Financials Index ETF316092501ETF16,688$895.0K0.4%+469+2.9%Added–
ZMZoom Communications, Inc.Stock3,457$904.0K0.4%−493−12.5%ReducedHistory
SHWSherwin Williams CoCOM3,504$980.0K0.5%+15+0.4%AddedHistory
ADBEAdobe Inc.Stock1,722$991.0K0.5%+69+4.2%AddedHistory
TGTTarget CorpStock4,412$1.01M0.5%−185−4.0%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF11,686$1.04M0.5%−32,878−73.8%Reduced–
FFINFirst Financial Bankshares IncCOM22,802$1.05M0.5%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock3,892$1.05M0.5%+110+2.9%AddedHistory
XYZBlock, Inc.CL A4,411$1.06M0.5%−13−0.3%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS8,288$1.06M0.5%+1,813+28.0%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF10,909$1.11M0.5%+3,848+54.5%Added–
ABTAbbott LaboratoriesStock9,871$1.17M0.6%−339−3.3%ReducedHistory
NKENIKE, Inc.Stock8,103$1.18M0.6%−194−2.3%ReducedHistory
MCDMcDonalds CorpStock4,970$1.20M0.6%+421+9.3%AddedHistory
BABoeing CoStock5,488$1.21M0.6%−1,089−16.6%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF20,279$1.27M0.6%−625−3.0%ReducedConverted for a 6-for-1 split–
PYPLPayPal Holdings, Inc.Stock4,926$1.28M0.6%+658+15.4%AddedHistory
Fidelity Covington Trust316092709MSCI INDL INDX25,153$1.30M0.6%+579+2.4%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF6,003$1.33M0.6%+19+0.3%Added–
WMTWalmart Inc.Stock9,652$1.34M0.6%+271+2.9%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN17,487$1.35M0.6%−1,830−9.5%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF14,218$1.39M0.7%−5,475−27.8%Reduced–
NFLXNetflix IncStock2,311$1.41M0.7%−338−12.8%ReducedHistory

Sold out since Q2 2021 (11)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Professional Planning sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
State Street SPDR S&P Regional Banking ETF78464A698ETF15,212$996.0K0.5%–
TTDTrade Desk, Inc.Stock8,650$669.0K0.3%History
CRSPCRISPR Therapeutics AGNAMEN AKT1,835$297.0K0.1%History
BABAAlibaba Group Holding LtdADR1,283$290.0K0.1%History
ROKURoku, IncCOM CL A574$263.0K0.1%History
TAT&T Inc.Stock9,018$259.0K0.1%History
BIDUBaidu, Inc.ADR1,258$256.0K0.1%History
ATVIActivision Blizzard, Inc.COM2,581$246.0K0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF4,177$226.0K0.1%–
Global X FDS37954Y392VDEO GAM ESPRT6,995$226.0K0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,663$220.0K0.1%–