Skip to main content
Livermore
Livermore
ZHEN

Pflug Koory, LLC

SEC CIK
0001740063
Latest filing
Jul 21, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 18, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
426
−38 vs. Q3 2022
Portfolio value
$179.9M
+$15.6M (+9.5%) vs. Q3 2022
Filed
Jan 18, 2023
SEC
Holdings of Pflug Koory, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LUMNLumen Technologies, Inc.Stock74$00.0%00.0%UnchangedHistory
iShares Russell Midcap ETF464287499ETF7$00.0%00.0%Unchanged–
SLVMSylvamo CorpCOMMON STOCK5$00.0%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM200$00.0%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM67$00.0%−67−50.0%Reduced–
DXCDXC Technology CoStock35$1.00K<0.1%00.0%UnchangedHistory
ZIMVZimVie Inc.Stock131$1.00K<0.1%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR17$1.00K<0.1%00.0%UnchangedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF25$1.00K<0.1%00.0%Unchanged–
GPNGlobal Payments IncStock10$1.00K<0.1%−8−44.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL12$1.00K<0.1%00.0%Unchanged–
Global X FDS37954Y673US INFR DEV ETF50$1.00K<0.1%00.0%Unchanged–
RCLRoyal Caribbean Cruises LtdCOM30$1.00K<0.1%00.0%UnchangedHistory
CXHMFS Investment Grade Municipal TrustSH BEN INT179$1.00K<0.1%00.0%UnchangedHistory
Paramount Global92556H206CL B70$1.00K<0.1%00.0%Unchanged–
VFCV F CorpStock75$2.00K<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock170$2.00K<0.1%00.0%UnchangedHistory
EMBCEmbecta Corp.Stock60$2.00K<0.1%−109−64.5%ReducedHistory
KMIKinder Morgan, Inc.Stock100$2.00K<0.1%00.0%UnchangedHistory
AAAlcoa CorpStock33$2.00K<0.1%00.0%UnchangedHistory
HEHawaiian Electric Industries IncCOM49$2.00K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X400SP CHINA ETF20$2.00K<0.1%00.0%Unchanged–
XPOXPO, Inc.COM70$2.00K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM60$2.00K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM310$2.00K<0.1%−950−75.4%ReducedHistory
GSGoldman Sachs Group IncStock10$3.00K<0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock27$3.00K<0.1%00.0%UnchangedHistory
GXOGXO Logistics, Inc.Stock70$3.00K<0.1%00.0%UnchangedHistory
HLNHaleon plcADR325$3.00K<0.1%−776−70.5%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF59$3.00K<0.1%00.0%Unchanged–
SPOTSpotify Technology S.A.Stock40$3.00K<0.1%00.0%UnchangedHistory
LTCLTC Properties IncREIT90$3.00K<0.1%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT84$3.00K<0.1%00.0%UnchangedHistory
EPACEnerpac Tool Group CorpCL A COM125$3.00K<0.1%00.0%UnchangedHistory
OTTROtter Tail CorpCOM50$3.00K<0.1%00.0%UnchangedHistory
ACCOAcco Brands CorpCOM500$3.00K<0.1%00.0%UnchangedHistory
WWWWolverine World Wide IncCOM245$3.00K<0.1%00.0%UnchangedHistory
ILMNIllumina, Inc.COM16$3.00K<0.1%00.0%UnchangedHistory
LNCLincoln National CorpCOM86$3.00K<0.1%00.0%UnchangedHistory
iShares Tr46428951110+ YR INVST GRD67$3.00K<0.1%00.0%Unchanged–
Schwab International Small-Cap Equity ETF808524888ETF128$4.00K<0.1%+128New–
Vanguard Industrials ETF92204A603ETF23$4.00K<0.1%00.0%Unchanged–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF35$4.00K<0.1%00.0%Unchanged–
Vanguard Short-Term Bond ETF921937827ETF47$4.00K<0.1%00.0%Unchanged–
XYZBlock, Inc.CL A57$4.00K<0.1%00.0%UnchangedHistory
iShares Inc464286210EURO HIGH YIELD86$4.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER83$4.00K<0.1%00.0%Unchanged–
iShares Inc464286285JP MRGN EM HI BD107$4.00K<0.1%00.0%Unchanged–
SPDR Series Trust78464A490ST STR FTSE ETF102$4.00K<0.1%00.0%Unchanged–
ENBEnbridge IncStock123$5.00K<0.1%−1,095−89.9%ReducedHistory
CICigna GroupStock15$5.00K<0.1%00.0%UnchangedHistory
ONOn Semiconductor CorpStock85$5.00K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock100$5.00K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock75$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF120$5.00K<0.1%00.0%Unchanged–
iShares Tr464287325GLOB HLTHCRE ETF58$5.00K<0.1%00.0%Unchanged–
SPDR Series Trust78464A151SST SPDR BLOOMBE163$5.00K<0.1%00.0%Unchanged–
HASIHA Sustainable Infrastructure Capital, Inc.COM160$5.00K<0.1%00.0%UnchangedHistory
FFord Motor CoStock500$6.00K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock665$6.00K<0.1%−529−44.3%ReducedHistory
NEENextera Energy IncStock76$6.00K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF42$6.00K<0.1%00.0%Unchanged–
TDToronto Dominion BankStock90$6.00K<0.1%00.0%UnchangedHistory
ATIAti IncStock200$6.00K<0.1%00.0%UnchangedHistory
CPKChesapeake Utilities CorpCOM50$6.00K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM133$6.00K<0.1%00.0%UnchangedHistory
LEALear CorpCOM NEW48$6.00K<0.1%+10+26.3%AddedHistory
TDOCTeladoc Health, Inc.COM268$6.00K<0.1%00.0%UnchangedHistory
LECOLincoln Electric Holdings IncCOM45$7.00K<0.1%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF75$7.00K<0.1%00.0%Unchanged–
iShares Tr4642874571 3 YR TREAS BD91$7.00K<0.1%00.0%Unchanged–
BRTBRT Apartments Corp.COM340$7.00K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM60$7.00K<0.1%00.0%Unchanged–
EWEdwards Lifesciences CorpStock109$8.00K<0.1%00.0%UnchangedHistory
GLDSPDR Gold TrustETF50$8.00K<0.1%00.0%UnchangedHistory
PGRProgressive CorpStock60$8.00K<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock284$8.00K<0.1%−42−12.9%ReducedHistory
IVZInvesco Ltd.Stock450$8.00K<0.1%00.0%UnchangedHistory
JWNNordstrom IncStock520$8.00K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock119$8.00K<0.1%00.0%UnchangedHistory
DANDANA IncCOM530$8.00K<0.1%00.0%UnchangedHistory
EQIXEquinix IncCOM12$8.00K<0.1%00.0%UnchangedHistory
iShares Tr464287580US CONSUM DISCRE136$8.00K<0.1%00.0%Unchanged–
ISRGIntuitive Surgical IncCOM NEW31$8.00K<0.1%+26+520.0%AddedHistory
DEODiageo PLCSPON ADR NEW47$8.00K<0.1%00.0%UnchangedHistory
GSKGSK plcADR260$9.00K<0.1%−620−70.5%ReducedHistory
GAINGladstone Investment CorporationdeCEF675$9.00K<0.1%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF107$9.00K<0.1%00.0%Unchanged–
CLMBClimb Global Solutions, Inc.COM275$9.00K<0.1%00.0%UnchangedHistory
FLNCFluence Energy, Inc.COM CL A500$9.00K<0.1%+500NewHistory
BAXBaxter International IncStock200$10.0K<0.1%00.0%UnchangedHistory
MRSHMarsh & McLennan Companies, Inc.Stock61$10.0K<0.1%00.0%UnchangedHistory
AAgilent Technologies, Inc.COM66$10.0K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM42$10.0K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF247$10.0K<0.1%+1+0.4%Added–
NFLXNetflix IncStock37$11.0K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock980$11.0K<0.1%−174−15.1%ReducedHistory
ZTSZoetis Inc.Stock73$11.0K<0.1%00.0%UnchangedHistory
LULUlululemon athletica inc.Stock35$11.0K<0.1%00.0%UnchangedHistory
PPLPPL CorpCOM373$11.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2022 (41)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Pflug Koory, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
iShares Tr46435G219INVT GRAD SY ETF8,951$379.0K0.2%–
WECWec Energy Group, Inc.Stock760$68.0K<0.1%History
LNTAlliant Energy CorpStock1,213$64.0K<0.1%History
RPMRPM International IncCOM552$46.0K<0.1%History
DDominion Energy, IncStock652$45.0K<0.1%History
XELXcel Energy IncStock620$40.0K<0.1%History
PAYXPaychex IncStock325$36.0K<0.1%History
PYPLPayPal Holdings, Inc.Stock421$36.0K<0.1%History
WTRGEssential Utilities, Inc.COM814$34.0K<0.1%History
ORealty Income CorpREIT393$23.0K<0.1%History
Vanguard Dividend Appreciation ETF921908844ETF129$17.0K<0.1%–
SJMJ M SMUCKER CoStock100$14.0K<0.1%History
IRMIron Mountain IncCOM329$14.0K<0.1%History
SXTSensient Technologies CorpCOM200$14.0K<0.1%History
CDWCDW CorpCOM83$13.0K<0.1%History
CMECME Group Inc.COM69$12.0K<0.1%History
RBARB Global Inc.COM199$12.0K<0.1%History
MTNVail Resorts IncCOM52$11.0K<0.1%History
SNPSSynopsys IncCOM34$10.0K<0.1%History
YUMCYum China Holdings, Inc.COM214$10.0K<0.1%History
FCXFreeport-McMoran IncStock324$9.00K<0.1%History
PTCPTC Inc.Stock86$9.00K<0.1%History
JKHYJack Henry & Associates IncStock45$8.00K<0.1%History
STESTERIS plcSHS USD50$8.00K<0.1%History
TYLTyler Technologies IncCOM21$7.00K<0.1%History
MKTXMarketaxess Holdings IncCOM27$6.00K<0.1%History
RFRegions Financial CorpCOM311$6.00K<0.1%History
SIVBSVB Financial GroupCOM17$6.00K<0.1%History
NWLNewell Brands Inc.Stock360$5.00K<0.1%History
ENTGEntegris IncCOM61$5.00K<0.1%History
SCSSteelcase IncCL A700$5.00K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF38$4.00K<0.1%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF42$4.00K<0.1%–
DVNDevon Energy CorpStock40$2.00K<0.1%History
TWTRTwitter, Inc.COM42$2.00K<0.1%History
WWayfair Inc.CL A22$1.00K<0.1%History
FSRDFast Radius, Inc.COMMON STOCK2,000$1.00K<0.1%History
REZIResideo Technologies, Inc.Stock8$00.0%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF7$00.0%–
First Tr Exchange-Traded FD33734H106SHS13$00.0%–
VREXVarex Imaging CorpCOM20$00.0%History