Skip to main content
Livermore
Livermore
ZHEN

Professional Planning

SEC CIK
0001740871
Latest filing
Nov 15, 2021

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
130
+10 vs. Q1 2021
Portfolio value
$217.8M
+$13.0M (+6.4%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Professional Planning in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NLYAnnaly Capital Management IncCOM14,466$128.0K0.1%+21+0.1%AddedHistory
VanEck ETF Trust92189F460CEF MUNI INCOME7,001$210.0K0.1%+11+0.2%Added–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,663$220.0K0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF4,177$226.0K0.1%−1,339−24.3%Reduced–
Global X FDS37954Y392VDEO GAM ESPRT6,995$226.0K0.1%−1,042−13.0%Reduced–
Vanguard Morningstar Value ETF922908744ETF1,707$234.0K0.1%−14−0.8%Reduced–
BACBank of America CorpStock5,766$237.0K0.1%+5,766NewHistory
Global X FDS37954Y442CLOUD COMPUTNG8,478$242.0K0.1%−537−6.0%Reduced–
State Street SPDR S&P Biotech ETF78464A870ETF1,822$246.0K0.1%−298−14.1%Reduced–
ATVIActivision Blizzard, Inc.COM2,581$246.0K0.1%+61+2.4%AddedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR4,987$251.0K0.1%−1,246−20.0%Reduced–
BIDUBaidu, Inc.ADR1,258$256.0K0.1%−399−24.1%ReducedHistory
TAT&T Inc.Stock9,018$259.0K0.1%+396+4.6%AddedHistory
NOCNorthrop Grumman CorpStock718$260.0K0.1%00.0%UnchangedHistory
RPMRPM International IncCOM2,934$260.0K0.1%00.0%UnchangedHistory
EMREmerson Electric CoStock2,713$261.0K0.1%+124+4.8%AddedHistory
ROKURoku, IncCOM CL A574$263.0K0.1%−267−31.7%ReducedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF9,991$275.0K0.1%+9,991New–
HONHoneywell International IncCOM1,273$279.0K0.1%+3+0.2%AddedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,792$280.0K0.1%+5,792New–
YUMYum Brands IncStock2,468$283.0K0.1%+160+6.9%AddedHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,512$288.0K0.1%+370+7.2%Added–
TMOThermo Fisher Scientific Inc.Stock574$289.0K0.1%−5−0.9%ReducedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT7,610$289.0K0.1%+1,366+21.9%Added–
BABAAlibaba Group Holding LtdADR1,283$290.0K0.1%−1,045−44.9%ReducedHistory
ARK Innovation ETF00214Q104ETF2,242$293.0K0.1%−2,104−48.4%Reduced–
LLYEli Lilly & CoStock1,296$297.0K0.1%−108−7.7%ReducedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT1,835$297.0K0.1%−2,160−54.1%ReducedHistory
iShares Select Dividend ETF464287168ETF2,570$299.0K0.1%+174+7.3%Added–
AMATApplied Materials IncStock2,104$299.0K0.1%+300+16.6%AddedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,430$306.0K0.1%−580−14.5%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST3,486$315.0K0.1%+3,486New–
WisdomTree Tr97717Y691CLOUD COMPUTNG5,831$325.0K0.1%−845−12.7%Reduced–
SPDR Series Trust78464A763ST STR SP DIV2,723$332.0K0.2%+402+17.3%Added–
Schwab US Dividend Equity ETF808524797ETF4,469$337.0K0.2%+4,469New–
iShares Tr464287556ISHARES BIOTECH2,081$340.0K0.2%−234−10.1%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF2,212$342.0K0.2%+121+5.8%Added–
Vanguard Ftse Developed Markets ETF921943858ETF6,790$349.0K0.2%+53+0.8%Added–
KOCoca Cola CoStock6,570$355.0K0.2%+909+16.1%AddedHistory
ILMNIllumina, Inc.COM751$355.0K0.2%00.0%UnchangedHistory
ABMAbm Industries IncCOM8,093$358.0K0.2%+8,093NewHistory
RTXRTX CorpStock4,243$361.0K0.2%−682−13.8%ReducedHistory
LOWLowes Companies IncStock1,996$387.0K0.2%+12+0.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF3,411$393.0K0.2%+16+0.5%Added–
CCitigroup IncStock5,582$394.0K0.2%+5,582NewHistory
LUVSouthwest Airlines CoCOM7,425$394.0K0.2%+7,425NewHistory
HBNCHorizon Bancorp IncCOM22,778$397.0K0.2%00.0%UnchangedHistory
PFSIPennyMac Financial Services, Inc.COM6,469$399.0K0.2%00.0%UnchangedHistory
PEPPepsiCo IncStock2,751$407.0K0.2%−470−14.6%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL8,285$422.0K0.2%+40.0%Added–
iShares Tr464288752US HOME CONS ETF6,170$427.0K0.2%00.0%Unchanged–
EXPEagle Materials IncCOM3,024$429.0K0.2%+3,024NewHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL7,093$432.0K0.2%−60−0.8%Reduced–
Fidelity Covington Trust316092857MSCI RL EST ETF14,291$434.0K0.2%+14,291New–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF4,647$441.0K0.2%−1,210−20.7%Reduced–
LULUlululemon athletica inc.Stock1,243$453.0K0.2%−150−10.8%ReducedHistory
DHRDanaher CorpStock1,721$461.0K0.2%+316+22.5%AddedHistory
PGProcter & Gamble CoStock3,445$464.0K0.2%−591−14.6%ReducedHistory
CZRCaesars Entertainment, Inc.COM4,475$464.0K0.2%+4,475NewHistory
Fidelity Covington Trust316092204MSCI CONSM DIS5,921$480.0K0.2%−238−3.9%Reduced–
MARMarriott International IncStock3,608$492.0K0.2%+638+21.5%AddedHistory
iShares S&P 500 Value ETF464287408ETF3,448$509.0K0.2%+556+19.2%Added–
AMGNAmgen IncStock2,166$527.0K0.2%+54+2.6%AddedHistory
PFEPfizer IncStock14,572$570.0K0.3%+408+2.9%AddedHistory
SPDR Series Trust78464A581ST STR SP HCEQ4,510$582.0K0.3%−481−9.6%Reduced–
Fidelity MSCI Health Care Index ETF316092600ETF9,692$617.0K0.3%−598−5.8%Reduced–
UNHUnitedHealth Group IncStock1,555$622.0K0.3%+11+0.7%AddedHistory
Fidelity MSCI Materials Index ETF316092881ETF14,270$659.0K0.3%+14,270New–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS22,690$666.0K0.3%+903+4.1%AddedHistory
TTDTrade Desk, Inc.Stock8,650$669.0K0.3%−1,510−14.9%ReducedConverted for a 10-for-1 splitHistory
iShares Tips Bond ETF464287176ETF5,281$676.0K0.3%−8,096−60.5%Reduced–
VZVerizon Communications IncStock12,188$682.0K0.3%−5,444−30.9%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF13,572$688.0K0.3%+1,566+13.0%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF7,061$720.0K0.3%−1,053−13.0%Reduced–
AMDAdvanced Micro Devices IncStock8,252$775.0K0.4%+1,874+29.4%AddedHistory
WMWaste Management IncStock5,646$791.0K0.4%−469−7.7%ReducedHistory
JNJJohnson & JohnsonStock4,829$795.0K0.4%+82+1.7%AddedHistory
ABBVAbbVie Inc.Stock7,132$803.0K0.4%−264−3.6%ReducedHistory
iShares Tr464287515EXPANDED TECH2,097$817.0K0.4%−107−4.9%Reduced–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS6,475$831.0K0.4%+1,490+29.9%Added–
Global X FDS37954Y673US INFR DEV ETF32,326$832.0K0.4%+32,326New–
Fidelity MSCI Financials Index ETF316092501ETF16,219$849.0K0.4%+5,447+50.6%Added–
LMTLockheed Martin CorpStock2,293$867.0K0.4%+10.0%AddedHistory
AWKAmerican Water Works Company, Inc.Stock5,982$922.0K0.4%+91+1.5%AddedHistory
CRMSalesforce, Inc.Stock3,782$923.0K0.4%−317−7.7%ReducedHistory
SHWSherwin Williams CoCOM3,489$950.0K0.4%−78−2.2%ReducedConverted for a 3-for-1 splitHistory
ADBEAdobe Inc.Stock1,653$968.0K0.4%−94−5.4%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF11,556$992.0K0.5%−9,460−45.0%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF15,212$996.0K0.5%+10,833+247.4%Added–
MCDMcDonalds CorpStock4,549$1.05M0.5%+450+11.0%AddedHistory
XYZBlock, Inc.CL A4,424$1.08M0.5%−546−11.0%ReducedHistory
TGTTarget CorpStock4,597$1.11M0.5%+362+8.5%AddedHistory
FFINFirst Financial Bankshares IncCOM22,802$1.12M0.5%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock10,210$1.18M0.5%−97−0.9%ReducedHistory
PYPLPayPal Holdings, Inc.Stock4,268$1.24M0.6%+332+8.4%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF3,484$1.26M0.6%−54−1.5%Reduced–
NKENIKE, Inc.Stock8,297$1.28M0.6%−273−3.2%ReducedHistory
WMTWalmart Inc.Stock9,381$1.32M0.6%−728−7.2%ReducedHistory
Fidelity Covington Trust316092709MSCI INDL INDX24,574$1.33M0.6%+4,610+23.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,984$1.33M0.6%+18+0.3%Added–

Sold out since Q1 2021 (3)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Professional Planning sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
ARK ETF Tr00214Q302GENOMIC REV ETF2,967$263.0K0.1%–
VanEck ETF Trust92189F486IG FLOA RATE ETF9,968$252.0K0.1%–
FFord Motor CoStock11,177$136.0K0.1%History