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Livermore
Livermore
ZHEN

Pflug Koory, LLC

SEC CIK
0001740063
Latest filing
Jul 21, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
469
+11 vs. Q3 2021
Portfolio value
$198.2M
+$15.3M (+8.4%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of Pflug Koory, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
REZIResideo Technologies, Inc.Stock16$00.0%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock2$00.0%+2NewHistory
SLVMSylvamo CorpCOMMON STOCK5$00.0%+5NewHistory
BYNDBeyond Meat, Inc.COM1$00.0%+1NewHistory
AMEDAmedisys IncCOM1$00.0%+1NewHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.12$00.0%+12New–
MDCSekisui House U.S., Inc.COM5$00.0%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW6$00.0%00.0%Unchanged–
LGVLongview Acquisition Corp. IICOM CL A20$00.0%+20NewHistory
The Valens Company Inc91914P603COM NEW20$00.0%+20New–
DXCDXC Technology CoStock41$1.00K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock28$1.00K<0.1%−42−60.0%ReducedHistory
ONLOrion Properties Inc.REIT39$1.00K<0.1%+39NewHistory
iShares Russell Midcap ETF464287499ETF7$1.00K<0.1%00.0%Unchanged–
State Street Utilities Select Sector SPDR ETF81369Y886ETF7$1.00K<0.1%00.0%Unchanged–
PLTRPalantir Technologies Inc.Stock37$1.00K<0.1%+37NewHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF25$1.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL12$1.00K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33734H106SHS13$1.00K<0.1%00.0%Unchanged–
GSHDGoosehead Insurance, Inc.COM CL A6$1.00K<0.1%00.0%UnchangedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM41$1.00K<0.1%+41NewHistory
ETSYEtsy IncCOM6$1.00K<0.1%+6NewHistory
VREXVarex Imaging CorpCOM20$1.00K<0.1%−120−85.7%ReducedHistory
DFTXDefinium Therapeutics, Inc.COM520$1.00K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 2204$1.00K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock168$2.00K<0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock100$2.00K<0.1%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR17$2.00K<0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock18$2.00K<0.1%+18NewHistory
SPDR Index Shs FDS78463X400SP CHINA ETF20$2.00K<0.1%+20New–
RCLRoyal Caribbean Cruises LtdCOM30$2.00K<0.1%00.0%UnchangedHistory
iShares Tr464287192US TRSPRTION6$2.00K<0.1%00.0%Unchanged–
ROKURoku, IncCOM CL A7$2.00K<0.1%+4+133.3%AddedHistory
CGCCanopy Growth CorpCOM200$2.00K<0.1%00.0%UnchangedHistory
CXHMFS Investment Grade Municipal TrustSH BEN INT179$2.00K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM200$2.00K<0.1%00.0%Unchanged–
TWTRTwitter, Inc.COM42$2.00K<0.1%00.0%UnchangedHistory
Paramount Global92556H206CL B70$2.00K<0.1%00.0%Unchanged–
BOCBoston Omaha CorpStock100$3.00K<0.1%00.0%UnchangedHistory
CICigna GroupStock15$3.00K<0.1%00.0%UnchangedHistory
iShares Core MSCI Europe ETF46434V738ETF50$3.00K<0.1%00.0%Unchanged–
Vanguard Intermediate-Term Bond ETF921937819ETF37$3.00K<0.1%−3−7.5%Reduced–
ATIAti IncStock200$3.00K<0.1%00.0%UnchangedHistory
LTCLTC Properties IncREIT90$3.00K<0.1%00.0%UnchangedHistory
EPACEnerpac Tool Group CorpCL A COM125$3.00K<0.1%−300−70.6%ReducedHistory
ENVXEnovix CorpCOM100$3.00K<0.1%+100NewHistory
ISRGIntuitive Surgical IncCOM NEW8$3.00K<0.1%+8NewHistory
IPInternational Paper CoCOM60$3.00K<0.1%00.0%UnchangedHistory
ACCAmerican Campus Communities IncCOM45$3.00K<0.1%00.0%UnchangedHistory
GSGoldman Sachs Group IncStock10$4.00K<0.1%00.0%UnchangedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF38$4.00K<0.1%00.0%Unchanged–
KDKyndryl Holdings, Inc.Stock214$4.00K<0.1%+214NewHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF35$4.00K<0.1%00.0%Unchanged–
Vanguard Total Bond Market ETF921937835ETF46$4.00K<0.1%−24−34.3%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF32$4.00K<0.1%00.0%Unchanged–
Vanguard Short-Term Bond ETF921937827ETF47$4.00K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF42$4.00K<0.1%00.0%Unchanged–
AAAlcoa CorpStock66$4.00K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock100$4.00K<0.1%00.0%UnchangedHistory
OTTROtter Tail CorpCOM50$4.00K<0.1%00.0%UnchangedHistory
ACCOAcco Brands CorpCOM500$4.00K<0.1%00.0%UnchangedHistory
WWayfair Inc.CL A22$4.00K<0.1%00.0%UnchangedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM80$4.00K<0.1%−207−72.1%ReducedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY38$4.00K<0.1%00.0%Unchanged–
Vanguard Industrials ETF92204A603ETF23$5.00K<0.1%00.0%Unchanged–
ALCAlcon IncStock60$5.00K<0.1%00.0%UnchangedHistory
iShares Inc464286210EURO HIGH YIELD86$5.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER83$5.00K<0.1%−80−49.1%Reduced–
iShares Tr464287788U.S. FINLS ETF62$5.00K<0.1%00.0%Unchanged–
iShares Inc464286285JP MRGN EM HI BD107$5.00K<0.1%00.0%Unchanged–
XPOXPO, Inc.COM70$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464287549EXPND TEC SC ETF12$5.00K<0.1%00.0%Unchanged–
iShares Tr464287325GLOB HLTHCRE ETF58$5.00K<0.1%00.0%Unchanged–
SPDR Series Trust78464A490ST STR FTSE ETF102$5.00K<0.1%00.0%Unchanged–
iShares Tr46428951110+ YR INVST GRD67$5.00K<0.1%00.0%Unchanged–
GXOGXO Logistics, Inc.Stock70$6.00K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF40$6.00K<0.1%00.0%Unchanged–
ZTSZoetis Inc.Stock23$6.00K<0.1%00.0%UnchangedHistory
Schwab Fundamental International Equity ETF808524755ETF182$6.00K<0.1%00.0%Unchanged–
ONOn Semiconductor CorpStock85$6.00K<0.1%00.0%UnchangedHistory
OLNOLIN CorpStock100$6.00K<0.1%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT84$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF120$6.00K<0.1%00.0%Unchanged–
DANDANA IncCOM265$6.00K<0.1%00.0%UnchangedHistory
LECOLincoln Electric Holdings IncCOM45$6.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A151SST SPDR BLOOMBE163$6.00K<0.1%00.0%Unchanged–
ILMNIllumina, Inc.COM16$6.00K<0.1%00.0%UnchangedHistory
LNCLincoln National CorpCOM86$6.00K<0.1%00.0%UnchangedHistory
LEALear CorpCOM NEW33$6.00K<0.1%00.0%UnchangedHistory
MATWMatthews International CorpCL A175$6.00K<0.1%00.0%UnchangedHistory
VFCV F CorpStock100$7.00K<0.1%00.0%UnchangedHistory
NEENextera Energy IncStock76$7.00K<0.1%00.0%UnchangedHistory
TDToronto Dominion BankStock90$7.00K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock75$7.00K<0.1%00.0%UnchangedHistory
GBXGreenbrier Companies IncStock150$7.00K<0.1%00.0%UnchangedHistory
CPKChesapeake Utilities CorpCOM50$7.00K<0.1%00.0%UnchangedHistory
WWWWolverine World Wide IncCOM245$7.00K<0.1%+25+11.4%AddedHistory
RFRegions Financial CorpCOM311$7.00K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM133$7.00K<0.1%00.0%UnchangedHistory
KDPKeurig Dr Pepper Inc.COM215$8.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (11)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Pflug Koory, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
UFSDomtar CORPCOM NEW15,520$846.0K0.5%History
Credit Suisse Group225401108SPONSORED ADR2,000$20.0K<0.1%–
KSUKansas City SouthernCOM NEW75$20.0K<0.1%History
FLFoot Locker, Inc.COM384$18.0K<0.1%History
PBAPembina Pipeline CorpCOM260$8.00K<0.1%History
EIGREiger BioPharmaceuticals, Inc.COM1,010$7.00K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A120$6.00K<0.1%History
NIONIO Inc.ADR100$4.00K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE71$4.00K<0.1%History
CVMCel Sci CorpCOM PAR NEW1$00.0%History
Yellowstone Acquisition Co98566K204UNIT 10/22/202530$00.0%–